Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2022
Institutional positions in Caterpillar Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,176
- +42 vs. Q4 2021
- Shares held
- 368.8M
- +6.72M (+1.9%) vs. Q4 2021
- Total value
- $82.0B
- +$7.15B (+9.5%) vs. Q4 2021
- New holders
- 178
- 956 more added
- Sold out
- 136
- 714 more reduced
27 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| South State Corp. | 3,776 | $841.0K | 0.07% | +589+18.5% | Added |
| Royal Fund Management, LLC | 3,769 | $839.0K | 0.12% | +412+12.3% | Added |
| Montecito Bank & Trust | 3,741 | $833.0K | 0.16% | +200+5.6% | Added |
| B. Riley Wealth Management, Inc. | 3,736 | $832.0K | 0.06% | −2,450−39.6% | Reduced |
| GPS Wealth Strategies Group, LLC | 3,734 | $832.0K | 0.19% | −220−5.6% | Reduced |
| Ancora Advisors, LLC | 3,734 | $832.0K | 0.02% | −80−2.1% | Reduced |
| Patton Albertson Miller Group, LLC | 3,723 | $830.0K | 0.14% | +660+21.5% | Added |
| Gladstone Institutional Advisory LLC | 3,724 | $830.0K | 0.06% | +855+29.8% | Added |
| Flputnam Investment Management Co | 3,723 | $829.0K | 0.03% | +107+3.0% | Added |
| Fortem Financial Group, LLC | 3,710 | $827.0K | 0.36% | +340+10.1% | Added |
| Monticello Wealth Management, LLC | 3,705 | $826.0K | 0.08% | 00.0% | Unchanged |
| Stiles Financial Services Inc | 3,706 | $826.0K | 0.41% | +102+2.8% | Added |
| Rehmann Capital Advisory Group | 3,702 | $824.9K | 0.08% | +36+1.0% | Added |
| American National Registered Investment Advisor, Inc. | 3,696 | $824.0K | 0.29% | −157−4.1% | Reduced |
| Roman Butler Fullerton & Co | 3,682 | $820.0K | 0.39% | +31+0.8% | Added |
| J. W. Coons Advisors, LLC | 3,680 | $819.0K | 0.24% | +1,100+42.6% | Added |
| Laird Norton Trust Company, LLC | 3,672 | $818.0K | 0.07% | −110−2.9% | Reduced |
| Circle Wealth Management, LLC | 3,673 | $818.0K | 0.11% | +5+0.1% | Added |
| Fukoku Mutual Life Insurance Co | 3,660 | $816.0K | 0.06% | −100−2.7% | Reduced |
| MEAG MUNICH ERGO, Kapitalanlagegesellschaft mbH | 3,616 | $816.0K | 0.06% | +2,164+149.0% | Added |
| Lindbrook Capital, LLC | 3,650 | $813.0K | 0.13% | +2,048+127.8% | Added |
| CoreCap Advisors, LLC | 3,638 | $811.0K | 0.06% | −2,262−38.3% | Reduced |
| SS&H Financial Advisors, Inc. | 3,640 | $811.0K | 0.32% | +3,640 | New |
| Exane Derivatives | 3,637 | $810.3K | 0.23% | −86−2.3% | Reduced |
| Delta Investment Management, LLC | 3,632 | $809.0K | 0.24% | −10.0% | Reduced |
| Kaizen Financial Strategies | 3,631 | $809.0K | 0.63% | +459+14.5% | Added |
| Assetmark, Inc | 3,627 | $808.0K | 0.00% | +1,766+94.9% | Added |
| SignalPoint Asset Management, LLC | 3,620 | $807.0K | 0.26% | −92−2.5% | Reduced |
| Intercontinental Wealth Advisors, LLC | 3,613 | $805.0K | 0.18% | +677+23.1% | Added |
