Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2022
Institutional positions in Caterpillar Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,176
- +42 vs. Q4 2021
- Shares held
- 368.8M
- +6.72M (+1.9%) vs. Q4 2021
- Total value
- $82.0B
- +$7.15B (+9.5%) vs. Q4 2021
- New holders
- 178
- 956 more added
- Sold out
- 136
- 714 more reduced
27 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Salem Investment Counselors Inc | 34,445 | $7.67M | 0.30% | +512+1.5% | Added |
| Shelter Mutual Insurance Co | 34,200 | $7.62M | 2.00% | 00.0% | Unchanged |
| Capitolis Advisors LLC | 34,191 | $7.62M | 0.38% | −173,426−83.5% | Reduced |
| Anderson Hoagland & Co | 33,728 | $7.51M | 0.97% | −236−0.7% | Reduced |
| Metropolitan Life Insurance Co | 33,383 | $7.44M | 0.27% | −50,220−60.1% | Reduced |
| Sigma Planning Corp | 33,202 | $7.40M | 0.22% | −4,000−10.8% | Reduced |
| Oak Harvest Investment Services | 33,007 | $7.36M | 1.82% | +2,698+8.9% | Added |
| Banque Cantonale Vaudoise | 32,896 | $7.33M | 0.32% | −861−2.6% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 32,545 | $7.25M | 0.32% | +6,624+25.6% | Added |
| Whittier Trust Co of Nevada Inc | 32,092 | $7.15M | 0.26% | +264+0.8% | Added |
| Brookstone Capital Management | 33,048 | $7.14M | 0.14% | −66−0.2% | Reduced |
| Knights of Columbus Asset Advisors LLC | 31,896 | $7.11M | 0.61% | +83+0.3% | Added |
| Cannell Peter B & Co Inc | 31,744 | $7.07M | 0.21% | −25−0.1% | Reduced |
| Cubist Systematic Strategies, LLC | 31,578 | $7.04M | 0.06% | −46,718−59.7% | Reduced |
| Dodge & Cox | 31,507 | $7.02M | 0.00% | −450−1.4% | Reduced |
| New Mexico Educational Retirement Board | 31,502 | $7.02M | 0.26% | −1,900−5.7% | Reduced |
| Welch Group, LLC | 31,412 | $7.00M | 0.40% | +2,996+10.5% | Added |
| SPX Equities Gestao de Recursos Ltda | 31,400 | $7.00M | 0.45% | +31,400 | New |
| Consolidated Capital Management, LLC | 31,270 | $6.97M | 3.15% | −381−1.2% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 31,199 | $6.89M | 0.09% | +1,881+6.4% | Added |
| Synovus Financial Corp | 30,374 | $6.77M | 0.07% | +802+2.7% | Added |
| German American Bancorp, Inc. | 30,160 | $6.72M | 0.98% | +27,949+1,264.1% | Added |
| Kiwi Wealth Investments Limited Partnership | 30,109 | $6.71M | 0.36% | +4,977+19.8% | Added |
| Advisory Services Network, LLC | 29,930 | $6.67M | 0.20% | −333−1.1% | Reduced |
| Fayez Sarofim & Co | 29,827 | $6.65M | 0.02% | +4,539+17.9% | Added |
| L & S Advisors Inc | 29,787 | $6.64M | 0.79% | +5,426+22.3% | Added |
| Welch & Forbes LLC | 29,754 | $6.63M | 0.10% | −70−0.2% | Reduced |
| TRH Financial, LLC | 29,718 | $6.62M | 1.94% | +29,718 | New |
| Eagle Global Advisors LLC | 29,647 | $6.61M | 0.41% | +746+2.6% | Added |
| Cullinan Associates Inc | 29,593 | $6.59M | 0.35% | +5,961+25.2% | Added |
