Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2022
Institutional positions in Caterpillar Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,176
- +42 vs. Q4 2021
- Shares held
- 368.8M
- +6.72M (+1.9%) vs. Q4 2021
- Total value
- $82.0B
- +$7.15B (+9.5%) vs. Q4 2021
- New holders
- 178
- 956 more added
- Sold out
- 136
- 714 more reduced
27 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bank Julius Baer & Co. Ltd, Zurich | 15,840 | $3.53M | 0.02% | −21,389−57.5% | Reduced |
| Kempner Capital Management Inc. | 15,792 | $3.52M | 1.93% | +5,941+60.3% | Added |
| Sandy Spring Bank | 15,766 | $3.51M | 0.18% | +380+2.5% | Added |
| Kiley Juergens Wealth Management, LLC | 15,620 | $3.48M | 1.68% | −4,297−21.6% | Reduced |
| Stratos Wealth Partners, LTD. | 15,610 | $3.48M | 0.08% | +149+1.0% | Added |
| IndexIQ Advisors LLC | 15,565 | $3.47M | 0.12% | +2,963+23.5% | Added |
| Spire Wealth Management | 15,354 | $3.44M | 0.09% | −3,582−18.9% | Reduced |
| Avidian Wealth Solutions, LLC | 15,447 | $3.44M | 0.21% | +461+3.1% | Added |
| Lake Street Advisors Group, LLC | 15,386 | $3.43M | 0.22% | +375+2.5% | Added |
| Stoneridge Investment Partners LLC | 15,358 | $3.42M | 1.61% | +1,350+9.6% | Added |
| Vestcor Inc | 15,298 | $3.41M | 0.12% | +8,541+126.4% | Added |
| AlphaCrest Capital Management LLC | 15,274 | $3.40M | 0.19% | −6,997−31.4% | Reduced |
| Stamos Capital Partners, L.P. | 15,200 | $3.39M | 1.13% | +10,300+210.2% | Added |
| Lido Advisors, LLC | 15,180 | $3.38M | 0.06% | −16−0.1% | Reduced |
| Roundview Capital LLC | 15,161 | $3.38M | 0.35% | +66+0.4% | Added |
| CWM, LLC | 15,137 | $3.37M | 0.02% | +445+3.0% | Added |
| Eukles Asset Management | 15,110 | $3.37M | 1.83% | −125−0.8% | Reduced |
| Webster Bank, N. A. | 15,102 | $3.37M | 0.39% | +484+3.3% | Added |
| Country Club Bank | 15,003 | $3.35M | 0.29% | +15,003 | New |
| Kentucky Farm Bureau Mutual Insurance Co | 15,000 | $3.34M | 0.91% | 00.0% | Unchanged |
| RBF Capital, LLC | 15,000 | $3.34M | 0.21% | 00.0% | Unchanged |
| Resolute Capital Asset Partners LLC | 15,000 | $3.34M | 2.13% | +15,000 | New |
| Clearbridge Investments, LLC | 14,990 | $3.34M | 0.00% | +5,560+59.0% | Added |
| Karp Capital Management Corp | 14,977 | $3.34M | 0.49% | +14,977 | New |
| Iowa State Bank | 14,971 | $3.34M | 0.77% | +756+5.3% | Added |
| Brown Brothers Harriman & Co | 14,955 | $3.33M | 0.02% | −67−0.4% | Reduced |
| Griffin Asset Management, Inc. | 14,942 | $3.33M | 0.43% | +1,230+9.0% | Added |
| EagleClaw Capital Managment, LLC | 14,850 | $3.31M | 0.76% | +262+1.8% | Added |
| Cullen/Frost Bankers, Inc. | 14,609 | $3.25M | 0.06% | +429+3.0% | Added |
| Ogorek Anthony Joseph | 14,535 | $3.24M | 1.33% | +1,286+9.7% | Added |
