Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2022
Institutional positions in Caterpillar Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,176
- +42 vs. Q4 2021
- Shares held
- 368.8M
- +6.72M (+1.9%) vs. Q4 2021
- Total value
- $82.0B
- +$7.15B (+9.5%) vs. Q4 2021
- New holders
- 178
- 956 more added
- Sold out
- 136
- 714 more reduced
27 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Castleark Management LLC | 2,590 | $577.0K | 0.02% | −950−26.8% | Reduced |
| Mather Group, LLC. | 2,592 | $577.0K | 0.01% | +165+6.8% | Added |
| Fractal Investments LLC | 2,581 | $575.0K | 0.17% | −10−0.4% | Reduced |
| Heritage Wealth Advisors | 2,556 | $570.0K | 0.03% | −30−1.2% | Reduced |
| Bordeaux Wealth Advisors LLC | 2,557 | $570.0K | 0.31% | +44+1.8% | Added |
| Landaas & Co | 2,751 | $569.0K | 0.30% | 00.0% | Unchanged |
| Bill Few Associates, Inc. | 2,554 | $569.0K | 0.31% | +80+3.2% | Added |
| Concord Wealth Partners | 2,544 | $567.0K | 0.15% | +50+2.0% | Added |
| W Advisors, LLC | 2,537 | $566.0K | 0.43% | +203+8.7% | Added |
| Hexagon Capital Partners LLC | 2,519 | $561.0K | 0.15% | +10.0% | Added |
| Seelaus Asset Management LLC | 2,511 | $560.0K | 0.33% | −150−5.6% | Reduced |
| IFG Advisory, LLC | 2,517 | $560.0K | 0.06% | +376+17.6% | Added |
| 180 Wealth Advisors, LLC | 2,405 | $558.0K | 0.12% | −11−0.5% | Reduced |
| Cornerstone Wealth Management, LLC | 2,495 | $556.0K | 0.05% | −457−15.5% | Reduced |
| First National Bank of Hutchinson | 2,496 | $556.0K | 0.32% | +31+1.3% | Added |
| Corton Capital Inc. | 2,495 | $556.0K | 0.24% | +2,495 | New |
| Alan B. Lancz & Associates, Inc. | 2,492 | $555.0K | 0.49% | +200+8.7% | Added |
| Claris Advisors, LLC | 2,479 | $552.0K | 0.59% | 00.0% | Unchanged |
| Trillium Asset Management, LLC | 2,460 | $548.0K | 0.01% | −29−1.2% | Reduced |
| First Citizens Financial Corp | 2,454 | $547.0K | 0.41% | 00.0% | Unchanged |
| Stephens Consulting, LLC | 2,451 | $546.1K | 0.45% | −310−11.2% | Reduced |
| Wedmont Private Capital | 2,451 | $541.0K | 0.12% | +182+8.0% | Added |
| Old Second National Bank of Aurora | 2,425 | $540.0K | 0.14% | −794−24.7% | Reduced |
| Ocean Capital Management, LLC | 2,400 | $539.0K | 0.22% | 00.0% | Unchanged |
| Regent Investment Management LLC | 2,400 | $535.0K | 0.12% | +100+4.3% | Added |
| Clarus Group, Inc. | 2,403 | $535.0K | 0.36% | +503+26.5% | Added |
| Day & Ennis, LLC | 2,396 | $534.0K | 0.18% | +2+0.1% | Added |
| Raleigh Capital Management Inc. | 2,389 | $532.0K | 0.29% | +2,346+5,455.8% | Added |
| Tarbox Family Office, Inc. | 2,385 | $531.0K | 0.11% | −79−3.2% | Reduced |
| Wimmer Associates 1, LLC | 2,371 | $528.0K | 0.29% | +80+3.5% | Added |
