Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2022
Institutional positions in Caterpillar Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,176
- +42 vs. Q4 2021
- Shares held
- 368.8M
- +6.72M (+1.9%) vs. Q4 2021
- Total value
- $82.0B
- +$7.15B (+9.5%) vs. Q4 2021
- New holders
- 178
- 956 more added
- Sold out
- 136
- 714 more reduced
27 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Marion Wealth Management | 1,764 | $393.0K | 0.19% | +9+0.5% | Added |
| Prestige Wealth Management Group LLC | 1,765 | $393.0K | 0.10% | +63+3.7% | Added |
| MCF Advisors LLC | 1,755 | $391.0K | 0.04% | +1,755 | New |
| Landmark Financial Advisors, LLC | 1,801 | $390.0K | 0.19% | +92+5.4% | Added |
| Verity Asset Management, Inc. | 1,739 | $389.0K | 0.25% | −1,034−37.3% | Reduced |
| Patriot Financial Group Insurance Agency, LLC | 1,746 | $389.0K | 0.07% | −656−27.3% | Reduced |
| Trust Co of Virginia | 1,742 | $388.0K | 0.04% | −500−22.3% | Reduced |
| Stokes Family Office, LLC | 1,742 | $388.0K | 0.05% | −172−9.0% | Reduced |
| Mark Stevens | 1,741 | $388.0K | 0.04% | −136−7.2% | Reduced |
| WMG Financial Advisors, LLC | 1,735 | $388.0K | 0.29% | +1,735 | New |
| Dixon Hughes Goodman Wealth Advisors LLC | 1,738 | $387.0K | 0.11% | +907+109.1% | Added |
| Hutchinson Capital Management | 1,726 | $385.0K | 0.09% | +10+0.6% | Added |
| Integrated Investment Consultants, LLC | 1,727 | $385.0K | 0.11% | +176+11.3% | Added |
| Centiva Capital, LP | 1,717 | $383.0K | 0.02% | −6,544−79.2% | Reduced |
| Check Capital Management Inc | 1,717 | $383.0K | 0.03% | −33−1.9% | Reduced |
| WealthBridge Capital Management, LLC | 1,721 | $383.0K | 0.14% | +1+0.1% | Added |
| Guardian Wealth Advisors, LLC | 1,713 | $382.0K | 0.16% | +1,713 | New |
| BigSur Wealth Management LLC | 1,710 | $381.0K | 0.15% | 00.0% | Unchanged |
| American Research & Management Co. | 1,706 | $380.0K | 0.08% | +6+0.4% | Added |
| North Star Asset Management Inc | 1,705 | $380.0K | 0.02% | +62+3.8% | Added |
| Thomas Story & Son LLC | 1,700 | $379.0K | 0.15% | −8,400−83.2% | Reduced |
| Ramsay, Stattman, Vela & Price, Inc. | 1,700 | $379.0K | 0.07% | −50−2.9% | Reduced |
| Trinity Financial Advisors LLC | 1,700 | $379.0K | 0.24% | 00.0% | Unchanged |
| Boston Common Asset Management, LLC | 1,697 | $378.0K | 0.02% | −202−10.6% | Reduced |
| Addison Capital Co | 1,698 | $378.0K | 0.18% | −10−0.6% | Reduced |
| Polaris Wealth Advisory Group, LLC | 1,752 | $378.0K | 0.03% | +189+12.1% | Added |
| FDx Advisors, Inc. | 1,697 | $378.0K | 0.01% | +468+38.1% | Added |
| Abacus Wealth Partners, LLC | 1,690 | $376.5K | 0.17% | −182−9.7% | Reduced |
| GYL Financial Synergies, LLC | 1,689 | $376.0K | 0.09% | +27+1.6% | Added |
| Wendell David Associates Inc | 1,682 | $375.0K | 0.04% | 00.0% | Unchanged |
