Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2022
Institutional positions in Caterpillar Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,176
- +42 vs. Q4 2021
- Shares held
- 368.8M
- +6.72M (+1.9%) vs. Q4 2021
- Total value
- $82.0B
- +$7.15B (+9.5%) vs. Q4 2021
- New holders
- 178
- 956 more added
- Sold out
- 136
- 714 more reduced
27 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Coastal Investment Advisors, Inc. | 5,706 | $1.27M | 0.25% | +1,109+24.1% | Added |
| Schnieders Capital Management LLC | 5,676 | $1.26M | 0.30% | +339+6.4% | Added |
| Kovack Advisors, Inc. | 5,664 | $1.26M | 0.13% | +751+15.3% | Added |
| Penobscot Investment Management Company, Inc. | 5,655 | $1.26M | 0.18% | 00.0% | Unchanged |
| Tempus Wealth Planning, LLC | 5,646 | $1.26M | 0.89% | +346+6.5% | Added |
| Financial Architects, Inc | 5,643 | $1.26M | 0.18% | +930+19.7% | Added |
| Convergence Investment Partners, LLC | 5,637 | $1.26M | 0.65% | +24+0.4% | Added |
| TKG Advisors, LLC | 5,601 | $1.25M | 1.00% | +1,075+23.8% | Added |
| First Foundation Advisors | 5,592 | $1.25M | 0.04% | −601−9.7% | Reduced |
| Laurel Wealth Advisors, Inc. | 5,584 | $1.25M | 0.10% | −2,023−26.6% | Reduced |
| St Germain D J Co Inc | 5,584 | $1.24M | 0.07% | +82+1.5% | Added |
| Stonehage Fleming Financial Services Holdings Ltd | 5,580 | $1.24M | 0.04% | +1,470+35.8% | Added |
| Hoey Investments, Inc | 5,566 | $1.24M | 0.35% | +1,122+25.2% | Added |
| Clarius Group, LLC | 5,987 | $1.24M | 0.10% | 00.0% | Unchanged |
| Adams Chetwood Wealth Management LLC | 5,550 | $1.24M | 0.70% | +17+0.3% | Added |
| EP Wealth Advisors, LLC | 5,543 | $1.24M | 0.03% | +140+2.6% | Added |
| High Falls Advisors, Inc | 5,505 | $1.23M | 0.33% | +4+0.1% | Added |
| Barber Financial Group, Inc. | 5,501 | $1.23M | 0.16% | −36−0.7% | Reduced |
| Csenge Advisory Group | 5,502 | $1.23M | 0.10% | +506+10.1% | Added |
| Van Strum & Towne Inc. | 5,612 | $1.22M | 0.46% | +128+2.3% | Added |
| Cladis Investment Advisory, LLC | 5,483 | $1.22M | 0.99% | +1,200+28.0% | Added |
| Latitude Advisors, LLC | 5,446 | $1.21M | 0.27% | +2,695+98.0% | Added |
| Independent Financial Group, LLC | 5,443 | $1.21M | 0.10% | +10+0.2% | Added |
| Apollon Wealth Management, LLC | 5,420 | $1.21M | 0.09% | −1,019−15.8% | Reduced |
| Wolff Financial Management LLC | 5,413 | $1.21M | 0.48% | 00.0% | Unchanged |
| Eastern Bank | 5,418 | $1.21M | 0.06% | +41+0.8% | Added |
| CFM Wealth Partners LLC | 5,408 | $1.21M | 0.29% | +100+1.9% | Added |
| CPWM, LLC | 5,407 | $1.21M | 0.09% | +158+3.0% | Added |
| GoalVest Advisory LLC | 5,404 | $1.20M | 0.68% | +5,404 | New |
| Rothschild Investment Corp | 5,385 | $1.20M | 0.09% | −85−1.6% | Reduced |