| Benjamin Edwards Inc | 2,371 | $528.0K | 0.15% | +610+34.6% | Added |
| Garner Asset Management Corp | 2,359 | $526.0K | 0.21% | 00.0% | Unchanged |
| Wayfinding Financial, LLC | 2,448 | $525.0K | 0.44% | +170+7.5% | Added |
| First Affirmative Financial Network | 2,351 | $524.0K | 0.50% | +46+2.0% | Added |
| Taylor Hoffman Wealth Management | 2,346 | $523.0K | 0.21% | −427−15.4% | Reduced |
| Fort Sheridan Advisors LLC | 2,345 | $523.0K | 0.15% | +270+13.0% | Added |
| Summit Wealth Partners, LLC | 2,343 | $522.1K | 0.12% | 00.0% | Unchanged |
| Fundamentun, LLC | 2,340 | $522.0K | 0.09% | +177+8.2% | Added |
| Foundations Investment Advisors, LLC | 2,286 | $521.0K | 0.02% | −41−1.8% | Reduced |
| Acorn Wealth Advisors, LLC | 2,328 | $519.0K | 0.36% | +8+0.3% | Added |
| Hotaling Investment Management, LLC | 2,330 | $519.0K | 0.20% | +2,330 | New |
| Montag A & Associates Inc | 2,315 | $516.0K | 0.03% | 00.0% | Unchanged |
| Wealthsource Partners, LLC | 2,305 | $513.0K | 0.03% | −8−0.3% | Reduced |
| Norway Savings Bank | 2,302 | $513.0K | 0.23% | +1,325+135.6% | Added |
| Mechanics Financial Corp | 2,300 | $512.0K | 0.26% | 00.0% | Unchanged |
| Lester Murray Antman dba SimplyRich | 2,292 | $510.0K | 0.18% | −3,878−62.9% | Reduced |
| Summit Financial Strategies, Inc. | 2,284 | $509.0K | 0.10% | −36−1.6% | Reduced |
| Capital Planning Advisors, LLC | 2,286 | $509.0K | 0.11% | +120+5.5% | Added |
| C2C Wealth Management, LLC | 2,165 | $508.0K | 0.09% | +560+34.9% | Added |
| Advisors Management Group Inc | 2,275 | $507.0K | 0.17% | +120+5.6% | Added |
| TrinityPoint Wealth, LLC | 2,276 | $507.0K | 0.09% | +408+21.8% | Added |
| Chicago Trust Co NA | 2,270 | $506.0K | 0.11% | −8,261−78.4% | Reduced |
| Aberdeen Wealth Management LLC | 2,266 | $505.0K | 0.34% | 00.0% | Unchanged |
| Goepper Burkhardt LLC | 2,260 | $504.0K | 0.31% | 00.0% | Unchanged |
| Alps Advisors Inc | 2,254 | $502.0K | 0.01% | −1,672−42.6% | Reduced |
| Athena Investment Management | 2,238 | $500.0K | 0.39% | +2,238 | New |
| Cahaba Wealth Management, Inc. | 2,373 | $499.0K | 0.07% | −90−3.7% | Reduced |
| Warther Private Wealth, LLC | 2,272 | $499.0K | 0.33% | +737+48.0% | Added |
| Delphia (USA) Inc. | 2,229 | $497.0K | 0.37% | −763−25.5% | Reduced |
| Riverwater Partners LLC | 2,229 | $497.0K | 0.82% | +38+1.7% | Added |
| Northwest Bancshares, Inc. | 2,229 | $497.0K | 0.10% | +335+17.7% | Added |
| Bensler, LLC | 2,228 | $496.5K | 0.10% | +2,228 | New |
| Intersect Capital LLC | 2,227 | $496.0K | 0.10% | −236−9.6% | Reduced |
| Johnson Financial Group, Inc. | 2,225 | $496.0K | 0.04% | +167+8.1% | Added |
| Smith Anglin Financial, LLC | 2,221 | $495.0K | 0.11% | +110+5.2% | Added |
| MQS Management LLC | 2,219 | $494.0K | 0.40% | +2,219 | New |