| Kanawha Capital Management LLC | 29,514 | $6.58M | 0.58% | +1,172+4.1% | Added |
| Ferguson Wellman Capital Management, Inc | 29,324 | $6.53M | 0.21% | +3,121+11.9% | Added |
| Pacer Advisors, Inc. | 29,304 | $6.53M | 0.05% | −488−1.6% | Reduced |
| Simmons Bank | 29,116 | $6.49M | 0.49% | +2,256+8.4% | Added |
| Virginia Retirement Systems Et Al | 29,000 | $6.46M | 0.06% | 00.0% | Unchanged |
| Kestra Private Wealth Services, LLC | 28,595 | $6.37M | 0.32% | +748+2.7% | Added |
| Segall Bryant & Hamill, LLC | 28,555 | $6.36M | 0.06% | −2,639−8.5% | Reduced |
| Regentatlantic Capital LLC | 28,235 | $6.29M | 0.18% | +476+1.7% | Added |
| Leonteq Securities AG | 28,213 | $6.29M | 0.28% | −18,698−39.9% | Reduced |
| Atria Wealth Solutions, Inc. | 28,159 | $6.28M | 0.10% | +28,159 | New |
| First Financial Bank - Trust Division | 27,945 | $6.23M | 0.66% | +1,226+4.6% | Added |
| Squarepoint Ops LLC | 27,899 | $6.22M | 0.05% | −105,934−79.2% | Reduced |
| Federation des caisses Desjardins du Quebec | 27,856 | $6.21M | 0.06% | +1,911+7.4% | Added |
| Permanens Capital L.P. | 27,783 | $6.19M | 0.96% | −11,495−29.3% | Reduced |
| Kinneret Advisory, LLC | 27,733 | $6.18M | 0.68% | +620+2.3% | Added |
| Spinnaker Trust | 27,724 | $6.18M | 0.42% | −265−0.9% | Reduced |
| Sigma Investment Counselors Inc | 27,679 | $6.17M | 0.44% | +30+0.1% | Added |
| Grantham, Mayo, Van Otterloo & Co. LLC | 27,666 | $6.17M | 0.03% | +4,000+16.9% | Added |
| Koshinski Asset Management, Inc. | 27,667 | $6.16M | 0.51% | +798+3.0% | Added |
| Geneos Wealth Management Inc. | 27,663 | $6.16M | 0.26% | −487−1.7% | Reduced |
| Farmers & Merchants Investments Inc | 27,393 | $6.10M | 0.23% | +517+1.9% | Added |
| Avantax Advisory Services, Inc. | 27,043 | $6.02M | 0.08% | +4,593+20.5% | Added |
| Swarthmore Group Inc | 26,992 | $6.01M | 1.54% | −279−1.0% | Reduced |
| Essex Investment Management Co LLC | 26,839 | $5.98M | 0.75% | −3,004−10.1% | Reduced |
| HRT Financial LP | 26,840 | $5.98M | 0.04% | +16,796+167.2% | Added |
| Cetera Advisors LLC | 26,523 | $5.91M | 0.12% | −446−1.7% | Reduced |
| Silver Oak Securities, Inc | 27,081 | $5.88M | 1.19% | +27,081 | New |
| Independent Wealth Network Inc. | 26,334 | $5.87M | 3.73% | +121+0.5% | Added |
| Signet Financial Management, LLC | 26,186 | $5.83M | 0.98% | +4,266+19.5% | Added |
| Northwest Investment Counselors, LLC | 25,969 | $5.79M | 1.53% | −258−1.0% | Reduced |
| American National Bank | 25,956 | $5.78M | 1.15% | −2,015−7.2% | Reduced |
| Waycross Partners, LLC | 25,957 | $5.78M | 3.37% | +13,673+111.3% | Added |
| Valeo Financial Advisors, LLC | 25,925 | $5.78M | 0.30% | +12,862+98.5% | Added |
| Miracle Mile Advisors, LLC | 25,869 | $5.76M | 0.25% | +5,333+26.0% | Added |
| Crossmark Global Holdings, Inc. | 25,848 | $5.76M | 0.13% | +90.0% | Added |