| American Money Management, LLC | 1,683 | $375.0K | 0.10% | +4+0.2% | Added |
| Almanack Investment Partners, LLC. | 1,681 | $374.0K | 0.03% | −330−16.4% | Reduced |
| Smith Chas P & Associates Pa Cpas | 1,678 | $374.0K | 0.03% | 00.0% | Unchanged |
| LifeSteps Financial, Inc. | 1,674 | $373.0K | 0.28% | +90+5.7% | Added |
| Bender Robert & Associates | 1,672 | $373.0K | 0.11% | −25−1.5% | Reduced |
| First American Bank | 1,673 | $372.8K | 0.03% | 00.0% | Unchanged |
| Ategra Capital Management, LLC | 1,672 | $372.7K | 0.17% | −464−21.7% | Reduced |
| Sunburst Financial Group, LLC | 1,667 | $371.0K | 0.18% | 00.0% | Unchanged |
| Annex Advisory Services, LLC | 1,661 | $370.0K | 0.03% | +1+0.1% | Added |
| Atlas Private Wealth Management | 1,654 | $369.0K | 0.21% | −11−0.7% | Reduced |
| Financial Advisors Network, Inc. | 1,656 | $369.0K | 0.09% | +1,656 | New |
| Lake Street Financial LLC | 1,647 | $367.0K | 0.07% | −203−11.0% | Reduced |
| Schulhoff & Co Inc | 1,650 | $367.0K | 0.15% | 00.0% | Unchanged |
| Journey Strategic Wealth LLC | 1,648 | $367.0K | 0.04% | +98+6.3% | Added |
| Regent Peak Wealth Advisors LLC | 1,644 | $366.0K | 0.10% | +57+3.6% | Added |
| Blodgett Wealth Advisors, LLC | 1,640 | $365.0K | 0.30% | +50+3.1% | Added |
| Gould Asset Management LLC | 1,640 | $365.0K | 0.10% | +200+13.9% | Added |
| Fairfield, Bush & Co. | 1,620 | $361.0K | 0.18% | 00.0% | Unchanged |
| Bremer Bank National Association | 1,617 | $360.0K | 0.06% | 00.0% | Unchanged |
| Camden National Bank | 1,612 | $359.0K | 0.07% | +87+5.7% | Added |
| Sovereign Financial Group, Inc. | 1,613 | $359.0K | 0.13% | +244+17.8% | Added |
| Montz Harcus Wealth Management LLC | 1,613 | $359.0K | 0.32% | +533+49.4% | Added |
| Krilogy Financial LLC | 1,610 | $358.0K | 0.04% | −17−1.0% | Reduced |
| Vishria Bird Financial Group, LLC | 1,606 | $358.0K | 0.20% | 00.0% | Unchanged |
| One Capital Management, LLC | 1,609 | $358.0K | 0.02% | +232+16.8% | Added |
| Glassman Wealth Services | 1,606 | $358.0K | 0.07% | +506+46.0% | Added |
| IMS Capital Management | 1,600 | $357.0K | 0.19% | 00.0% | Unchanged |
| WealthTrust Axiom LLC | 1,600 | $356.0K | 0.11% | 00.0% | Unchanged |
| WESCAP Management Group, Inc. | 1,600 | $356.0K | 0.10% | 00.0% | Unchanged |
| Ssi Investment Management LLC | 1,596 | $356.0K | 0.02% | +1,596 | New |
| Plancorp, LLC | 1,593 | $355.0K | 0.02% | −431−21.3% | Reduced |
| Affinity Capital Advisors, LLC | 1,584 | $353.0K | 0.11% | −98−5.8% | Reduced |
| Atalanta Sosnoff Capital, LLC | 1,584 | $353.0K | 0.01% | +453+40.1% | Added |
| Beddow Capital Management Inc | 1,580 | $352.0K | 0.19% | −35−2.2% | Reduced |
| Cypress Capital Management LLC | 1,578 | $352.0K | 0.04% | 00.0% | Unchanged |
