Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2022
Institutional positions in Caterpillar Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,176
- +42 vs. Q4 2021
- Shares held
- 368.8M
- +6.72M (+1.9%) vs. Q4 2021
- Total value
- $82.0B
- +$7.15B (+9.5%) vs. Q4 2021
- New holders
- 178
- 956 more added
- Sold out
- 136
- 714 more reduced
27 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Traverso Chambers Private Wealth Management, LLC | 2,070 | $461.0K | 0.14% | +8+0.4% | Added |
| Missouri Trust & Investment Co | 2,064 | $460.0K | 0.27% | −245−10.6% | Reduced |
| GHP Investment Advisors, Inc. | 2,063 | $460.0K | 0.03% | −4−0.2% | Reduced |
| Beach Investment Counsel Inc | 2,066 | $460.0K | 0.05% | +105+5.4% | Added |
| Jones Financial Companies LLLP | 2,058 | $459.0K | 0.00% | −78−3.7% | Reduced |
| Titus Wealth Management | 2,055 | $458.0K | 0.21% | +430+26.5% | Added |
| Woodmont Investment Counsel LLC | 2,045 | $456.0K | 0.05% | −1,125−35.5% | Reduced |
| Mountain Pacific Investment Advisers Inc | 2,048 | $456.0K | 0.03% | +10.0% | Added |
| Garrett Investment Advisors LLC | 2,046 | $456.0K | 0.11% | +139+7.3% | Added |
| Wall Street Access Asset Management, LLC | 2,043 | $455.0K | 0.25% | −21−1.0% | Reduced |
| Magnus Financial Group LLC | 2,031 | $452.0K | 0.08% | +152+8.1% | Added |
| Barnett & Company, Inc. | 2,025 | $451.0K | 0.32% | 00.0% | Unchanged |
| Pacitti Group Inc. | 2,025 | $451.0K | 0.30% | +2+0.1% | Added |
| Range Financial Group LLC | 2,024 | $451.0K | 0.29% | +13+0.6% | Added |
| Burns J W & Co Inc | 2,015 | $449.0K | 0.07% | −50−2.4% | Reduced |
| McElhenny Sheffield Capital Management, LLC | 2,015 | $449.0K | 0.16% | −10.0% | Reduced |
| Total Investment Management Inc | 2,014 | $449.0K | 0.09% | 00.0% | Unchanged |
| BFT Financial Group, LLC | 2,015 | $449.0K | 0.07% | +2,015 | New |
| Trustco Bank Corp N Y | 2,013 | $448.0K | 0.44% | 00.0% | Unchanged |
| Home Federal Bank of Tennessee | 2,009 | $448.0K | 0.15% | +300+17.6% | Added |
| Private Portfolio Partners LLC | 2,007 | $447.4K | 0.11% | +2,007 | New |
| SevenOneSeven Capital Management | 2,008 | $447.0K | 0.93% | −28−1.4% | Reduced |
| Bank Hapoalim BM | 2,008 | $447.0K | 0.05% | −10−0.5% | Reduced |
| First Community Trust NA | 2,000 | $446.0K | 0.42% | 00.0% | Unchanged |
| Bienville Capital Management, LLC | 2,000 | $446.0K | 0.22% | 00.0% | Unchanged |
| Edge Wealth Management LLC | 2,000 | $446.0K | 0.09% | +2,000 | New |
| Quaero Capital S.A. | 2,000 | $446.0K | 0.28% | +2,000 | New |
| Pendal Group Limited | 1,998 | $445.0K | 0.00% | −872−30.4% | Reduced |
| Ironwood Investment Management LLC | 1,995 | $445.0K | 0.24% | 00.0% | Unchanged |
| Acropolis Investment Management, LLC | 1,995 | $445.0K | 0.04% | +51+2.6% | Added |
