Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2022
Institutional positions in Caterpillar Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,176
- +42 vs. Q4 2021
- Shares held
- 368.8M
- +6.72M (+1.9%) vs. Q4 2021
- Total value
- $82.0B
- +$7.15B (+9.5%) vs. Q4 2021
- New holders
- 178
- 956 more added
- Sold out
- 136
- 714 more reduced
27 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Corbenic Partners LLC | 2 | $0 | 0.00% | 00.0% | Unchanged |
| McCarthy Asset Management, Inc. | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Proffitt & Goodson Inc | 6 | $1.00K | 0.00% | −1−14.3% | Reduced |
| Transamerica Financial Advisors, Inc. | 4 | $1.00K | 0.04% | 00.0% | Unchanged |
| USA Financial Portformulas Corp | 3 | $1.00K | 0.00% | 00.0% | Unchanged |
| CFS Investment Advisory Services, LLC | 227,945 | $1.00K | 0.00% | +227,945 | New |
| Simon Quick Advisors, LLC | 9 | $2.00K | 0.00% | −696−98.7% | Reduced |
| Investment Research & Advisory Group, Inc. | 10 | $2.00K | 0.00% | 00.0% | Unchanged |
| Rockbridge Investment Management, LCC | 13 | $2.86K | 0.00% | 00.0% | Unchanged |
| Strengthening Families & Communities, LLC | 12 | $3.00K | 0.00% | 00.0% | Unchanged |
| Activest Wealth Management | 19 | $4.00K | 0.00% | 00.0% | Unchanged |
| Lenox Wealth Advisors, LLC | 25 | $5.00K | 0.00% | −10−28.6% | Reduced |
| TFC Financial Management | 24 | $5.00K | 0.00% | 00.0% | Unchanged |
| NewSquare Capital LLC | 25 | $6.00K | 0.00% | −251−90.9% | Reduced |
| Financial Connections Group, Inc. | 28 | $6.00K | 0.01% | 00.0% | Unchanged |
| Paladin Advisory Group, LLC | 28 | $6.00K | 0.00% | +28 | New |
| Tucker Asset Management LLC | 29 | $6.46K | 0.00% | 00.0% | Unchanged |
| Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. | 30 | $7.00K | 0.01% | −120−80.0% | Reduced |
| Macroview Investment Management LLC | 30 | $7.00K | 0.01% | 00.0% | Unchanged |
| Schubert & Co | 32 | $7.00K | 0.01% | +1+3.2% | Added |
| First Bank & Trust | 30 | $7.00K | 0.00% | +30 | New |
| Arlington Partners LLC | 38 | $8.00K | 0.00% | −19−33.3% | Reduced |
| Curi Capital | 39 | $8.00K | 0.00% | 00.0% | Unchanged |
| Atticus Wealth Management, LLC | 34 | $8.00K | 0.00% | +4+13.3% | Added |
| Tevis Investment Management | 43 | $10.0K | 0.01% | 00.0% | Unchanged |
| Kelly Financial Services LLC | 53 | $11.8K | 0.01% | 00.0% | Unchanged |
| Raffa Wealth Management, LLC | 59 | $13.1K | 0.00% | 00.0% | Unchanged |
| Bellwether Advisors, LLC | 66 | $14.0K | 0.00% | 00.0% | Unchanged |
| Power Corp of Canada | 61 | $14.0K | 0.00% | +61 | New |
| IAG Wealth Partners, LLC | 62 | $14.0K | 0.00% | +62 | New |
| Cordant, Inc. | 67 | $15.0K | 0.01% | +67 | New |
| Annapolis Financial Services, LLC | 74 | $16.0K | 0.01% | −60−44.8% | Reduced |
| Belmont Capital, LLC | 70 | $16.0K | 0.02% | 00.0% | Unchanged |
| Founders Capital Management | 80 | $17.0K | 0.01% | 00.0% | Unchanged |
| Lowe Wealth Advisors, LLC | 76 | $17.0K | 0.01% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 79 | $18.0K | 0.00% | −104−56.8% | Reduced |
| Migdal Insurance & Financial Holdings Ltd. | 79 | $18.0K | 0.00% | −52−39.7% | Reduced |
| Kelly Lawrence W & Associates Inc | 79 | $18.0K | 0.00% | 00.0% | Unchanged |
| Oliver Lagore Vanvalin Investment Group | 77 | $18.0K | 0.01% | +77 | New |
| Gladius Capital Management LP | 84 | $19.0K | 0.01% | +84 | New |
| Semmax Financial Advisors Inc. | 89 | $20.0K | 0.01% | −183−67.3% | Reduced |
| TCTC Holdings, LLC | 100 | $22.0K | 0.00% | 00.0% | Unchanged |
| First PREMIER Bank | 100 | $22.0K | 0.01% | 00.0% | Unchanged |
| Twin Lakes Capital Management, LLC | 100 | $22.0K | 0.01% | 00.0% | Unchanged |
| Karlinski Andrew C | 100 | $22.0K | 0.04% | +100 | New |
| Financial Management Professionals, Inc. | 101 | $23.0K | 0.00% | −198−66.2% | Reduced |
| Tortoise Investment Management, LLC | 105 | $23.0K | 0.00% | 00.0% | Unchanged |