| Investment Management of Virginia LLC | 14,503 | $3.23M | 0.57% | +691+5.0% | Added |
| Interval Partners, LP | 14,488 | $3.23M | 0.24% | −37,786−72.3% | Reduced |
| Panagora Asset Management Inc | 14,307 | $3.19M | 0.02% | +5,054+54.6% | Added |
| Essex Financial Services, Inc. | 14,203 | $3.17M | 0.30% | −2,203−13.4% | Reduced |
| Cerity Partners LLC | 15,351 | $3.13M | 0.05% | +1,727+12.7% | Added |
| Gould Capital, LLC | 14,032 | $3.13M | 2.25% | −1,347−8.8% | Reduced |
| K.J. Harrison & Partners Inc | 14,000 | $3.12M | 0.50% | 00.0% | Unchanged |
| Hennessy Advisors Inc | 14,000 | $3.12M | 0.16% | +14,000 | New |
| Mitchell Capital Management Co | 13,985 | $3.12M | 0.70% | +411+3.0% | Added |
| HC Financial Advisors Inc | 13,946 | $3.11M | 1.85% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 13,893 | $3.10M | 0.24% | −322−2.3% | Reduced |
| KG&L Capital Management,LLC | 13,854 | $3.09M | 1.29% | −61−0.4% | Reduced |
| Shelton Capital Management | 13,843 | $3.08M | 0.11% | −3,500−20.2% | Reduced |
| Blue Edge Capital, LLC | 13,837 | $3.08M | 0.62% | +30+0.2% | Added |
| Money Concepts Capital Corp | 13,809 | $3.08M | 0.17% | −59−0.4% | Reduced |
| Kinloch Capital, LLC | 13,789 | $3.07M | 1.84% | +411+3.1% | Added |
| Wetherby Asset Management Inc | 13,782 | $3.07M | 0.18% | +208+1.5% | Added |
| Arrow Financial Corp | 13,722 | $3.06M | 0.37% | +430+3.2% | Added |
| Hixon Zuercher, LLC | 13,699 | $3.05M | 1.64% | +574+4.4% | Added |
| McMillion Capital Management Inc | 13,484 | $3.00M | 1.86% | −1,308−8.8% | Reduced |
| OPSEU Pension Plan Trust Fund | 13,268 | $2.99M | 0.71% | +629+5.0% | Added |
| KMG Fiduciary Partners, LLC | 13,409 | $2.99M | 0.48% | +2,917+27.8% | Added |
| Greenleaf Trust | 13,304 | $2.96M | 0.04% | +518+4.1% | Added |
| Richard Bernstein Advisors LLC | 13,294 | $2.96M | 0.06% | 00.0% | Unchanged |
| NEIRG Wealth Management, LLC | 13,246 | $2.95M | 0.58% | −305−2.3% | Reduced |
| Logan Capital Management Inc | 13,240 | $2.95M | 0.14% | +25+0.2% | Added |
| Brinker Capital Investments, LLC | 13,098 | $2.92M | 0.04% | +143+1.1% | Added |
| Trust Co of Toledo NA | 13,019 | $2.90M | 0.45% | −15−0.1% | Reduced |
| Ally Financial Inc. | 13,000 | $2.90M | 0.33% | 00.0% | Unchanged |
| Avitas Wealth Management LLC | 12,986 | $2.89M | 0.52% | +12,986 | New |
| Pinnacle Holdings, LLC | 12,934 | $2.88M | 1.13% | +1,199+10.2% | Added |
| Trustcore Financial Services, LLC | 12,880 | $2.87M | 0.25% | +1,051+8.9% | Added |
| Ci Investments Inc. | 12,872 | $2.87M | 0.01% | −3,518−21.5% | Reduced |
| Sompo Asset Management Co., Ltd. | 12,790 | $2.85M | 0.62% | −5,790−31.2% | Reduced |
| Wright Investors Service Inc | 12,780 | $2.85M | 0.71% | +260+2.1% | Added |
