Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2022
Institutional positions in Caterpillar Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,176
- +42 vs. Q4 2021
- Shares held
- 368.8M
- +6.72M (+1.9%) vs. Q4 2021
- Total value
- $82.0B
- +$7.15B (+9.5%) vs. Q4 2021
- New holders
- 178
- 956 more added
- Sold out
- 136
- 714 more reduced
27 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Harfst & Associates, Inc. | 7,249 | $1.61M | 0.38% | +576+8.6% | Added |
| WealthPLAN Partners, LLC | 7,665 | $1.61M | 0.11% | +68+0.9% | Added |
| WealthPlan Investment Management, LLC | 7,665 | $1.61M | 0.11% | +7,665 | New |
| Strategic Financial Services, Inc, | 7,236 | $1.61M | 0.12% | −117−1.6% | Reduced |
| Bahl & Gaynor Inc | 7,218 | $1.61M | 0.01% | −232−3.1% | Reduced |
| Papp L Roy & Associates | 7,210 | $1.61M | 0.20% | +15+0.2% | Added |
| Centaurus Financial, Inc. | 7,193 | $1.60M | 0.13% | +950+15.2% | Added |
| Change Path, LLC | 7,173 | $1.60M | 0.08% | +3,626+102.2% | Added |
| Cross Staff Investments Inc | 7,163 | $1.60M | 1.48% | 00.0% | Unchanged |
| Thompson Siegel & Walmsley LLC | 7,136 | $1.59M | 0.02% | +943+15.2% | Added |
| Oak Asset Management, LLC | 7,076 | $1.58M | 0.62% | −6−0.1% | Reduced |
| Valley Brook Capital Group | 7,080 | $1.58M | 1.36% | +615+9.5% | Added |
| Gables Capital Management Inc. | 7,050 | $1.57M | 0.99% | 00.0% | Unchanged |
| Main Street Research LLC | 7,015 | $1.56M | 0.15% | −107−1.5% | Reduced |
| CAPROCK Group, Inc. | 7,013 | $1.56M | 0.15% | +110+1.6% | Added |
| Investors Asset Management of Georgia Inc | 7,010 | $1.56M | 0.79% | 00.0% | Unchanged |
| Capital Wealth Planning, LLC | 7,000 | $1.56M | 0.03% | −798,899−99.1% | Reduced |
| Coastline Trust Co | 6,995 | $1.56M | 0.19% | +90+1.3% | Added |
| HBK Sorce Advisory LLC | 6,945 | $1.55M | 0.08% | −3,227−31.7% | Reduced |
| MidWestOne Financial Group, Inc. | 6,922 | $1.54M | 0.33% | −117−1.7% | Reduced |
| Graypoint LLC | 6,907 | $1.54M | 0.15% | +1,634+31.0% | Added |
| Parallel Advisors, LLC | 6,891 | $1.54M | 0.06% | −8−0.1% | Reduced |
| Epoch Investment Partners, Inc. | 6,896 | $1.54M | 0.01% | +6,896 | New |
| Diamant Asset Management, Inc. | 6,875 | $1.53M | 1.17% | −300−4.2% | Reduced |
| DFPG Investments, LLC | 6,653 | $1.53M | 0.60% | +1,404+26.7% | Added |
| BCM Advisors, LLC | 7,000 | $1.52M | 0.40% | 00.0% | Unchanged |
| Ar Asset Management Inc | 6,800 | $1.51M | 0.38% | 00.0% | Unchanged |
| Staley Capital Advisers Inc | 6,800 | $1.51M | 0.08% | 00.0% | Unchanged |
| Horizon Kinetics Asset Management LLC | 6,793 | $1.51M | 0.03% | +175+2.6% | Added |
| Confluence Wealth Services, Inc. | 6,790 | $1.51M | 0.55% | −59−0.9% | Reduced |
