Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2022
Institutional positions in Caterpillar Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,176
- +42 vs. Q4 2021
- Shares held
- 368.8M
- +6.72M (+1.9%) vs. Q4 2021
- Total value
- $82.0B
- +$7.15B (+9.5%) vs. Q4 2021
- New holders
- 178
- 956 more added
- Sold out
- 136
- 714 more reduced
27 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Paradiem, LLC | 22,440 | $4.87M | 1.60% | −59−0.3% | Reduced |
| AAFMAA Wealth Management & Trust LLC | 21,834 | $4.87M | 2.24% | −20,361−48.3% | Reduced |
| Hallmark Capital Management Inc | 21,820 | $4.86M | 0.41% | +21,820 | New |
| Shell Asset Management Co | 21,752 | $4.85M | 0.11% | −814−3.6% | Reduced |
| Northwestern Mutual Investment Management Company, LLC | 21,518 | $4.79M | 0.11% | −2,818−11.6% | Reduced |
| Knuff & Co LLC | 21,505 | $4.79M | 1.74% | −10,714−33.3% | Reduced |
| Ieq Capital, LLC | 21,493 | $4.79M | 0.11% | +320+1.5% | Added |
| Trinity Legacy Partners, LLC | 21,376 | $4.76M | 1.61% | +19,408+986.2% | Added |
| Putnam Investments LLC | 21,272 | $4.74M | 0.01% | −1,547−6.8% | Reduced |
| Highland Capital Management, LLC | 21,250 | $4.74M | 0.28% | +150+0.7% | Added |
| Ethic Inc. | 21,228 | $4.73M | 0.33% | +3,991+23.2% | Added |
| Wedbush Securities Inc | 21,136 | $4.71M | 0.22% | −1,238−5.5% | Reduced |
| Bridge Creek Capital Management LLC | 21,126 | $4.71M | 1.57% | +381+1.8% | Added |
| Brewin Dolphin Ltd | 21,081 | $4.70M | 0.19% | +64+0.3% | Added |
| Advisor Partners LLC | 21,037 | $4.69M | 0.29% | −1,609−7.1% | Reduced |
| Northeast Investment Management | 20,976 | $4.67M | 0.25% | +487+2.4% | Added |
| Principle Wealth Partners LLC | 20,929 | $4.66M | 0.49% | −403−1.9% | Reduced |
| Sabadell Asset Management, S.A S.G.I.I.C | 21,507 | $4.64M | 0.80% | +21,507 | New |
| Community Bank, N.A. | 20,803 | $4.63M | 0.57% | −152−0.7% | Reduced |
| Twin Capital Management Inc | 20,568 | $4.58M | 0.49% | +3,080+17.6% | Added |
| Caldwell Trust Co | 20,464 | $4.56M | 0.54% | +41+0.2% | Added |
| Boit C F David | 20,400 | $4.55M | 2.99% | −700−3.3% | Reduced |
| BKD Wealth Advisors, LLC | 20,390 | $4.54M | 0.19% | +381+1.9% | Added |
| Ellsworth Advisors, LLC | 19,252 | $4.53M | 1.60% | +2,142+12.5% | Added |
| TownSquare Capital, LLC | 20,288 | $4.52M | 0.12% | +7,688+61.0% | Added |
| Weiss Multi-Strategy Advisers LLC | 20,265 | $4.51M | 0.11% | +20,265 | New |
| Generali Powszechne Towarzystwo Emerytalne | 20,118 | $4.48M | 4.09% | +1,118+5.9% | Added |
| Ipswich Investment Management Co., Inc. | 20,084 | $4.47M | 1.11% | −1,125−5.3% | Reduced |
| Retirement Group, LLC | 20,023 | $4.46M | 1.73% | +94+0.5% | Added |
| Equitable Trust Co | 20,024 | $4.46M | 0.29% | +438+2.2% | Added |
| Reliant Investment Management, LLC | 19,965 | $4.45M | 2.28% | −720−3.5% | Reduced |