| Ameritas Investment Partners, Inc. | 12,763 | $2.84M | 0.10% | +942+8.0% | Added |
| Redpoint Investment Management Pty Ltd | 12,755 | $2.84M | 0.28% | 00.0% | Unchanged |
| Guyasuta Investment Advisors Inc | 12,733 | $2.84M | 0.19% | 00.0% | Unchanged |
| Laurion Capital Management LP | 12,647 | $2.82M | 0.07% | −1,459−10.3% | Reduced |
| Bailard, Inc. | 12,636 | $2.82M | 0.09% | −347−2.7% | Reduced |
| Savant Capital, LLC | 12,627 | $2.81M | 0.09% | +435+3.6% | Added |
| BLB&B Advisors, LLC | 12,598 | $2.81M | 0.19% | −800−6.0% | Reduced |
| Costello Asset Management, INC | 12,589 | $2.81M | 1.92% | −4,170−24.9% | Reduced |
| Frontier Wealth Management LLC | 12,901 | $2.80M | 0.03% | +953+8.0% | Added |
| Eudaimonia Partners, LLC | 12,519 | $2.79M | 0.47% | +12,519 | New |
| Pflug Koory, LLC | 12,510 | $2.79M | 1.40% | +1,344+12.0% | Added |
| Viking Fund Management LLC | 12,500 | $2.79M | 0.63% | 00.0% | Unchanged |
| Barbara Oil Co. | 12,500 | $2.79M | 1.28% | 00.0% | Unchanged |
| Azimuth Capital Management LLC | 12,481 | $2.78M | 0.12% | 00.0% | Unchanged |
| Studio Investment Management LLC | 12,425 | $2.77M | 0.91% | +1,880+17.8% | Added |
| J.P. Marvel Investment Advisors, LLC | 12,419 | $2.77M | 0.56% | +186+1.5% | Added |
| Cambridge Advisors Inc. | 12,367 | $2.76M | 0.66% | +374+3.1% | Added |
| Lowe Brockenbrough & Co Inc | 12,324 | $2.75M | 0.20% | −87−0.7% | Reduced |
| Traynor Capital Management, Inc. | 12,320 | $2.75M | 0.36% | +982+8.7% | Added |
| IFP Advisors, Inc | 29,572 | $2.73M | 0.04% | +20,314+219.4% | Added |
| Mission Creek Capital Partners, Inc. | 12,205 | $2.72M | 0.73% | −562−4.4% | Reduced |
| Anchor Investment Management, LLC | 12,035 | $2.68M | 0.34% | +2,342+24.2% | Added |
| Cornerstone Wealth Group, LLC | 12,028 | $2.68M | 0.49% | −5,832−32.7% | Reduced |
| Kingsview Wealth Management, LLC | 12,016 | $2.68M | 0.12% | +1,348+12.6% | Added |
| Buckley Wealth Management, LLC | 12,007 | $2.67M | 0.72% | +2,282+23.5% | Added |
| Sphera Funds Management Ltd. | 12,000 | $2.67M | 0.45% | +12,000 | New |
| Veriti Management LLC | 11,976 | $2.67M | 0.32% | +1,084+10.0% | Added |
| Ellis Investment Partners, LLC | 11,961 | $2.67M | 0.63% | +10,867+993.3% | Added |
| Bowen Hanes & Co Inc | 11,939 | $2.66M | 0.08% | +255+2.2% | Added |
| Leavell Investment Management, Inc. | 11,905 | $2.65M | 0.18% | +130+1.1% | Added |
| Sandhill Capital Partners LLC | 11,886 | $2.65M | 0.23% | +1,099+10.2% | Added |
| Mason Investment Advisory Services, Inc. | 11,838 | $2.64M | 0.23% | +360+3.1% | Added |
| Evercore Wealth Management, LLC | 11,777 | $2.62M | 0.05% | 00.0% | Unchanged |
| Richelieu Gestion PLC | 11,775 | $2.62M | 2.09% | +11,775 | New |
| Private Trust Co NA | 11,748 | $2.62M | 0.41% | −235−2.0% | Reduced |