| Hilton Capital Management, LLC | 6,783 | $1.51M | 0.16% | 00.0% | Unchanged |
| Douglas Lane & Associates, LLC | 6,750 | $1.50M | 0.02% | +10.0% | Added |
| AMG National Trust Bank | 6,747 | $1.50M | 0.05% | 00.0% | Unchanged |
| Smith, Moore & Co. | 6,711 | $1.50M | 0.20% | −4−0.1% | Reduced |
| Atlantic Trust, LLC | 6,698 | $1.49M | 0.99% | 00.0% | Unchanged |
| Southern Capital Advisors, LLC | 6,693 | $1.49M | 1.02% | −39−0.6% | Reduced |
| Titleist Asset Management, Ltd. | 6,669 | $1.49M | 0.30% | +3,246+94.8% | Added |
| Legacy Bridge, LLC | 6,660 | $1.48M | 0.87% | 00.0% | Unchanged |
| Haverford Trust Co | 6,658 | $1.48M | 0.02% | +893+15.5% | Added |
| Wilson & Boucher Capital Management, LLC | 6,621 | $1.48M | 1.34% | +250+3.9% | Added |
| Stone Point Wealth LLC | 6,680 | $1.47M | 0.82% | +2,034+43.8% | Added |
| Great Valley Advisor Group, Inc. | 6,775 | $1.46M | 0.09% | +109+1.6% | Added |
| NVWM, LLC | 6,559 | $1.46M | 0.46% | +5,959+993.2% | Added |
| Thomas White International Ltd | 6,542 | $1.46M | 0.24% | 00.0% | Unchanged |
| RE Dickinson Investment Advisors, LLC | 6,542 | $1.46M | 0.99% | 00.0% | Unchanged |
| Franklin Street Advisors Inc | 6,522 | $1.45M | 0.12% | +22+0.3% | Added |
| Wintrust Investments LLC | 6,496 | $1.45M | 0.14% | +650+11.1% | Added |
| Winton Group Ltd | 6,494 | $1.45M | 0.08% | −4,007−38.2% | Reduced |
| Boston Private Wealth LLC | 6,491 | $1.45M | 0.02% | +301+4.9% | Added |
| Affinity Investment Advisors, LLC | 6,482 | $1.44M | 0.59% | +6,482 | New |
| Maltin Wealth Management, Inc. | 6,455 | $1.44M | 0.95% | +1,888+41.3% | Added |
| Fort Point Capital Partners LLC | 6,450 | $1.44M | 0.22% | +35+0.5% | Added |
| RNC Capital Management LLC | 6,405 | $1.43M | 0.07% | +1,315+25.8% | Added |
| Cahill Financial Advisors Inc | 6,385 | $1.42M | 0.27% | +129+2.1% | Added |
| Rational Advisors LLC | 6,369 | $1.42M | 0.08% | −2,483−28.1% | Reduced |
| StoneX Group Inc. | 6,299 | $1.40M | 0.11% | +1,352+27.3% | Added |
| Parsec Financial Management, Inc. | 6,263 | $1.40M | 0.06% | +3,500+126.7% | Added |
| WBH Advisory Inc | 6,549 | $1.39M | 0.17% | −400−5.8% | Reduced |
| Fort Pitt Capital Group, LLC | 6,241 | $1.39M | 0.05% | −537−7.9% | Reduced |
| Mattern Wealth Management LLC | 6,225 | $1.39M | 0.45% | −6−0.1% | Reduced |
| Essex Savings Bank | 6,218 | $1.39M | 0.46% | −29−0.5% | Reduced |
| Tiemann Investment Advisors, LLC | 6,198 | $1.38M | 0.64% | −25−0.4% | Reduced |
| Deseret Mutual Benefit Administrators | 6,185 | $1.38M | 0.28% | −896−12.7% | Reduced |
| Orleans Capital Management Corp | 6,155 | $1.37M | 0.85% | +330+5.7% | Added |
| Silverlake Wealth Management LLC | 6,151 | $1.37M | 0.78% | +638+11.6% | Added |
