Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2022
Institutional positions in Caterpillar Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,176
- +42 vs. Q4 2021
- Shares held
- 368.8M
- +6.72M (+1.9%) vs. Q4 2021
- Total value
- $82.0B
- +$7.15B (+9.5%) vs. Q4 2021
- New holders
- 178
- 956 more added
- Sold out
- 136
- 714 more reduced
27 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Insight Advisors, LLC | 4,591 | $1.02M | 0.31% | +1,941+73.2% | Added |
| RFG Advisory, LLC | 4,586 | $1.02M | 0.07% | −159−3.4% | Reduced |
| Providence First Trust Co | 4,579 | $1.02M | 0.49% | 00.0% | Unchanged |
| Cary Street Partner Investment Advisory LLC | 4,580 | $1.02M | 0.28% | +4,580 | New |
| Fund Management at Engine No. 1 LLC | 4,579 | $1.02M | 0.26% | +4,579 | New |
| Quad-Cities Investment Group, LLC | 4,562 | $1.02M | 0.65% | +1,068+30.6% | Added |
| Davis R M Inc | 4,565 | $1.02M | 0.02% | +1,200+35.7% | Added |
| Optimum Investment Advisors | 4,530 | $1.01M | 0.43% | −15−0.3% | Reduced |
| Asset Allocation & Management Company, LLC | 4,527 | $1.01M | 0.36% | 00.0% | Unchanged |
| Westhampton Capital, LLC | 4,525 | $1.01M | 0.65% | +200+4.6% | Added |
| TD Ameritrade Investment Management, LLC | 4,523 | $1.01M | 0.01% | +215+5.0% | Added |
| Am Investment Strategies LLC | 4,487 | $1.00M | 0.27% | +79+1.8% | Added |
| Vigilant Capital Management, LLC | 4,475 | $997.0K | 0.08% | −253−5.4% | Reduced |
| Choate Investment Advisors | 4,472 | $996.0K | 0.05% | −1,135−20.2% | Reduced |
| Select Asset Management & Trust | 4,472 | $996.0K | 0.85% | +2,200+96.8% | Added |
| F3Logic, LLC | 4,421 | $995.0K | 0.15% | −8,858−66.7% | Reduced |
| Widmann Financial Services, Inc. | 4,448 | $991.0K | 0.88% | +211+5.0% | Added |
| CRA Financial Services, LLC | 4,432 | $988.0K | 0.30% | +950+27.3% | Added |
| West Oak Capital, LLC | 4,430 | $987.0K | 0.45% | −90−2.0% | Reduced |
| LexAurum Advisors, LLC | 4,421 | $985.0K | 0.32% | +1,466+49.6% | Added |
| Adviser Investments LLC | 4,382 | $976.0K | 0.06% | +152+3.6% | Added |
| JFS Wealth Advisors, LLC | 4,374 | $975.0K | 0.09% | +121+2.8% | Added |
| FourThought Financial, LLC | 4,347 | $969.0K | 0.12% | −397−8.4% | Reduced |
| Burke & Herbert Bank & Trust Co | 4,348 | $969.0K | 0.62% | 00.0% | Unchanged |
| Woodward Diversified Capital, LLC | 4,337 | $966.0K | 0.63% | +137+3.3% | Added |
| RS Crum Inc. | 4,305 | $959.0K | 0.54% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 4,300 | $958.0K | 0.03% | 00.0% | Unchanged |
| Quantinno Capital Management LP | 4,289 | $956.0K | 0.15% | −1,060−19.8% | Reduced |
| Sentry Investment Management LLC | 4,291 | $956.0K | 0.30% | −722−14.4% | Reduced |
| Solstein Capital, LLC | 4,269 | $951.0K | 0.63% | 00.0% | Unchanged |
