Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2022
Institutional positions in Caterpillar Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,176
- +42 vs. Q4 2021
- Shares held
- 368.8M
- +6.72M (+1.9%) vs. Q4 2021
- Total value
- $82.0B
- +$7.15B (+9.5%) vs. Q4 2021
- New holders
- 178
- 956 more added
- Sold out
- 136
- 714 more reduced
27 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Archer Investment Corp | 3,168 | $700.9K | 0.25% | 00.0% | Unchanged |
| Willow Creek Wealth Management Inc. | 3,142 | $700.0K | 0.14% | 00.0% | Unchanged |
| Sweet Financial Partners, LLC | 3,142 | $700.0K | 0.19% | +121+4.0% | Added |
| Gray Wealth Management Inc. | 3,137 | $699.0K | 0.36% | +261+9.1% | Added |
| Founders Financial Alliance, LLC | 3,131 | $698.0K | 0.31% | +22+0.7% | Added |
| Evergreen Capital Management LLC | 3,131 | $698.0K | 0.03% | +216+7.4% | Added |
| 626 Financial, LLC | 3,124 | $696.0K | 0.45% | +46+1.5% | Added |
| Balentine LLC | 3,117 | $695.0K | 0.02% | +870+38.7% | Added |
| CCG Wealth Management, LLC | 3,121 | $695.0K | 0.34% | +3,121 | New |
| Tiedemann Advisors, LLC | 3,109 | $692.0K | 0.04% | +62+2.0% | Added |
| First Western Trust Bank | 3,103 | $692.0K | 0.04% | +3,103 | New |
| First Heartland Consultants, Inc. | 3,093 | $689.0K | 0.11% | +402+14.9% | Added |
| GeoWealth Management, LLC | 3,085 | $688.0K | 0.06% | +1,258+68.9% | Added |
| Live Oak Private Wealth LLC | 3,081 | $687.0K | 0.13% | +126+4.3% | Added |
| Abacus Planning Group, Inc. | 3,061 | $682.0K | 0.18% | +153+5.3% | Added |
| Arete Wealth Advisors, LLC | 3,055 | $681.0K | 0.06% | +89+3.0% | Added |
| Maryland Capital Management | 3,053 | $680.0K | 0.04% | −234−7.1% | Reduced |
| Diligent Investors, LLC | 3,046 | $679.0K | 0.20% | +126+4.3% | Added |
| Clearstead Advisors, LLC | 3,048 | $679.0K | 0.05% | +1,031+51.1% | Added |
| Kavar Capital Partners Group, LLC | 3,048 | $679.0K | 0.15% | +1,050+52.6% | Added |
| Quadrant Capital Group LLC | 3,029 | $675.0K | 0.08% | +193+6.8% | Added |
| HHM Wealth Advisors, LLC | 3,018 | $672.0K | 0.16% | −330−9.9% | Reduced |
| Supplemental Annuity Collective Trust of NJ | 3,000 | $668.0K | 0.22% | 00.0% | Unchanged |
| Cito Capital Group, LLC | 3,000 | $668.0K | 0.31% | 00.0% | Unchanged |
| CWA Asset Management Group, LLC | 2,989 | $666.0K | 0.05% | +118+4.1% | Added |
| Cape Cod Five Cents Savings Bank | 2,973 | $663.0K | 0.07% | −274−8.4% | Reduced |
| Morse Asset Management, Inc | 2,974 | $663.0K | 0.16% | +360+13.8% | Added |
| Hilltop Holdings Inc. | 2,958 | $659.0K | 0.07% | −1,933−39.5% | Reduced |
| Gamco Investors, Inc. Et Al | 2,953 | $658.0K | 0.01% | −2,718−47.9% | Reduced |