| Garrison Point Advisors, LLC | 5,370 | $1.20M | 0.84% | 00.0% | Unchanged |
| Good Life Advisors, LLC | 5,367 | $1.20M | 0.15% | +354+7.1% | Added |
| Proequities, Inc. | 5,354 | $1.19M | 0.09% | −1,645−23.5% | Reduced |
| Howland Capital Management LLC | 5,345 | $1.19M | 0.06% | +274+5.4% | Added |
| AXS Investments LLC | 5,336 | $1.19M | 0.47% | −19,464−78.5% | Reduced |
| Byrne Asset Management LLC | 5,333 | $1.19M | 0.74% | +430+8.8% | Added |
| Edgestream Partners, L.P. | 5,325 | $1.19M | 0.09% | +3,443+182.9% | Added |
| Comerica Securities,inc. | 5,313 | $1.18M | 0.08% | −187−3.4% | Reduced |
| Princeton Global Asset Management LLC | 5,310 | $1.18M | 0.33% | −525−9.0% | Reduced |
| HM Payson & Co | 5,302 | $1.18M | 0.03% | −88−1.6% | Reduced |
| SOL Capital Management CO | 5,293 | $1.18M | 0.21% | −200−3.6% | Reduced |
| Financial Advisory Service, Inc. | 5,290 | $1.18M | 0.11% | +968+22.4% | Added |
| River & Mercantile Asset Management LLP | 5,290 | $1.18M | 0.15% | +1,990+60.3% | Added |
| Institute for Wealth Management, LLC. | 5,283 | $1.18M | 0.19% | +96+1.9% | Added |
| Dynamic Advisor Solutions LLC | 5,245 | $1.17M | 0.08% | +1,018+24.1% | Added |
| FORA Capital, LLC | 5,219 | $1.16M | 0.21% | +5,219 | New |
| Arbor Trust Wealth Advisors, LLC | 5,210 | $1.16M | 0.70% | −375−6.7% | Reduced |
| Harel Insurance Investments & Financial Services Ltd. | 5,200 | $1.16M | 0.02% | +2,395+85.4% | Added |
| United Bank | 5,175 | $1.15M | 0.15% | −3,600−41.0% | Reduced |
| Braun Stacey Associates Inc | 5,160 | $1.15M | 0.05% | −500−8.8% | Reduced |
| Nations Financial Group Inc, | 5,132 | $1.14M | 0.14% | +209+4.2% | Added |
| Laffer Tengler Investments | 5,077 | $1.13M | 0.34% | +1,077+26.9% | Added |
| Legacy Wealth Asset Management, LLC | 5,076 | $1.13M | 0.40% | +83+1.7% | Added |
| PSI Advisors, LLC | 5,048 | $1.13M | 0.46% | −1,585−23.9% | Reduced |
| WD Rutherford LLC | 5,044 | $1.12M | 0.64% | +425+9.2% | Added |
| Pitcairn Co | 5,016 | $1.12M | 0.10% | +2,630+110.2% | Added |
| HYA Advisors, Inc | 5,014 | $1.12M | 0.39% | +19+0.4% | Added |
| Jade Capital Advisors, LLC | 5,003 | $1.11M | 0.75% | +5,003 | New |
| Quattro Financial Advisors LLC | 5,000 | $1.11M | 0.38% | 00.0% | Unchanged |
| HighTower Trust Services, LTA | 4,985 | $1.11M | 0.11% | +68+1.4% | Added |
| Zions Bancorporation, N.A. | 4,972 | $1.11M | 0.10% | −399−7.4% | Reduced |
| Personal Capital Advisors Corp | 4,936 | $1.10M | 0.01% | −597−10.8% | Reduced |
| Lifeworks Advisors, LLC | 4,913 | $1.09M | 0.72% | +2,182+79.9% | Added |
| River Wealth Advisors LLC | 4,902 | $1.09M | 0.17% | +200+4.3% | Added |
| CoreFirst Bank & Trust | 4,875 | $1.09M | 0.74% | 00.0% | Unchanged |