| Evanson Asset Management, LLC | 2,205 | $491.0K | 0.05% | 00.0% | Unchanged |
| NCM Capital Management, LLC | 2,205 | $491.0K | 0.31% | +5+0.2% | Added |
| Heron Financial Group, LLC | 2,201 | $491.0K | 0.26% | −8−0.4% | Reduced |
| Summit Financial, LLC | 2,200 | $490.2K | 0.04% | +44+2.0% | Added |
| Compton Capital Management Inc | 2,200 | $490.0K | 0.14% | −50−2.2% | Reduced |
| Tolleson Wealth Management, Inc. | 2,200 | $490.0K | 0.15% | 00.0% | Unchanged |
| Proficio Capital Partners LLC | 2,178 | $485.0K | 0.07% | −277−11.3% | Reduced |
| Hills Bank & Trust Co | 2,179 | $485.0K | 0.07% | −210−8.8% | Reduced |
| Silicon Hills Wealth Management, LLC | 2,171 | $484.0K | 0.31% | −728−25.1% | Reduced |
| Mine & Arao Wealth Creation & Management, LLC. | 2,168 | $483.0K | 0.28% | +5+0.2% | Added |
| Full Sail Capital, LLC | 2,162 | $482.0K | 0.04% | 00.0% | Unchanged |
| Accredited Investors Inc. | 2,154 | $480.0K | 0.04% | +274+14.6% | Added |
| LVM Capital Management Ltd | 2,150 | $479.0K | 0.06% | −100−4.4% | Reduced |
| Keel Point, LLC | 2,148 | $479.0K | 0.07% | +183+9.3% | Added |
| Krane Funds Advisors LLC | 2,149 | $479.0K | 0.02% | +613+39.9% | Added |
| Marcum Wealth, LLC | 2,143 | $478.0K | 0.07% | −243−10.2% | Reduced |
| First Financial Corp | 2,145 | $478.0K | 0.29% | 00.0% | Unchanged |
| Wiley Bros.-Aintree Capital, LLC | 2,135 | $476.0K | 0.27% | +651+43.9% | Added |
| Verus Capital Partners, LLC | 2,191 | $476.0K | 0.07% | +2,191 | New |
| Ridgecrest Wealth Partners, LLC | 2,127 | $474.0K | 0.30% | −77−3.5% | Reduced |
| Childress Capital Advisors, LLC | 2,126 | $473.0K | 0.17% | +574+37.0% | Added |
| Longfellow Investment Management Co LLC | 2,119 | $473.0K | 0.08% | +2,119 | New |
| Derbend Asset Management | 2,284 | $472.0K | 0.46% | 00.0% | Unchanged |
| Greenwich Wealth Management LLC | 2,116 | $472.0K | 0.05% | +14+0.7% | Added |
| Townsend Asset Management Corp | 2,107 | $470.0K | 0.23% | 00.0% | Unchanged |
| StrategIQ Financial Group, LLC | 2,108 | $470.0K | 0.05% | +203+10.7% | Added |
| Financial Consulate, Inc | 2,100 | $468.0K | 0.18% | 00.0% | Unchanged |
| Game Plan Financial Advisors, LLC | 2,095 | $467.0K | 0.28% | 00.0% | Unchanged |
| Cooper Financial Group | 2,086 | $465.0K | 0.18% | −3−0.1% | Reduced |
| Sterling Investment Advisors, Ltd. | 2,086 | $465.0K | 0.13% | +10.0% | Added |
| Berger Financial Group, Inc | 2,086 | $465.0K | 0.06% | +217+11.6% | Added |
| Gillespie Robinson & Grimm Inc | 2,082 | $464.0K | 0.04% | −133−6.0% | Reduced |
| Arcus Capital Partners, LLC | 2,079 | $463.0K | 0.16% | +16+0.8% | Added |
| Kowal Investment Group, LLC | 2,079 | $463.0K | 0.14% | +413+24.8% | Added |