| Cypress Capital Group | 4,254 | $948.0K | 0.12% | +7+0.2% | Added |
| Argent Advisors, Inc. | 4,249 | $947.0K | 0.51% | −3,388−44.4% | Reduced |
| Birinyi Associates Inc | 4,250 | $947.0K | 0.33% | +250+6.3% | Added |
| Sutton Wealth Advisors Inc. | 4,243 | $945.4K | 0.33% | +33+0.8% | Added |
| Birch Hill Investment Advisors LLC | 4,214 | $939.0K | 0.05% | 00.0% | Unchanged |
| Northwest Quadrant Wealth Management, LLC | 4,250 | $938.0K | 0.26% | −284−6.3% | Reduced |
| FinTrust Capital Advisors, LLC | 4,205 | $937.0K | 0.22% | +100+2.4% | Added |
| WMS Partners, LLC | 4,207 | $937.0K | 0.13% | +675+19.1% | Added |
| Navellier & Associates Inc | 4,200 | $936.0K | 0.16% | −200−4.5% | Reduced |
| Southeast Asset Advisors Inc. | 4,186 | $933.0K | 0.12% | +9+0.2% | Added |
| Lantz Financial LLC | 4,177 | $931.0K | 0.38% | +10.0% | Added |
| Credit Agricole S A | 4,172 | $930.0K | 0.03% | −12,336−74.7% | Reduced |
| Kercheville Advisors, LLC | 4,175 | $930.0K | 0.44% | +100+2.5% | Added |
| Amussen Hunsaker Associates LLC | 4,194 | $929.0K | 0.21% | −19−0.5% | Reduced |
| BancorpSouth Bank | 4,173 | $929.0K | 0.12% | 00.0% | Unchanged |
| Total Clarity Wealth Management, Inc. | 4,165 | $928.0K | 0.51% | +1,054+33.9% | Added |
| RMB Capital Management, LLC | 4,160 | $927.0K | 0.03% | −9−0.2% | Reduced |
| Golden State Wealth Management, LLC | 4,154 | $926.0K | 0.18% | +415+11.1% | Added |
| Orion Portfolio Solutions, LLC | 4,147 | $924.0K | 0.03% | −291−6.6% | Reduced |
| Vident Investment Advisory, LLC | 4,156 | $924.0K | 0.02% | −171−4.0% | Reduced |
| Flaharty Asset Management, LLC | 4,135 | $921.0K | 0.17% | −500−10.8% | Reduced |
| Chicago Capital, LLC | 4,135 | $921.0K | 0.04% | 00.0% | Unchanged |
| Old Mission Investment Co LLC | 4,132 | $920.8K | 0.34% | +265+6.9% | Added |
| Fairview Capital Investment Management, LLC | 4,112 | $916.0K | 0.06% | 00.0% | Unchanged |
| Harvest Fund Management Co., Ltd | 4,113 | $916.0K | 0.19% | +2,488+153.1% | Added |
| Rockland Trust Co | 4,104 | $915.0K | 0.06% | +1,756+74.8% | Added |
| IVC Wealth Advisors LLC | 4,090 | $911.0K | 0.60% | +95+2.4% | Added |
| TRUE Private Wealth Advisors | 4,086 | $909.0K | 0.13% | −27−0.7% | Reduced |
| Creegan & Nassoura Financial Group, LLC | 4,075 | $908.0K | 0.68% | 00.0% | Unchanged |
| Mayflower Financial Advisors, LLC | 4,071 | $907.0K | 0.12% | −86−2.1% | Reduced |
| Visionary Wealth Advisors | 4,062 | $905.0K | 0.07% | +221+5.8% | Added |
| Bridges Investment Management Inc | 4,050 | $902.0K | 0.03% | 00.0% | Unchanged |
| Puzo Michael J | 4,025 | $897.0K | 0.27% | −450−10.1% | Reduced |
| Washington Trust Co | 4,024 | $897.0K | 0.04% | 00.0% | Unchanged |
| Montis Financial, LLC | 4,016 | $895.0K | 0.70% | −14−0.3% | Reduced |