| Sanchez Wealth Management Group | 1,579 | $352.0K | 0.15% | +9+0.6% | Added |
| Smith Shellnut Wilson LLC | 1,580 | $352.0K | 0.18% | +44+2.9% | Added |
| Tennessee Valley Asset Management Partners | 1,580 | $352.0K | 0.12% | +57+3.7% | Added |
| Lakeside Advisors, INC. | 1,575 | $351.0K | 0.26% | 00.0% | Unchanged |
| Planning Center, Inc. | 1,569 | $350.0K | 1.01% | −25−1.6% | Reduced |
| Sanford Advisory Services, LLC | 1,569 | $350.0K | 0.10% | 00.0% | Unchanged |
| Tyler-Stone Wealth Management | 1,571 | $350.0K | 0.19% | +47+3.1% | Added |
| Wealth Management Associates, Inc. | 1,568 | $349.4K | 0.20% | −1,810−53.6% | Reduced |
| Doyle Wealth Management | 1,561 | $348.0K | 0.03% | −4−0.3% | Reduced |
| First Farmers & Merchants Bank / Trust | 1,565 | $348.0K | 0.37% | 00.0% | Unchanged |
| Addison Advisors LLC | 1,562 | $348.0K | 0.19% | +95+6.5% | Added |
| Livingston Group Asset Management CO (operating as Southport Capital Management) | 1,560 | $348.0K | 0.13% | +102+7.0% | Added |
| CVA Family Office, LLC | 1,560 | $348.0K | 0.08% | +735+89.1% | Added |
| Charter Oak Capital Management, LLC | 1,557 | $347.0K | 0.04% | +13+0.8% | Added |
| Beacon Financial Advisory LLC | 1,555 | $346.0K | 0.17% | +2+0.1% | Added |
| Altus Wealth Group LLC | 1,553 | $346.0K | 0.28% | 00.0% | Unchanged |
| Operose Advisors LLC | 1,551 | $346.0K | 0.24% | +7+0.5% | Added |
| Peddock Capital Advisors, LLC | 1,553 | $346.0K | 0.11% | +1,553 | New |
| Icapital Wealth LLC | 1,600 | $345.4K | 0.14% | 00.0% | Unchanged |
| Jupiter Asset Management Ltd | 1,548 | $345.0K | 0.00% | −190−10.9% | Reduced |
| Signet Investment Advisory Group, Inc. | 1,550 | $345.0K | 0.21% | −50−3.1% | Reduced |
| Fingerlakes Wealth Management, Inc. | 1,550 | $345.0K | 0.40% | −23−1.5% | Reduced |
| Kings Point Capital Management | 1,551 | $345.0K | 0.03% | −19−1.2% | Reduced |
| BNC Wealth Management, LLC | 1,548 | $345.0K | 0.17% | +74+5.0% | Added |
| Bedel Financial Consulting, Inc. | 1,548 | $345.0K | 0.11% | +80+5.4% | Added |
| Burton Enright Welch | 1,546 | $344.5K | 0.19% | −2−0.1% | Reduced |
| Sugarloaf Wealth Management, LLC | 1,539 | $343.0K | 0.08% | +12+0.8% | Added |
| SAM Advisors, LLC | 1,540 | $343.0K | 0.15% | +1,540 | New |
| WNY Asset Management, LLC | 1,540 | $342.0K | 0.11% | +18+1.2% | Added |
| Summit X, LLC | 1,532 | $342.0K | 0.08% | +159+11.6% | Added |
| Balasa Dinverno & Foltz LLC | 1,537 | $342.0K | 0.02% | +1,537 | New |
| Soltis Investment Advisors LLC | 1,530 | $341.0K | 0.05% | −241−13.6% | Reduced |
| ZWJ Investment Counsel Inc | 1,531 | $341.0K | 0.02% | −34−2.2% | Reduced |
| Albion Financial Group | 1,526 | $340.0K | 0.03% | −3−0.2% | Reduced |
| Woodley Farra Manion Portfolio Management Inc | 1,525 | $340.0K | 0.03% | +75+5.2% | Added |