| Colonial River Wealth Management, LLC | 1,999 | $445.0K | 0.26% | +193+10.7% | Added |
| West Bancorporation Inc | 1,996 | $445.0K | 0.28% | +628+45.9% | Added |
| Blueprint Investment Partners LLC | 1,997 | $445.0K | 0.11% | +1,997 | New |
| BlueSky Wealth Advisors, LLC | 1,990 | $443.0K | 0.09% | +70+3.6% | Added |
| Sunbelt Securities, Inc. | 1,975 | $440.0K | 0.08% | −598−23.2% | Reduced |
| Fulton Breakefield Broenniman LLC | 1,973 | $440.0K | 0.04% | +920+87.4% | Added |
| Bluefin Capital Management, LLC | 1,970 | $439.0K | 0.08% | −7,630−79.5% | Reduced |
| Gradient Capital Advisors, LLC | 1,971 | $439.0K | 0.19% | +559+39.6% | Added |
| Crescent Grove Advisors, LLC | 1,967 | $438.0K | 0.04% | −542−21.6% | Reduced |
| Cooper/Haims Advisors, LLC | 1,959 | $437.0K | 0.28% | +79+4.2% | Added |
| FAI Wealth Management | 1,965 | $437.0K | 0.35% | +1,965 | New |
| First Commonwealth Financial Corp | 1,957 | $436.0K | 0.14% | 00.0% | Unchanged |
| Appleton Partners Inc | 1,946 | $434.0K | 0.04% | −119−5.8% | Reduced |
| Camarda Financial Advisors, LLC | 1,950 | $434.0K | 0.21% | +1,950 | New |
| Marks Group Wealth Management, Inc | 1,944 | $433.0K | 0.05% | +154+8.6% | Added |
| Laidlaw Wealth Management LLC | 1,940 | $432.0K | 0.07% | −3,141−61.8% | Reduced |
| YHB Investment Advisors, Inc. | 1,938 | $432.0K | 0.04% | +202+11.6% | Added |
| Evermay Wealth Management LLC | 1,935 | $431.0K | 0.07% | 00.0% | Unchanged |
| Corsair Capital Management, L.P. | 1,928 | $430.0K | 0.11% | +1,928 | New |
| Capital Advisors Inc | 1,919 | $428.0K | 0.01% | +241+14.4% | Added |
| Financial Planners of Cleveland, Inc. | 1,917 | $427.0K | 0.18% | −1,574−45.1% | Reduced |
| Eads & Heald Wealth Management | 1,914 | $426.0K | 0.20% | −30−1.5% | Reduced |
| Intrua Financial, LLC | 1,914 | $426.0K | 0.08% | +25+1.3% | Added |
| MSH Capital Advisors LLC | 1,899 | $423.2K | 0.17% | +142+8.1% | Added |
| FSB Premier Wealth Management, Inc. | 1,992 | $423.0K | 0.21% | +141+7.6% | Added |
| Concentric Capital Strategies, LP | 1,900 | $423.0K | 0.16% | +1,900 | New |
| Highland Private Wealth Management | 1,894 | $422.0K | 0.06% | +47+2.5% | Added |
| Stewart & Patten Co LLC | 1,891 | $421.0K | 0.07% | +73+4.0% | Added |
| Allegheny Financial Group LTD | 1,889 | $421.0K | 0.18% | +70+3.8% | Added |
| Wealthspire Advisors, LLC | 1,885 | $420.0K | 0.01% | −2,964−61.1% | Reduced |
| Parkside Financial Bank & Trust | 1,881 | $419.0K | 0.11% | +84+4.7% | Added |
| Smithfield Trust Co | 1,887 | $418.0K | 0.03% | 00.0% | Unchanged |
| REDW Wealth LLC | 1,878 | $418.0K | 0.12% | 00.0% | Unchanged |
| Aua Capital Management, LLC | 1,870 | $417.0K | 0.22% | +300+19.1% | Added |