| Telos Capital Management, Inc. | 4,013 | $894.0K | 0.12% | −80−2.0% | Reduced |
| Livforsakringsbolaget Skandia, Omsesidigt | 4,013 | $894.0K | 0.06% | +600+17.6% | Added |
| Pinnacle Wealth Planning Services, Inc. | 4,006 | $893.0K | 0.16% | +150+3.9% | Added |
| Saybrook Capital | 4,000 | $891.0K | 0.24% | −300−7.0% | Reduced |
| Cim Investment Mangement Inc | 3,997 | $891.0K | 0.30% | −5−0.1% | Reduced |
| Tompkins Financial Corp | 3,989 | $888.0K | 0.13% | +3,314+491.0% | Added |
| Werlinich Asset Management, LLC | 3,975 | $885.7K | 0.67% | 00.0% | Unchanged |
| Hancock Whitney Corp | 3,961 | $882.0K | 0.03% | −340−7.9% | Reduced |
| Hudson Valley Investment Advisors Inc | 3,956 | $881.0K | 0.12% | −50−1.2% | Reduced |
| Texas Capital Bancshares Inc | 3,948 | $879.0K | 0.53% | +438+12.5% | Added |
| Harbor Investment Advisory, LLC | 3,944 | $879.0K | 0.12% | +585+17.4% | Added |
| Gradient Investments LLC | 3,936 | $877.0K | 0.02% | +169+4.5% | Added |
| Norwood Financial Corp | 3,930 | $876.0K | 1.27% | +325+9.0% | Added |
| Aspen Investment Management Inc | 3,928 | $875.0K | 0.46% | −30−0.8% | Reduced |
| Crawford Investment Counsel Inc | 3,929 | $875.0K | 0.02% | +1,251+46.7% | Added |
| Gilbert & Cook, Inc. | 3,922 | $874.0K | 0.14% | +231+6.3% | Added |
| SlateStone Wealth, LLC | 3,882 | $865.0K | 0.19% | +3,882 | New |
| Menard Financial Group LLC | 3,878 | $864.0K | 0.85% | −389−9.1% | Reduced |
| Cordasco Financial Network | 3,874 | $863.0K | 0.56% | +69+1.8% | Added |
| Barrett Asset Management, LLC | 3,874 | $863.0K | 0.04% | +584+17.8% | Added |
| Virtue Capital Management, LLC | 3,874 | $863.0K | 0.14% | +1,022+35.8% | Added |
| SNS Financial Group, LLC | 3,842 | $856.0K | 0.10% | +10.0% | Added |
| 44 Wealth Management LLC | 3,843 | $856.0K | 0.31% | +38+1.0% | Added |
| Nwam LLC | 3,836 | $855.0K | 0.07% | −162−4.1% | Reduced |
| Penobscot Wealth Management | 3,839 | $855.0K | 0.77% | +1,843+92.3% | Added |
| Xcel Wealth Management, LLC | 3,834 | $854.0K | 0.23% | −100−2.5% | Reduced |
| Stratos Wealth Advisors, LLC | 3,834 | $854.0K | 0.07% | +349+10.0% | Added |
| Farmers National Bank | 3,829 | $853.2K | 0.30% | −307−7.4% | Reduced |
| Courier Capital LLC | 3,810 | $849.0K | 0.08% | 00.0% | Unchanged |
| DuPont Capital Management Corp | 3,811 | $849.0K | 0.03% | +847+28.6% | Added |
| Horizon Wealth Management, LLC | 3,801 | $847.0K | 0.26% | −3,148−45.3% | Reduced |
| Charles Schwab Trust Co | 3,800 | $847.0K | 0.15% | −173−4.4% | Reduced |
| US Asset Management LLC | 3,802 | $847.0K | 0.78% | 00.0% | Unchanged |
| Source Financial Advisors LLC | 3,787 | $844.0K | 0.25% | +1,259+49.8% | Added |
| Seeyond | 3,784 | $843.0K | 0.08% | +722+23.6% | Added |