| Eagle Bluffs Wealth Management LLC | 2,940 | $655.0K | 0.63% | +71+2.5% | Added |
| Steigerwald, Gordon & Koch Inc. | 2,936 | $654.0K | 0.10% | 00.0% | Unchanged |
| DSC Advisors, L.P. | 2,935 | $654.0K | 0.52% | +1,490+103.1% | Added |
| Lion Street Advisors, LLC | 2,926 | $653.0K | 0.33% | 00.0% | Unchanged |
| Wealthspan Partners, LLC | 2,927 | $652.0K | 0.59% | 00.0% | Unchanged |
| Peregrine Asset Advisers, Inc. | 2,920 | $651.0K | 0.33% | −539−15.6% | Reduced |
| Reynders McVeigh Capital Management, LLC | 2,909 | $648.0K | 0.04% | −59−2.0% | Reduced |
| Boston Financial Mangement LLC | 2,905 | $647.0K | 0.02% | +171+6.3% | Added |
| Bath Savings Trust Co | 2,906 | $647.0K | 0.07% | +351+13.7% | Added |
| Intrust Bank NA | 2,906 | $647.0K | 0.08% | +951+48.6% | Added |
| BOK Financial Private Wealth, Inc. | 2,897 | $645.0K | 0.05% | +329+12.8% | Added |
| Parcion Private Wealth LLC | 2,954 | $644.0K | 0.06% | +58+2.0% | Added |
| Nicolet Bankshares Inc | 2,890 | $644.0K | 0.14% | −99−3.3% | Reduced |
| International Assets Investment Management, LLC | 2,885 | $643.0K | 0.12% | −327−10.2% | Reduced |
| Ballast, Inc. | 2,880 | $641.0K | 0.25% | +47+1.7% | Added |
| Fulton Bank, N.A. | 2,855 | $636.0K | 0.03% | +5+0.2% | Added |
| Wealth Effects LLC | 2,848 | $635.0K | 0.30% | +340+13.6% | Added |
| HCR Wealth Advisors | 2,847 | $634.0K | 0.10% | −54−1.9% | Reduced |
| Martin Capital Advisors, LLP | 2,845 | $634.0K | 0.43% | 00.0% | Unchanged |
| Ferris Capital, LLC | 2,843 | $633.0K | 0.14% | +150+5.6% | Added |
| KLCM Advisors, Inc. | 2,836 | $632.0K | 0.13% | +932+48.9% | Added |
| VeraBank, N.A. | 2,835 | $631.0K | 0.33% | 00.0% | Unchanged |
| Sound View Wealth Advisors Group, LLC | 2,826 | $630.0K | 0.12% | +259+10.1% | Added |
| Clear Creek Financial Management, LLC | 2,826 | $630.0K | 0.10% | +734+35.1% | Added |
| Avalon Investment & Advisory | 2,822 | $629.0K | 0.02% | −43,985−94.0% | Reduced |
| Mechanics Bank Trust Department | 2,822 | $629.0K | 0.10% | −6−0.2% | Reduced |
| 55I, LLC | 2,816 | $628.0K | 0.01% | −112−3.8% | Reduced |
| Well Done, LLC | 2,810 | $626.0K | 0.13% | −175−5.9% | Reduced |
| MPS Loria Financial Planners, LLC | 2,812 | $626.0K | 0.26% | +4+0.1% | Added |
| Sippican Capital Advisors | 2,800 | $624.0K | 0.52% | 00.0% | Unchanged |
| Peavine Capital, LLC | 2,800 | $624.0K | 0.12% | 00.0% | Unchanged |
| Accurate Wealth Management, LLC | 2,800 | $624.0K | 0.28% | +389+16.1% | Added |
| Flagship Harbor Advisors, LLC | 2,796 | $623.0K | 0.06% | +78+2.9% | Added |
| Corundum Group, Inc. | 2,785 | $621.0K | 0.58% | +121+4.5% | Added |
| Girard Partners Ltd. | 2,783 | $620.0K | 0.07% | −202−6.8% | Reduced |
| Perigon Wealth Management, LLC | 2,777 | $619.0K | 0.04% | −310−10.0% | Reduced |
