Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2022
Institutional positions in Caterpillar Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,176
- +42 vs. Q4 2021
- Shares held
- 368.8M
- +6.72M (+1.9%) vs. Q4 2021
- Total value
- $82.0B
- +$7.15B (+9.5%) vs. Q4 2021
- New holders
- 178
- 956 more added
- Sold out
- 136
- 714 more reduced
27 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Triad Financial Advisors, Inc. | 9,187 | $2.05M | 1.09% | −592−6.1% | Reduced |
| G&S Capital LLC | 9,153 | $2.04M | 1.09% | +1,152+14.4% | Added |
| Moneta Group Investment Advisors LLC | 9,155 | $2.04M | 0.08% | +2,243+32.5% | Added |
| Aaron Wealth Advisors | 453,215 | $2.03M | 0.04% | +451,208+22,481.7% | Added |
| First Hawaiian Bank | 9,119 | $2.03M | 0.06% | −21−0.2% | Reduced |
| Perfromance Wealth Partners, LLC | 9,104 | $2.03M | 0.09% | +1,645+22.1% | Added |
| Argent Trust Co | 9,072 | $2.02M | 0.12% | +474+5.5% | Added |
| Corient Capital Partners, LLC | 9,071 | $2.02M | 0.13% | +1,316+17.0% | Added |
| Ti-Trust, Inc | 9,047 | $2.02M | 1.83% | −600−6.2% | Reduced |
| Waldron Private Wealth LLC | 9,052 | $2.02M | 0.10% | +193+2.2% | Added |
| Baldwin Investment Management, LLC | 9,043 | $2.02M | 0.56% | −200−2.2% | Reduced |
| AdvisorNet Financial, Inc | 9,039 | $2.01M | 0.13% | +792+9.6% | Added |
| Old Port Advisors | 9,147 | $2.01M | 0.68% | −32−0.3% | Reduced |
| Hamel Associates, Inc. | 9,000 | $2.00M | 0.71% | +1,325+17.3% | Added |
| Park National Corp | 8,986 | $2.00M | 0.08% | +5+0.1% | Added |
| Western Wealth Management, LLC | 8,942 | $2.00M | 0.10% | +5,261+142.9% | Added |
| Altium Wealth Management LLC | 8,928 | $1.99M | 0.13% | +1,307+17.1% | Added |
| Belpointe Asset Management LLC | 8,901 | $1.98M | 0.12% | −45−0.5% | Reduced |
| McKinley Carter Wealth Services, Inc. | 8,872 | $1.98M | 0.15% | +25+0.3% | Added |
| Argus Investors' Counsel, Inc. | 8,860 | $1.97M | 1.26% | 00.0% | Unchanged |
| Naples Global Advisors, LLC | 8,843 | $1.97M | 0.23% | +6+0.1% | Added |
| Pure Financial Advisors, Inc. | 8,813 | $1.96M | 0.09% | +7,230+456.7% | Added |
| Appian Way Asset Management LP | 8,800 | $1.96M | 0.89% | +8,800 | New |
| Oxbow Advisors, LLC | 8,792 | $1.96M | 0.20% | −202−2.2% | Reduced |
| Verdence Capital Advisors LLC | 8,780 | $1.96M | 0.22% | +618+7.6% | Added |
| Resources Investment Advisors, LLC. | 8,762 | $1.95M | 0.07% | +387+4.6% | Added |
| Signaturefd, LLC | 8,718 | $1.94M | 0.06% | +341+4.1% | Added |
| Court Place Advisors, LLC | 8,699 | $1.94M | 0.63% | +300+3.6% | Added |
| Moloney Securities Asset Management, LLC | 8,678 | $1.93M | 0.38% | +923+11.9% | Added |
| RB Capital Management, LLC | 8,664 | $1.93M | 0.63% | +235+2.8% | Added |
