Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2022
Institutional positions in Caterpillar Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,176
- +42 vs. Q4 2021
- Shares held
- 368.8M
- +6.72M (+1.9%) vs. Q4 2021
- Total value
- $82.0B
- +$7.15B (+9.5%) vs. Q4 2021
- New holders
- 178
- 956 more added
- Sold out
- 136
- 714 more reduced
27 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Segment Wealth Management, LLC | 11,659 | $2.60M | 0.27% | −248−2.1% | Reduced |
| Viewpoint Capital Management LLC | 11,638 | $2.59M | 2.00% | −120−1.0% | Reduced |
| Strategic Capital Advisers, Inc. | 11,581 | $2.58M | 1.97% | −615−5.0% | Reduced |
| Fluent Financial, LLC | 11,610 | $2.58M | 1.06% | +351+3.1% | Added |
| Trust Co of Vermont | 11,566 | $2.58M | 0.17% | −172−1.5% | Reduced |
| Capstone Investment Advisors, LLC | 11,539 | $2.57M | 0.06% | −35,820−75.6% | Reduced |
| Douglass Winthrop Advisors, LLC | 11,495 | $2.56M | 0.06% | −750−6.1% | Reduced |
| MEMBERS Trust Co | 11,490 | $2.56M | 0.08% | −317−2.7% | Reduced |
| Providence Wealth Advisors, LLC | 11,645 | $2.56M | 1.65% | +91+0.8% | Added |
| Whitener Capital Management, Inc. | 11,485 | $2.56M | 0.96% | +115+1.0% | Added |
| Foster & Motley Inc | 11,449 | $2.55M | 0.20% | −497−4.2% | Reduced |
| King Luther Capital Management Corp | 11,412 | $2.54M | 0.01% | +59+0.5% | Added |
| Jupiter Wealth Management LLC | 11,392 | $2.54M | 1.59% | +2,427+27.1% | Added |
| Pacific Wealth Strategies Group, Inc. | 11,377 | $2.54M | 1.06% | −2,372−17.3% | Reduced |
| Spirit of America Management Corp | 11,375 | $2.54M | 0.50% | +450+4.1% | Added |
| Horizon Investments, LLC | 11,355 | $2.52M | 0.07% | +707+6.6% | Added |
| Goelzer Investment Management, Inc. | 11,210 | $2.50M | 0.22% | +836+8.1% | Added |
| Alpha Cubed Investments, LLC | 11,194 | $2.49M | 0.16% | +54+0.5% | Added |
| Atlantic Union Bankshares Corp | 11,141 | $2.48M | 0.22% | −297−2.6% | Reduced |
| Jacobi Capital Management LLC | 11,133 | $2.48M | 0.30% | +51+0.5% | Added |
| Boltwood Capital Management | 11,108 | $2.48M | 0.96% | −139−1.2% | Reduced |
| MV Capital Management, Inc. | 11,102 | $2.47M | 0.37% | +153+1.4% | Added |
| Plimoth Trust Co LLC | 11,079 | $2.47M | 0.66% | +1,679+17.9% | Added |
| Beck Capital Management, LLC | 10,998 | $2.45M | 0.75% | +97+0.9% | Added |
| Global Trust Asset Management, LLC | 10,890 | $2.43M | 1.01% | +2,223+25.6% | Added |
| Sumitomo Life Insurance Co | 10,882 | $2.42M | 0.06% | −174−1.6% | Reduced |
| Profund Advisors LLC | 10,879 | $2.42M | 0.10% | −1,302−10.7% | Reduced |
| Capital Investment Counsel, Inc | 10,858 | $2.42M | 0.50% | −550−4.8% | Reduced |
| Mystic Asset Management, Inc. | 10,860 | $2.42M | 1.30% | +133+1.2% | Added |
| Boyd Watterson Asset Management LLC | 10,853 | $2.42M | 0.88% | +9+0.1% | Added |