| Stonebridge Capital Management Inc | 19,937 | $4.44M | 1.60% | 00.0% | Unchanged |
| Freestone Capital Holdings, LLC | 19,908 | $4.44M | 0.18% | +941+5.0% | Added |
| B & T Capital Management DBA Alpha Capital Management | 19,878 | $4.43M | 0.96% | +156+0.8% | Added |
| Beech Hill Advisors, Inc. | 19,855 | $4.42M | 1.81% | +14,355+261.0% | Added |
| Financial & Tax Architects, LLC | 19,805 | $4.41M | 1.67% | +2,116+12.0% | Added |
| Banque Pictet & Cie SA | 19,733 | $4.40M | 0.03% | −1,353−6.4% | Reduced |
| Argyle Capital Management Inc. | 19,732 | $4.40M | 1.43% | −933−4.5% | Reduced |
| Searle & Co. | 19,564 | $4.36M | 1.61% | +200+1.0% | Added |
| U.S. Capital Wealth Advisors, LLC | 19,538 | $4.35M | 0.16% | −219−1.1% | Reduced |
| Quantitative Investment Management, LLC | 19,463 | $4.34M | 0.47% | +17,391+839.3% | Added |
| Cresset Asset Management, LLC | 19,404 | $4.33M | 0.04% | −14,087−42.1% | Reduced |
| Crestwood Advisors Group LLC | 19,375 | $4.32M | 0.12% | −357−1.8% | Reduced |
| Colonial Trust Advisors | 19,354 | $4.31M | 0.51% | −219−1.1% | Reduced |
| Bourgeon Capital Management LLC | 19,350 | $4.31M | 0.98% | +9,700+100.5% | Added |
| Sandbar Asset Management LLP | 19,281 | $4.30M | 2.58% | −9,403−32.8% | Reduced |
| Beese Fulmer Investment Management, Inc. | 19,157 | $4.27M | 0.46% | −688−3.5% | Reduced |
| Gateway Advisory, LLC | 19,153 | $4.27M | 1.16% | +19,153 | New |
| Family Legacy, Inc. | 18,978 | $4.23M | 1.76% | +90+0.5% | Added |
| Asset Dedication, LLC | 19,035 | $4.23M | 0.47% | −526−2.7% | Reduced |
| Summitry LLC | 18,914 | $4.21M | 0.25% | −442−2.3% | Reduced |
| Allstate Corp | 18,873 | $4.21M | 0.11% | −25,998−57.9% | Reduced |
| Mathes Company, Inc. | 18,823 | $4.19M | 1.63% | −1,015−5.1% | Reduced |
| Lincoln National Corp | 18,750 | $4.18M | 0.09% | +6,282+50.4% | Added |
| Ameritas Advisory Services, LLC | 18,741 | $4.18M | 0.15% | −643−3.3% | Reduced |
| Ambassador Advisors, LLC | 18,604 | $4.15M | 0.80% | +1,578+9.3% | Added |
| Wharton Business Group, LLC | 18,605 | $4.15M | 0.25% | +8,775+89.3% | Added |
| Marketfield Asset Management LLC | 18,580 | $4.14M | 3.18% | 00.0% | Unchanged |
| Lyell Wealth Management, LP | 18,441 | $4.11M | 0.53% | +16,793+1,019.0% | Added |
| Hayek Kallen Investment Management | 18,401 | $4.10M | 1.52% | −434−2.3% | Reduced |
| Silverleafe Capital Partners, LLC | 18,387 | $4.10M | 1.85% | −10,291−35.9% | Reduced |
| Physicians Financial Services, Inc. | 18,256 | $4.07M | 1.55% | −175−0.9% | Reduced |
| Strategic Wealth Advisors Group, LLC | 18,355 | $4.07M | 0.16% | +5,129+38.8% | Added |
| People's United Financial, Inc. | 18,252 | $4.07M | 0.12% | −1,557−7.9% | Reduced |
| Montgomery Investment Management Inc | 18,051 | $4.02M | 1.38% | −220−1.2% | Reduced |