| Bellevue Asset Management, LLC | 101 | $23.0K | 0.01% | 00.0% | Unchanged |
| Capital Advisors, Ltd. LLC | 114 | $25.0K | 0.00% | +9+8.6% | Added |
| Antonetti Capital Management LLC | 115 | $26.0K | 0.02% | −75−39.5% | Reduced |
| Iron Horse Wealth Management, LLC | 116 | $26.0K | 0.01% | −10−7.9% | Reduced |
| Exchange Traded Concepts, LLC | 116 | $26.0K | 0.00% | −2−1.7% | Reduced |
| Lee Financial Co | 120 | $27.0K | 0.00% | −24−16.7% | Reduced |
| Bivin & Associates, Inc. | 127 | $28.0K | 0.03% | −108−46.0% | Reduced |
| Atlas Capital Advisors LLC | 129 | $28.7K | 0.00% | −217−62.7% | Reduced |
| Mark Sheptoff Financial Planning, LLC | 132 | $29.0K | 0.01% | 00.0% | Unchanged |
| Crewe Advisors LLC | 131 | $29.0K | 0.01% | 00.0% | Unchanged |
| Nauset Wealth Management. LLC | 132 | $29.0K | 0.02% | +132 | New |
| Cedar Mountain Advisors, LLC | 135 | $30.0K | 0.01% | 00.0% | Unchanged |
| Spectrum Management Group, LLC | 139 | $31.0K | 0.00% | +39+39.0% | Added |
| Leelyn Smith, LLC | 143 | $32.0K | 0.01% | 00.0% | Unchanged |
| Private Ocean, LLC | 143 | $32.0K | 0.00% | +2+1.4% | Added |
| Arcadia Investment Management Corp | 150 | $33.0K | 0.01% | +150 | New |
| SkyView Investment Advisors, LLC | 151 | $34.0K | 0.01% | 00.0% | Unchanged |
| Mascoma Wealth Management LLC | 155 | $35.0K | 0.01% | 00.0% | Unchanged |
| Beaird Harris Wealth Management, LLC | 165 | $37.0K | 0.01% | +13+8.6% | Added |
| Riggs Asset Managment Co. Inc. | 172 | $38.0K | 0.01% | −61−26.2% | Reduced |
| Close Asset Management Ltd | 183 | $38.0K | 0.00% | 00.0% | Unchanged |
| Paloma Partners Management Co | 175 | $39.0K | 0.00% | −15,075−98.9% | Reduced |
| MBM Wealth Consultants, LLC | 180 | $40.0K | 0.02% | 00.0% | Unchanged |
| Sierra Capital LLC | 186 | $41.0K | 0.01% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 182 | $41.0K | 0.03% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 187 | $42.0K | 0.02% | 00.0% | Unchanged |
| KB Financial Partners, LLC | 191 | $43.0K | 0.01% | −5−2.6% | Reduced |
| Core Alternative Capital | 195 | $43.0K | 0.01% | +173+786.4% | Added |
| Financial Enhancement Group LLC | 200 | $45.0K | 0.01% | −50−20.0% | Reduced |
| DB Fitzpatrick & Co, Inc | 202 | $45.0K | 0.04% | 00.0% | Unchanged |
| IMA Wealth, Inc. | 200 | $45.0K | 0.01% | 00.0% | Unchanged |
| Strategic Asset Management, LLC | 202 | $45.0K | 0.06% | +2+1.0% | Added |
| Surevest, LLC | 200 | $45.0K | 0.01% | +20+11.1% | Added |
| Capital Advisory Group Advisory Services, LLC | 200 | $45.0K | 0.02% | +200 | New |
| Clean Yield Group | 212 | $47.0K | 0.02% | 00.0% | Unchanged |
| Baystate Wealth Management LLC | 217 | $48.0K | 0.00% | +2+0.9% | Added |
| Canton Hathaway, LLC | 217 | $48.0K | 0.01% | 00.0% | Unchanged |
| West Paces Advisors Inc. | 218 | $48.6K | 0.02% | −25−10.3% | Reduced |
| Bray Capital Advisors | 218 | $49.0K | 0.01% | +1+0.5% | Added |
| Moser Wealth Advisors, LLC | 220 | $49.0K | 0.03% | 00.0% | Unchanged |
| Carroll Investors, Inc | 220 | $49.0K | 0.03% | 00.0% | Unchanged |
| Horrell Capital Management, Inc. | 226 | $50.0K | 0.02% | 00.0% | Unchanged |
| Pin Oak Investment Advisors Inc | 232 | $52.0K | 0.06% | 00.0% | Unchanged |
| GW&K Investment Management, LLC | 235 | $52.0K | 0.00% | +235 | New |
| Providence Capital Advisors, LLC | 245 | $55.0K | 0.01% | 00.0% | Unchanged |
| Avion Wealth | 246 | $55.0K | 0.02% | 00.0% | Unchanged |
| Tacita Capital Inc | 245 | $55.0K | 0.03% | 00.0% | Unchanged |
| Monolith Advisors | 269 | $56.0K | 0.05% | 00.0% | Unchanged |
| Ellevest, Inc. | 253 | $56.0K | 0.00% | −11−4.2% | Reduced |
| Baldrige Asset Management LLC | 250 | $56.0K | 0.02% | 00.0% | Unchanged |
| Center for Financial Planning, Inc. | 250 | $56.0K | 0.01% | 00.0% | Unchanged |
| Professional Financial Advisors, LLC | 257 | $57.0K | 0.02% | 00.0% | Unchanged |
| Alaethes Wealth LLC | 265 | $59.0K | 0.04% | 00.0% | Unchanged |