| Strategic Advisors LLC | 10,832 | $2.41M | 0.42% | +25+0.2% | Added |
| Moody National Bank Trust Division | 10,796 | $2.41M | 0.07% | −1,497−12.2% | Reduced |
| Park Avenue Securities LLC | 10,747 | $2.40M | 0.04% | +4,454+70.8% | Added |
| HBK Investments L P | 10,749 | $2.40M | 0.05% | +10,749 | New |
| Mitchell McLeod Pugh & Williams Inc | 10,697 | $2.38M | 0.80% | −235−2.1% | Reduced |
| Slow Capital, Inc. | 10,688 | $2.38M | 0.44% | −2,369−18.1% | Reduced |
| Inscription Capital, LLC | 10,679 | $2.38M | 0.68% | −1,145−9.7% | Reduced |
| Resources Management Corp | 10,665 | $2.38M | 0.33% | −100−0.9% | Reduced |
| FLC Capital Advisors | 10,657 | $2.38M | 0.67% | +617+6.1% | Added |
| Meiji Yasuda Life Insurance Co | 10,630 | $2.37M | 0.04% | +1,493+16.3% | Added |
| Asset Management Group, Inc. | 10,580 | $2.36M | 0.49% | +51+0.5% | Added |
| Financial Advocates Investment Management | 10,540 | $2.35M | 0.15% | −368−3.4% | Reduced |
| Sequoia Financial Advisors, LLC | 10,518 | $2.34M | 0.06% | +3,086+41.5% | Added |
| Allworth Financial LP | 10,504 | $2.34M | 0.03% | +1,536+17.1% | Added |
| Radnor Capital Management, LLC | 10,467 | $2.33M | 0.59% | +540+5.4% | Added |
| Empirical Finance, LLC | 10,462 | $2.33M | 0.26% | +1,093+11.7% | Added |
| Whalerock Point Partners, LLC | 10,370 | $2.31M | 0.82% | 00.0% | Unchanged |
| Loudon Investment Management, LLC | 10,353 | $2.31M | 1.52% | −140−1.3% | Reduced |
| PFG Advisors | 10,331 | $2.30M | 0.24% | +234+2.3% | Added |
| Citizens National Bank Trust Department | 10,914 | $2.30M | 0.92% | +185+1.7% | Added |
| CX Institutional | 10,285 | $2.29M | 0.18% | +9,028+718.2% | Added |
| Cliftonlarsonallen Wealth Advisors, LLC | 10,281 | $2.29M | 0.08% | +10,281 | New |
| Holderness Investments Co | 10,277 | $2.29M | 0.76% | +512+5.2% | Added |
| V Wealth Advisors LLC | 10,273 | $2.29M | 0.37% | +681+7.1% | Added |
| Berkshire Bank | 10,158 | $2.26M | 0.54% | +4,419+77.0% | Added |
| LGT Group Foundation | 10,255 | $2.25M | 0.05% | −2,650−20.5% | Reduced |
| Modus Advisors, LLC | 10,078 | $2.25M | 0.98% | +30+0.3% | Added |
| First Citizens Bank & Trust Co | 10,062 | $2.24M | 0.09% | +980+10.8% | Added |
| Procyon Private Wealth Partners, LLC | 10,054 | $2.24M | 0.47% | +823+8.9% | Added |
| MAI Capital Management | 10,015 | $2.23M | 0.04% | +1,280+14.7% | Added |
| Mill Capital Management, LLC | 9,999 | $2.23M | 0.21% | 00.0% | Unchanged |
| Guardian Investment Management | 10,057 | $2.23M | 1.73% | +10,057 | New |
| Donaldson Capital Management, LLC | 9,985 | $2.23M | 0.10% | +678+7.3% | Added |
| Hoylecohen, LLC | 9,972 | $2.22M | 0.19% | −173−1.7% | Reduced |
| Madison Asset Management, LLC | 9,953 | $2.22M | 0.03% | −795−7.4% | Reduced |