| Bank of the West | 18,053 | $4.02M | 0.42% | +2,052+12.8% | Added |
| Avantax Planning Partners, Inc. | 18,042 | $4.02M | 0.16% | −313−1.7% | Reduced |
| Monetary Management Group Inc | 17,892 | $3.99M | 1.06% | +1,000+5.9% | Added |
| Burney Co | 17,868 | $3.98M | 0.18% | −122−0.7% | Reduced |
| Siemens Fonds Invest GmbH | 17,868 | $3.98M | 0.32% | −121−0.7% | Reduced |
| Oak Harbor Wealth Partners, LLC | 17,805 | $3.97M | 1.30% | +3,931+28.3% | Added |
| Terry L. Blaker | 17,787 | $3.96M | 0.32% | −50−0.3% | Reduced |
| Channing Capital Management, LLC | 17,760 | $3.96M | 0.12% | −1,660−8.5% | Reduced |
| Global Retirement Partners, LLC | 19,198 | $3.95M | 0.31% | +19,198 | New |
| Palladium Partners LLC | 17,637 | $3.93M | 0.17% | +360+2.1% | Added |
| Drexel Morgan & Co. | 17,522 | $3.90M | 1.14% | 00.0% | Unchanged |
| Loveless Wealth Management LLC | 17,480 | $3.90M | 2.20% | −135−0.8% | Reduced |
| Raymond James Trust N.A. | 17,448 | $3.89M | 0.12% | +1,833+11.7% | Added |
| Hodges Capital Management Inc. | 17,396 | $3.88M | 0.31% | +745+4.5% | Added |
| FRG Family Wealth Advisors LLC | 17,390 | $3.88M | 0.75% | +129+0.7% | Added |
| ICA Group Wealth Management, LLC | 17,033 | $3.81M | 0.72% | +17,033 | New |
| Stillwater Investment Management, LLC | 17,092 | $3.81M | 0.96% | +96+0.6% | Added |
| Mutual Advisors, LLC | 17,083 | $3.81M | 0.21% | −508−2.9% | Reduced |
| Stonnington Group, LLC | 17,545 | $3.79M | 0.91% | +330+1.9% | Added |
| Central Bank & Trust Co | 16,904 | $3.77M | 0.60% | −1,301−7.1% | Reduced |
| Abbrea Capital, LLC | 16,811 | $3.75M | 0.52% | +245+1.5% | Added |
| DT Investment Partners, LLC | 16,722 | $3.73M | 0.48% | +1,643+10.9% | Added |
| Canandaigua National Corp | 16,678 | $3.72M | 0.57% | −338−2.0% | Reduced |
| Intact Investment Management Inc. | 16,600 | $3.70M | 0.09% | 00.0% | Unchanged |
| Malaga Cove Capital, LLC | 16,516 | $3.68M | 1.69% | −53−0.3% | Reduced |
| Silvercrest Asset Management Group LLC | 16,513 | $3.68M | 0.02% | −329−2.0% | Reduced |
| Pallas Capital Advisors LLC | 15,990 | $3.64M | 0.47% | −444−2.7% | Reduced |
| Williams Jones Wealth Management, LLC. | 16,340 | $3.64M | 0.05% | +513+3.2% | Added |
| Next Century Growth Investors LLC | 16,231 | $3.62M | 0.36% | +136+0.8% | Added |
| Sciencast Management LP | 16,668 | $3.59M | 0.82% | +16,668 | New |
| Sargent Bickham Lagudis LLC | 16,102 | $3.59M | 0.28% | +15,145+1,582.5% | Added |
| LeJeune Puetz Investment Counsel LLC | 16,056 | $3.58M | 1.25% | +100+0.6% | Added |
| Kentucky Retirement Systems Insurance Trust Fund | 15,967 | $3.56M | 0.32% | +1,739+12.2% | Added |
| TCI Wealth Advisors, Inc. | 15,959 | $3.56M | 0.53% | −48−0.3% | Reduced |
| Monument Capital Management | 15,891 | $3.54M | 1.15% | +370+2.4% | Added |