| We Are One Seven, LLC | 6,138 | $1.37M | 0.15% | +230+3.9% | Added |
| Pathstone Family Office, LLC | 5,985 | $1.35M | 0.03% | −822−12.1% | Reduced |
| Lavaca Capital LLC | 6,020 | $1.34M | 0.57% | −3,500−36.8% | Reduced |
| Citizens Financial Group Inc | 6,016 | $1.34M | 0.05% | −1,297−17.7% | Reduced |
| Brookfield Asset Management Inc. | 6,012 | $1.34M | 0.01% | +6,012 | New |
| Jaffetilchin Investment Partners, LLC | 6,591 | $1.34M | 0.16% | +303+4.8% | Added |
| American National Insurance Co | 6,000 | $1.34M | 0.36% | −1,340−18.3% | Reduced |
| NorthRock Partners, LLC | 5,984 | $1.33M | 0.12% | +1,277+27.1% | Added |
| Checchi Capital Advisers, LLC | 5,979 | $1.33M | 0.14% | +570+10.5% | Added |
| World Equity Group, Inc. | 5,976 | $1.33M | 0.29% | +5,976 | New |
| Amarillo National Bank | 5,973 | $1.33M | 0.26% | −803−11.9% | Reduced |
| First National Bank Sioux Falls | 5,970 | $1.33M | 1.39% | 00.0% | Unchanged |
| Keudell/Morrison Wealth Management | 5,956 | $1.33M | 0.55% | 00.0% | Unchanged |
| Tokio Marine Asset Management Co Ltd | 5,957 | $1.33M | 0.10% | +601+11.2% | Added |
| Siena Capital LLC | 5,928 | $1.32M | 0.75% | −953−13.8% | Reduced |
| Private Asset Management Inc | 5,912 | $1.32M | 0.18% | −710−10.7% | Reduced |
| Toroso Investments, LLC | 5,907 | $1.32M | 0.04% | −17,648−74.9% | Reduced |
| Beaton Management Co. Inc. | 5,903 | $1.31M | 0.81% | +20+0.3% | Added |
| Symmetry Partners, LLC | 5,895 | $1.31M | 0.08% | 00.0% | Unchanged |
| Sequent Asset Management, LLC | 5,891 | $1.31M | 0.77% | +1,279+27.7% | Added |
| Harvest Volatility Management LLC | 5,885 | $1.31M | 0.15% | +2,712+85.5% | Added |
| AIA Group Ltd | 5,862 | $1.31M | 0.06% | +4,083+229.5% | Added |
| Sunflower Bank, N.A. | 5,857 | $1.30M | 0.18% | 00.0% | Unchanged |
| Wade G W & Inc | 5,850 | $1.30M | 0.06% | +136+2.4% | Added |
| True North Advisors, LLC | 5,844 | $1.30M | 0.35% | −2,500−30.0% | Reduced |
| Duality Advisers, LP | 5,809 | $1.29M | 0.14% | +5,809 | New |
| Palumbo Wealth Management LLC | 5,788 | $1.29M | 0.83% | +80+1.4% | Added |
| Ritholtz Wealth Management | 5,790 | $1.29M | 0.09% | +638+12.4% | Added |
| Duff & Phelps Investment Management Co | 5,775 | $1.29M | 0.01% | 00.0% | Unchanged |
| Donoghue Forlines LLC | 5,778 | $1.29M | 0.28% | +449+8.4% | Added |
| Thoroughbred Financial Services, LLC | 5,767 | $1.28M | 0.21% | −4,607−44.4% | Reduced |
| Inspire Advisors, LLC | 5,741 | $1.28M | 0.36% | +160+2.9% | Added |
| M Holdings Securities, Inc. | 5,730 | $1.28M | 0.10% | +5,730 | New |
| Verition Fund Management LLC | 5,714 | $1.27M | 0.02% | −17,925−75.8% | Reduced |
| Baker Tilly Wealth Management, LLC | 5,702 | $1.27M | 0.14% | −124−2.1% | Reduced |