| Aspiriant, LLC | 2,773 | $619.0K | 0.03% | +83+3.1% | Added |
| WESPAC Advisors SoCal, LLC | 2,775 | $618.0K | 0.19% | +2,775 | New |
| Carret Asset Management, LLC | 2,762 | $616.0K | 0.07% | +250+10.0% | Added |
| Benin Management CORP | 2,756 | $614.0K | 0.19% | 00.0% | Unchanged |
| Saxon Interests, Inc. | 2,746 | $612.0K | 0.33% | −374−12.0% | Reduced |
| Zeke Capital Advisors, LLC | 2,747 | $612.0K | 0.03% | +2,747 | New |
| Manchester Capital Management LLC | 2,736 | $610.0K | 0.09% | −725−20.9% | Reduced |
| Carlton Hofferkamp & Jenks Wealth Management, LLC | 2,805 | $609.0K | 0.25% | +213+8.2% | Added |
| Toth Financial Advisory Corp | 2,723 | $607.0K | 0.09% | −10−0.4% | Reduced |
| Bartlett & Co. LLC | 2,723 | $607.0K | 0.01% | +183+7.2% | Added |
| Bartlett & Co. Wealth Management LLC | 2,723 | $606.8K | 0.01% | +183+7.2% | Added |
| LCNB Corp | 2,717 | $605.0K | 0.28% | 00.0% | Unchanged |
| Kore Private Wealth LLC | 2,717 | $605.0K | 0.08% | +81+3.1% | Added |
| MONECO Advisors, LLC | 2,713 | $604.0K | 0.22% | +70+2.6% | Added |
| Rossmore Private Capital | 2,693 | $600.0K | 0.09% | 00.0% | Unchanged |
| Founders Financial Securities LLC | 2,690 | $599.0K | 0.11% | −470−14.9% | Reduced |
| Quadrant Private Wealth Management, LLC | 2,690 | $599.0K | 0.22% | −400−12.9% | Reduced |
| Northstar Group, Inc. | 2,681 | $598.0K | 0.14% | −375−12.3% | Reduced |
| Capstone Financial Advisors, Inc. | 2,684 | $598.0K | 0.04% | 00.0% | Unchanged |
| 9258 Wealth Management, LLC | 2,676 | $596.0K | 0.14% | +251+10.4% | Added |
| Tobam | 2,675 | $596.0K | 0.03% | +940+54.2% | Added |
| Platform Technology Partners | 2,669 | $595.0K | 0.29% | +229+9.4% | Added |
| Opes Wealth Management LLC | 2,666 | $594.0K | 0.19% | 00.0% | Unchanged |
| Maven Securities LTD | 2,651 | $591.0K | 0.12% | −5,704−68.3% | Reduced |
| Sawtooth Solutions, LLC | 2,651 | $591.0K | 0.07% | −2,733−50.8% | Reduced |
| Zhang Financial LLC | 2,650 | $590.0K | 0.10% | +134+5.3% | Added |
| PrairieView Partners, LLC | 2,641 | $588.0K | 0.08% | −706−21.1% | Reduced |
| Kozak & Associates, Inc. | 2,778 | $588.0K | 0.38% | 00.0% | Unchanged |
| CPR Investments Inc. | 2,636 | $587.0K | 0.49% | −158−5.7% | Reduced |
| Mendel Money Management | 2,607 | $581.0K | 0.28% | +2,607 | New |
| Pine Haven Investment Counsel, Inc | 2,604 | $580.0K | 0.57% | +10.0% | Added |
| Security National Bank | 2,597 | $579.0K | 0.13% | −200−7.2% | Reduced |
| Windsor Capital Management, LLC | 2,602 | $579.0K | 0.18% | −18−0.7% | Reduced |
| Bank of Nova Scotia Trust Co | 2,598 | $579.0K | 0.05% | −4−0.2% | Reduced |
| Perpetual Investment Management Ltd | 2,600 | $579.0K | 0.07% | 00.0% | Unchanged |