| Voloridge Investment Management, LLC | 25,823 | $5.75M | 0.03% | −211,885−89.1% | Reduced |
| Cutler Group LP | 25,563 | $5.70M | 0.53% | +10,598+70.8% | Added |
| Aull & Monroe Investment Management Corp | 25,549 | $5.69M | 2.57% | −375−1.4% | Reduced |
| Achmea Investment Management B.V. | 25,458 | $5.67M | 0.15% | 00.0% | Unchanged |
| Coldstream Capital Management Inc | 25,305 | $5.64M | 0.19% | −70.0% | Reduced |
| Worldquant Millennium Advisors LLC | 25,276 | $5.63M | 0.14% | −18,261−41.9% | Reduced |
| Pinnacle Financial Partners Inc | 25,070 | $5.59M | 0.18% | +3,412+15.8% | Added |
| Monte Financial Group, LLC | 24,926 | $5.55M | 2.96% | +263+1.1% | Added |
| Holloway Wealth Management, LLC | – | $5.50M | 1.57% | – | – |
| Wesbanco Bank Inc | 24,661 | $5.50M | 0.21% | +3,606+17.1% | Added |
| Great Lakes Advisors, LLC | 24,511 | $5.46M | 0.09% | +6,087+33.0% | Added |
| Hartford Financial Management Inc. | 24,434 | $5.44M | 1.31% | −120.0% | Reduced |
| Biechele Royce Advisors | 24,436 | $5.44M | 2.17% | +2,072+9.3% | Added |
| Creative Financial Designs Inc | 24,277 | $5.41M | 0.82% | −1,739−6.7% | Reduced |
| City Holding Co | 24,269 | $5.41M | 0.88% | −222−0.9% | Reduced |
| Prudential PLC | 24,196 | $5.39M | 0.08% | +10,688+79.1% | Added |
| Acadian Asset Management LLC | 24,196 | $5.39M | 0.02% | −18,792−43.7% | Reduced |
| National Asset Management, Inc. | 23,912 | $5.33M | 0.17% | −39,357−62.2% | Reduced |
| Compagnie Lombard Odier SCmA | 23,792 | $5.30M | 0.11% | +4,637+24.2% | Added |
| Caisse de Depot Et Placement du Quebec | 23,700 | $5.28M | 0.01% | −9,500−28.6% | Reduced |
| Beacon Investment Advisory Services, Inc. | 23,634 | $5.27M | 0.22% | +6,248+35.9% | Added |
| Moors & Cabot, Inc. | 23,575 | $5.25M | 0.32% | +651+2.8% | Added |
| Neville Rodie & Shaw Inc | 23,859 | $5.24M | 0.39% | −125−0.5% | Reduced |
| Meiji Yasuda Asset Management Co Ltd. | 23,319 | $5.20M | 0.28% | +12,914+124.1% | Added |
| HB Wealth Management, LLC | 23,258 | $5.18M | 0.10% | +5,648+32.1% | Added |
| Massmutual Trust Co FSB | 23,095 | $5.15M | 0.19% | +3,628+18.6% | Added |
| Veritable, L.P. | 22,883 | $5.10M | 0.08% | +602+2.7% | Added |
| Bank of Hawaii | 22,639 | $5.04M | 0.28% | +294+1.3% | Added |
| NBT Bank N A | 22,491 | $5.01M | 0.67% | −450−2.0% | Reduced |
| Community Bank & Trust, Waco, Texas | 22,363 | $4.98M | 1.43% | +1,041+4.9% | Added |
| Meridian Wealth Management, LLC | 22,249 | $4.96M | 0.54% | +635+2.9% | Added |
| Fusion Capital, LLC | 22,223 | $4.95M | 2.60% | +1,594+7.7% | Added |
| Robbins Farley LLC | 22,064 | $4.92M | 3.70% | −764−3.3% | Reduced |
| JustInvest LLC | 22,034 | $4.91M | 0.24% | +1,708+8.4% | Added |
| Prime Capital Investment Advisors, LLC | 23,710 | $4.90M | 0.27% | −41−0.2% | Reduced |