| Capital Asset Advisory Services LLC | 9,911 | $2.21M | 0.23% | +3,754+61.0% | Added |
| Members Capital Advisors Inc | 9,900 | $2.21M | 1.42% | +1,392+16.4% | Added |
| Gotham Asset Management, LLC | 9,894 | $2.21M | 0.07% | −41,267−80.7% | Reduced |
| 1st Source Bank | 9,866 | $2.20M | 0.14% | +492+5.2% | Added |
| Murphy Capital Management Inc | 9,867 | $2.20M | 0.25% | −265−2.6% | Reduced |
| Cumberland Advisors Inc | 9,850 | $2.19M | 0.51% | +300+3.1% | Added |
| Los Angeles Capital Management LLC | 9,839 | $2.19M | 0.01% | +4,606+88.0% | Added |
| Truvestments Capital LLC | 9,819 | $2.19M | 1.20% | −438−4.3% | Reduced |
| Venture Visionary Partners LLC | 9,810 | $2.19M | 0.15% | +112+1.2% | Added |
| Shepherd Financial Partners LLC | 9,754 | $2.17M | 0.39% | +7,354+306.4% | Added |
| Aureus Asset Management, LLC | 9,684 | $2.16M | 0.14% | −40−0.4% | Reduced |
| Bryn Mawr Trust Co | 9,688 | $2.16M | 0.08% | +217+2.3% | Added |
| McGuire Investment Group, LLC | 9,665 | $2.15M | 0.40% | +9,665 | New |
| First National Bank & Trust Co of Newtown | 9,652 | $2.15M | 0.43% | −227−2.3% | Reduced |
| Adell Harriman & Carpenter Inc | 9,648 | $2.15M | 0.21% | +400+4.3% | Added |
| Liberty One Investment Management, LLC | 9,640 | $2.15M | 0.33% | +366+3.9% | Added |
| Kistler-Tiffany Companies, LLC | 9,637 | $2.15M | 0.41% | +14+0.1% | Added |
| Hudock, Inc. | 9,599 | $2.14M | 0.59% | −201−2.1% | Reduced |
| Hanson & Doremus Investment Management | 9,584 | $2.14M | 0.46% | −38−0.4% | Reduced |
| Cigna Investments Inc | 9,579 | $2.13M | 0.26% | −2,710−22.1% | Reduced |
| Nicholas Hoffman & Company, LLC. | 9,581 | $2.13M | 0.09% | −75−0.8% | Reduced |
| Palisade Asset Management, LLC | 9,523 | $2.12M | 0.24% | −309−3.1% | Reduced |
| Glen Eagle Advisors, LLC | 9,509 | $2.12M | 0.55% | −261−2.7% | Reduced |
| Kames Capital plc | 9,503 | $2.12M | 0.03% | −2,335−19.7% | Reduced |
| Adirondack Trust Co | 9,498 | $2.12M | 1.00% | +521+5.8% | Added |
| Focus Financial Network, Inc. | 9,493 | $2.12M | 0.15% | −10,801−53.2% | Reduced |
| Tower Bridge Advisors | 9,477 | $2.11M | 0.14% | −230−2.4% | Reduced |
| Princeton Capital Management LLC | 9,440 | $2.10M | 0.65% | −363−3.7% | Reduced |
| Harris Associates L PSuperinvestorHarris Associates (Oakmark) | 9,425 | $2.10M | 0.00% | −13,468−58.8% | Reduced |
| Heritage Trust Co | 9,416 | $2.10M | 0.30% | −1,463−13.4% | Reduced |
| Wellington Shields & Co., LLC | 9,400 | $2.10M | 0.69% | −800−7.8% | Reduced |
| Regal Investment Advisors LLC | 9,293 | $2.07M | 0.19% | −12−0.1% | Reduced |
| Westwood Holdings Group Inc. | 9,234 | $2.06M | 0.02% | +609+7.1% | Added |
| Murphy, Middleton, Hinkle & Parker, Inc. | 9,217 | $2.05M | 1.10% | +10+0.1% | Added |
| Connectus Wealth, LLC | 9,906 | $2.05M | 0.06% | −163−1.6% | Reduced |