| Ropes Wealth Advisors LLC | 8,649 | $1.93M | 0.33% | −91−1.0% | Reduced |
| IBM Retirement Fund | 8,638 | $1.93M | 0.27% | −492−5.4% | Reduced |
| Claraphi Advisory Network, LLC | 8,631 | $1.92M | 0.56% | +116+1.4% | Added |
| Equitable Holdings, Inc. | 8,629 | $1.92M | 0.03% | +839+10.8% | Added |
| Vestmark Advisory Solutions, Inc. | 8,616 | $1.92M | 0.11% | +1,108+14.8% | Added |
| Smith, Salley & Associates | 8,602 | $1.92M | 0.14% | −1,000−10.4% | Reduced |
| Finer Wealth Management, Inc. | 8,562 | $1.91M | 1.56% | +198+2.4% | Added |
| Trust Investment Advisors | 8,545 | $1.90M | 1.55% | +88+1.0% | Added |
| Metis Global Partners, LLC | 8,542 | $1.90M | 0.23% | +3,771+79.0% | Added |
| Triangle Securities Wealth Management | 8,528 | $1.90M | 0.64% | −282−3.2% | Reduced |
| Wealthcare Advisory Partners LLC | 8,483 | $1.89M | 0.11% | +653+8.3% | Added |
| Axxcess Wealth Management, LLC | 8,431 | $1.88M | 0.15% | −1,693−16.7% | Reduced |
| Cornell Pochily Investment Advisors, Inc. | 8,428 | $1.88M | 0.73% | +1,644+24.2% | Added |
| Focused Wealth Management, Inc | 8,388 | $1.87M | 0.30% | −694−7.6% | Reduced |
| Johnson Investment Counsel Inc | 8,388 | $1.87M | 0.02% | −229−2.7% | Reduced |
| Spreng Capital Management, Inc. | 8,365 | $1.86M | 1.14% | −860−9.3% | Reduced |
| American Portfolios Advisors | 8,362 | $1.86M | 0.06% | +833+11.1% | Added |
| CWM Advisors, LLC | 8,352 | $1.86M | 0.22% | −476−5.4% | Reduced |
| Dorsey & Whitney Trust CO LLC | 8,335 | $1.86M | 0.16% | +112+1.4% | Added |
| DHJJ Financial Advisors, Ltd. | 8,444 | $1.86M | 0.89% | 00.0% | Unchanged |
| Weatherly Asset Management L. P. | 8,325 | $1.85M | 0.22% | +1,713+25.9% | Added |
| Intellectus Partners, LLC | 8,316 | $1.85M | 0.55% | +77+0.9% | Added |
| United Asset Strategies, Inc. | 8,280 | $1.84M | 0.23% | +5,715+222.8% | Added |
| SeaCrest Wealth Management, LLC | 8,210 | $1.83M | 0.21% | +81+1.0% | Added |
| Oarsman Capital, Inc. | 8,208 | $1.83M | 0.71% | +1,364+19.9% | Added |
| Buckingham Strategic Wealth, LLC | 8,204 | $1.83M | 0.04% | −27−0.3% | Reduced |
| Ignite Planners, LLC | 8,429 | $1.82M | 1.22% | +385+4.8% | Added |
| Cascade Investment Advisors, Inc. | 8,168 | $1.82M | 1.11% | +460+6.0% | Added |
| Fruth Investment Management | 8,143 | $1.81M | 0.50% | 00.0% | Unchanged |
| RSM US Wealth Management LLC | 8,083 | $1.80M | 0.09% | −1,854−18.7% | Reduced |
| Level Four Advisory Services, LLC | 8,066 | $1.80M | 0.14% | −1,806−18.3% | Reduced |
| AlphaStar Capital Management, LLC | 8,060 | $1.80M | 0.14% | −486−5.7% | Reduced |
| TD Private Client Wealth LLC | 8,059 | $1.80M | 0.08% | −460−5.4% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 8,039 | $1.79M | 0.16% | −112−1.4% | Reduced |