| Modera Wealth Management, LLC | 3,604 | $803.0K | 0.04% | −3,300−47.8% | Reduced |
| Cynosure Management, LLC | 3,600 | $802.0K | 0.65% | 00.0% | Unchanged |
| Mizuho Securities USA LLC | 3,584 | $799.0K | 0.11% | −8,778−71.0% | Reduced |
| Jump Financial, LLC | 3,577 | $797.0K | 0.03% | −5,594−61.0% | Reduced |
| Dumont & Blake Investment Advisors LLC | 3,578 | $797.0K | 0.22% | +24+0.7% | Added |
| White Lighthouse Investment Management Inc. | 3,574 | $796.0K | 0.20% | 00.0% | Unchanged |
| Thomasville National Bank | 3,569 | $795.0K | 0.08% | 00.0% | Unchanged |
| Morris Retirement Advisors, LLC | 3,560 | $793.0K | 0.60% | −152−4.1% | Reduced |
| Taurus Asset Management, LLC | 3,558 | $793.0K | 0.08% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 3,551 | $791.0K | 0.04% | +94+2.7% | Added |
| IPG Investment Advisors LLC | 3,542 | $789.0K | 0.15% | −3,144−47.0% | Reduced |
| Auxier Asset Management | 3,540 | $789.0K | 0.13% | 00.0% | Unchanged |
| Boston Research & Management Inc | 3,542 | $789.0K | 0.23% | 00.0% | Unchanged |
| Gleason Group, Inc. | 3,539 | $789.0K | 0.23% | +20+0.6% | Added |
| Wealth Architects, LLC | 3,542 | $789.0K | 0.13% | +102+3.0% | Added |
| Capital Square, LLC | 3,539 | $788.0K | 0.56% | −44−1.2% | Reduced |
| Field & Main Bank | 3,530 | $787.0K | 0.48% | +55+1.6% | Added |
| First Manhattan Co | 3,512 | $782.0K | 0.00% | −5−0.1% | Reduced |
| Fernwood Investment Management, LLC | 3,497 | $779.0K | 0.27% | 00.0% | Unchanged |
| Woodstock Corp | 3,475 | $774.0K | 0.09% | −455−11.6% | Reduced |
| Patten & Patten Inc | 3,471 | $773.0K | 0.06% | −3−0.1% | Reduced |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 3,445 | $768.0K | 0.04% | −914−21.0% | Reduced |
| Retirement Planning Co of New England, Inc. | 3,450 | $768.0K | 0.43% | +197+6.1% | Added |
| Rodgers Brothers Inc. | 3,440 | $767.0K | 0.14% | −50−1.4% | Reduced |
| Mission Wealth Management, LP | 3,444 | $767.0K | 0.04% | +312+10.0% | Added |
| Advisory Alpha, LLC | 3,439 | $766.0K | 0.05% | +124+3.7% | Added |
| Stonebridge Capital Advisors LLC | 3,436 | $766.0K | 0.08% | +415+13.7% | Added |
| HWG Holdings LP | 3,434 | $765.0K | 0.38% | +3,422+28,516.7% | Added |
| Ballast Advisors LLC | 3,430 | $764.0K | 0.30% | 00.0% | Unchanged |
| E&G Advisors, LP | 3,400 | $758.0K | 0.21% | −300−8.1% | Reduced |
| Charter Research & Investment Group, Inc. | 3,400 | $758.0K | 0.61% | 00.0% | Unchanged |
| Concentric Wealth Management, LLC | 3,400 | $758.0K | 0.22% | 00.0% | Unchanged |
| Transcend Wealth Collective, LLC | 3,402 | $758.0K | 0.07% | +214+6.7% | Added |
| Wealth Management Partners, LLC | 3,000 | $757.0K | 0.54% | 00.0% | Unchanged |
| Brighton Jones LLC | 3,393 | $756.0K | 0.04% | +76+2.3% | Added |
| Carnegie Capital Asset Management, LLC | 3,381 | $753.0K | 0.03% | +139+4.3% | Added |