| Beck Bode, LLC | 1,872 | $417.0K | 0.09% | +1,872 | New |
| Vise Technologies, Inc. | 1,871 | $417.0K | 0.16% | +1,871 | New |
| AF Advisors, Inc. | 1,860 | $414.0K | 0.28% | −820−30.6% | Reduced |
| Clarus Wealth Advisors | 1,918 | $414.0K | 0.26% | +38+2.0% | Added |
| Aft, Forsyth & Company, Inc. | 1,850 | $412.0K | 0.26% | 00.0% | Unchanged |
| Meadow Creek Wealth Advisors LLC | 1,845 | $411.0K | 0.45% | −975−34.6% | Reduced |
| North Point Portfolio Managers Corp | 1,838 | $410.0K | 0.06% | 00.0% | Unchanged |
| Mount Yale Investment Advisors, LLC | 1,837 | $409.0K | 0.04% | +10+0.5% | Added |
| Vigilare Wealth Management | 1,825 | $407.0K | 0.33% | −87−4.6% | Reduced |
| Brightworth | 1,828 | $407.0K | 0.04% | −39−2.1% | Reduced |
| Lehman & Derafelo Financial Resources LLC | 1,825 | $407.0K | 0.11% | 00.0% | Unchanged |
| WealthShield Partners, LLC | 1,827 | $407.0K | 0.07% | +78+4.5% | Added |
| Advisory Resource Group | 1,823 | $406.0K | 0.13% | 00.0% | Unchanged |
| Avestar Capital, LLC | 1,820 | $406.0K | 0.08% | +458+33.6% | Added |
| Pinnacle Financial Group, LLC | 1,818 | $405.0K | 0.33% | +102+5.9% | Added |
| Dakota Wealth Management | 1,819 | $405.0K | 0.03% | +1,819 | New |
| MBA Advisors LLC | 1,805 | $402.0K | 0.25% | −29−1.6% | Reduced |
| Horst & Graben Wealth Management LLC | 1,802 | $402.0K | 0.10% | +10+0.6% | Added |
| Grove Bank & Trust | 1,805 | $402.0K | 0.08% | +104+6.1% | Added |
| Clear Street Markets LLC | 1,799 | $401.0K | 0.12% | −400−18.2% | Reduced |
| Walter & Keenan Financial Consulting Co | 1,801 | $401.0K | 0.14% | 00.0% | Unchanged |
| Baker Boyer National Bank | 1,801 | $401.0K | 0.19% | 00.0% | Unchanged |
| Shoker Investment Counsel, Inc. | 1,799 | $400.0K | 0.20% | +11+0.6% | Added |
| Novare Capital Management LLC | 1,792 | $399.0K | 0.04% | −50−2.7% | Reduced |
| Davidson Investment Advisors | 1,790 | $399.0K | 0.03% | 00.0% | Unchanged |
| BDO Wealth Advisors, LLC | 1,787 | $398.0K | 0.04% | −70−3.8% | Reduced |
| David Loasby | 1,835 | $398.0K | 0.05% | −15−0.8% | Reduced |
| Kaydan Wealth Management, Inc. | 1,786 | $398.0K | 0.18% | 00.0% | Unchanged |
| Forte Capital LLC | 1,919 | $397.0K | 0.05% | 00.0% | Unchanged |
| Benedict Financial Advisors Inc | 1,784 | $397.0K | 0.11% | −56−3.0% | Reduced |
| Wells Trecaso Financial Group, LLC | 1,780 | $397.0K | 0.18% | +235+15.2% | Added |
| RMR Wealth Builders | 1,781 | $397.0K | 0.09% | +369+26.1% | Added |
| Benchmark Wealth Management, LLC | 1,776 | $396.0K | 0.27% | +1+0.1% | Added |
| Sanders Morris Harris LLC | 1,775 | $395.0K | 0.08% | +200+12.7% | Added |
| Raab & Moskowitz Asset Management LLC | 1,769 | $394.0K | 0.14% | +95+5.7% | Added |
| Archford Capital Strategies, LLC | 1,817 | $393.0K | 0.09% | −443−19.6% | Reduced |