| Stonegate Investment Group, LLC | 4,855 | $1.08M | 0.04% | +336+7.4% | Added |
| IHT Wealth Management, LLC | 4,852 | $1.08M | 0.08% | +111+2.3% | Added |
| Summit Financial Group Inc | 4,847 | $1.08M | 0.37% | +35+0.7% | Added |
| Ingalls & Snyder LLC | 4,827 | $1.08M | 0.05% | 00.0% | Unchanged |
| Forum Financial Management, LP | 4,823 | $1.07M | 0.05% | −108−2.2% | Reduced |
| Patriot Investment Management Inc. | 4,797 | $1.07M | 0.09% | +310+6.9% | Added |
| Federated Hermes, Inc. | 4,785 | $1.07M | 0.00% | −2,795−36.9% | Reduced |
| Farmers Trust Co | 4,785 | $1.07M | 0.23% | −900−15.8% | Reduced |
| Arkadios Wealth Advisors | 4,785 | $1.07M | 0.14% | −186−3.7% | Reduced |
| Allen Capital Group, LLC | 4,786 | $1.07M | 0.20% | +22+0.5% | Added |
| Sargent Investment Group, LLC | 4,778 | $1.06M | 0.27% | +1,138+31.3% | Added |
| Continuum Advisory, LLC | 5,046 | $1.06M | 0.20% | +3,535+234.0% | Added |
| Robertson Stephens Wealth Management, LLC | 4,766 | $1.06M | 0.09% | −325−6.4% | Reduced |
| Investment Partners, Ltd. | 4,764 | $1.06M | 0.45% | +8+0.2% | Added |
| Trustmark National Bank Trust Department | 4,762 | $1.06M | 0.08% | +36+0.8% | Added |
| Sonora Investment Management Group, LLC | 4,757 | $1.06M | 0.12% | +211+4.6% | Added |
| Loomis Sayles & Co L P | 4,739 | $1.06M | 0.00% | −3,725−44.0% | Reduced |
| FIL Ltd | 4,735 | $1.05M | 0.00% | −10,112−68.1% | Reduced |
| Investment House LLC | 4,728 | $1.05M | 0.08% | −100−2.1% | Reduced |
| Garde Capital, Inc. | 4,728 | $1.05M | 0.11% | 00.0% | Unchanged |
| Eldridge Investment Advisors, Inc. | 4,712 | $1.05M | 0.36% | 00.0% | Unchanged |
| Dixon Hubard Feinour & Brown Inc | 4,710 | $1.05M | 0.11% | 00.0% | Unchanged |
| Heck Capital Advisors, LLC | 4,695 | $1.05M | 0.19% | −27−0.6% | Reduced |
| Narwhal Capital Management | 4,690 | $1.04M | 0.12% | +4,690 | New |
| SevenBridge Financial Group, LLC | 4,685 | $1.04M | 0.37% | −928−16.5% | Reduced |
| Biltmore Family Office, LLC | 4,662 | $1.04M | 0.22% | −250−5.1% | Reduced |
| Capital Investment Advisory Services, LLC | 4,652 | $1.04M | 0.11% | +375+8.8% | Added |
| Grandview Asset Management LLC | 4,638 | $1.03M | 0.44% | +205+4.6% | Added |
| Ballentine Partners, LLC | 4,625 | $1.03M | 0.03% | +611+15.2% | Added |
| Jackson Square Capital, LLC | 4,617 | $1.03M | 0.32% | −35−0.8% | Reduced |
| High Net Worth Advisory Group LLC | 4,617 | $1.03M | 0.37% | +500+12.1% | Added |
| Echo Street Capital Management LLC | 4,615 | $1.03M | 0.01% | −6−0.1% | Reduced |
| Bessemer Securities LLC | 4,603 | $1.03M | 0.30% | +4,603 | New |
| City State Bank | 4,591 | $1.02M | 0.62% | +38+0.8% | Added |
| NN Investment Partners Holdings N.V. | 4,595 | $1.02M | 0.01% | +1,595+53.2% | Added |