| Jackson Wealth Management, LLC | 3,374 | $752.0K | 0.10% | −7,099−67.8% | Reduced |
| Washington Trust Advisors, Inc. | 3,373 | $751.0K | 0.05% | −65−1.9% | Reduced |
| Texas Yale Capital Corp. | 3,368 | $750.0K | 0.04% | −142−4.0% | Reduced |
| Covington Capital Management | 3,356 | $747.0K | 0.03% | +150+4.7% | Added |
| Pinnacle Wealth Management Advisory Group, LLC | 3,353 | $747.0K | 0.11% | +205+6.5% | Added |
| Marble Harbor Investment Counsel, LLC | 3,354 | $747.0K | 0.09% | +400+13.5% | Added |
| Vanguard Capital Wealth Advisors | 3,348 | $746.0K | 0.53% | +5+0.1% | Added |
| Sawgrass Asset Management LLC | 3,345 | $745.0K | 0.08% | +3,345 | New |
| Rafferty Asset Management, LLC | 3,335 | $743.0K | 0.00% | −2,141−39.1% | Reduced |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 3,334 | $743.0K | 0.18% | +546+19.6% | Added |
| Trust Co | 3,332 | $742.0K | 0.14% | −950−22.2% | Reduced |
| Strategic Blueprint, LLC | 3,327 | $741.0K | 0.09% | +299+9.9% | Added |
| Warren Averett Asset Management, LLC | 3,319 | $740.0K | 0.06% | +94+2.9% | Added |
| First Command Financial Services, Inc. | 3,318 | $739.0K | 0.10% | +43+1.3% | Added |
| First Command Bank | 3,318 | $739.0K | 0.10% | +233+7.6% | Added |
| Carmichael Hill & Associates, Inc. | 3,306 | $737.0K | 0.37% | −125−3.6% | Reduced |
| Cozad Asset Management Inc | 3,309 | $737.0K | 0.10% | +788+31.3% | Added |
| Journey Advisory Group, LLC | 3,305 | $736.0K | 0.19% | +184+5.9% | Added |
| qPULA Trading Management LP | 3,299 | $735.0K | 0.98% | +1,547+88.3% | Added |
| Indiana Trust & Investment Management CO | 3,296 | $734.0K | 0.35% | −100−2.9% | Reduced |
| Atwood & Palmer Inc | 3,283 | $732.0K | 0.06% | 00.0% | Unchanged |
| King Wealth | 3,272 | $729.0K | 0.14% | +2+0.1% | Added |
| Cardiff Park Advisors, LLC | 3,268 | $728.0K | 0.10% | +84+2.6% | Added |
| Ironwood Investment Counsel, LLC | 3,264 | $727.0K | 0.18% | −6−0.2% | Reduced |
| XML Financial, LLC | 3,249 | $724.0K | 0.09% | +107+3.4% | Added |
| CNB Bank | 3,248 | $723.0K | 0.41% | +280+9.4% | Added |
| Security Financial Services, INC. | 3,227 | $719.0K | 0.23% | −166−4.9% | Reduced |
| Applied Capital LLC | 3,221 | $718.0K | 0.46% | −150−4.4% | Reduced |
| Rollins Financial | 3,221 | $718.0K | 0.21% | −22−0.7% | Reduced |
| Hazlett, Burt & Watson, Inc. | 3,184 | $709.0K | 0.56% | +3,184 | New |
| CMG Global Holdings, LLC | 3,167 | $706.0K | 0.58% | 00.0% | Unchanged |
| Pathway Financial Advisors LLC | 3,163 | $705.0K | 0.26% | −100−3.1% | Reduced |
| Somerville Kurt F | 3,165 | $705.0K | 0.11% | +55+1.8% | Added |
| DMG Group, LLC | 3,255 | $704.0K | 0.79% | −491−13.1% | Reduced |
| Financial Management Network Inc | 3,179 | $702.0K | 0.36% | +3+0.1% | Added |