| Cobblestone Capital Advisors LLC | 8,023 | $1.79M | 0.12% | +27+0.3% | Added |
| Cohen Klingenstein LLC | 8,000 | $1.78M | 0.07% | 00.0% | Unchanged |
| Diversified Trust Co | 7,925 | $1.77M | 0.06% | −2,035−20.4% | Reduced |
| Windsor Group LTD | 8,130 | $1.76M | 0.33% | −62−0.8% | Reduced |
| Gamble Jones Investment Counsel | 7,918 | $1.76M | 0.11% | −50−0.6% | Reduced |
| Osborne Partners Capital Management, LLC | 7,905 | $1.76M | 0.13% | −849−9.7% | Reduced |
| Boenning & Scattergood, Inc. | 7,881 | $1.76M | 0.28% | +271+3.6% | Added |
| Dana Investment Advisors, Inc. | 7,873 | $1.75M | 0.08% | −370−4.5% | Reduced |
| Gifford Fong Associates | 7,800 | $1.74M | 0.32% | 00.0% | Unchanged |
| Integrated Wealth Concepts LLC | 7,791 | $1.74M | 0.05% | −56−0.7% | Reduced |
| Probity Advisors, Inc. | 7,783 | $1.73M | 0.36% | −339−4.2% | Reduced |
| South Dakota Investment Council | 7,775 | $1.73M | 0.03% | −5,970−43.4% | Reduced |
| Columbia Trust Co 01012016 | 7,587 | $1.73M | 0.81% | −704−8.5% | Reduced |
| Ashton Thomas Private Wealth, LLC | 7,723 | $1.72M | 0.15% | +3,366+77.3% | Added |
| Delos Wealth Advisors, LLC | 7,693 | $1.71M | 1.69% | +802+11.6% | Added |
| D. Scott Neal, Inc. | 7,661 | $1.71M | 0.68% | 00.0% | Unchanged |
| Atlas Brown,Inc. | 7,658 | $1.71M | 0.70% | −102−1.3% | Reduced |
| Cambridge Trust Co | 7,622 | $1.70M | 0.06% | +128+1.7% | Added |
| Mairs & Power Inc | 7,620 | $1.70M | 0.02% | +300+4.1% | Added |
| Two Sigma Securities, LLC | 7,616 | $1.70M | 0.24% | +3,040+66.4% | Added |
| Quest Investment Management LLC | 7,588 | $1.69M | 0.16% | 00.0% | Unchanged |
| Icon Advisers Inc | 7,525 | $1.68M | 0.29% | +7,525 | New |
| United Community Bank | 7,487 | $1.67M | 1.67% | +337+4.7% | Added |
| Tudor Investment Corp Et Al | 7,488 | $1.67M | 0.04% | +7,488 | New |
| First Dallas Securities Inc. | 7,455 | $1.66M | 0.94% | +632+9.3% | Added |
| ARGI Investment Services, LLC | 7,442 | $1.66M | 0.05% | +1,149+18.3% | Added |
| Versor Investments LP | 7,425 | $1.65M | 0.06% | +525+7.6% | Added |
| Schechter Investment Advisors, LLC | 7,413 | $1.65M | 0.15% | +323+4.6% | Added |
| Bragg Financial Advisors, Inc | 7,411 | $1.65M | 0.10% | −490−6.2% | Reduced |
| J.W. Cole Advisors, Inc. | 7,382 | $1.65M | 0.11% | −363−4.7% | Reduced |
| Washington Trust Bank | 7,383 | $1.65M | 0.19% | −30.0% | Reduced |
| BI Asset Management Fondsmaeglerselskab A/S | 7,384 | $1.65M | 0.06% | +3,734+102.3% | Added |
| Meeder Asset Management Inc | 7,367 | $1.64M | 0.08% | +156+2.2% | Added |
| Everett Harris & Co | 7,364 | $1.64M | 0.02% | +1,662+29.1% | Added |
| WR Wealth Planners, LLC | 7,363 | $1.64M | 0.98% | +7,363 | New |
| Burleson & Company, LLC | 7,289 | $1.62M | 0.26% | +53+0.7% | Added |