Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2022
Institutional positions in Caterpillar Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,176
- +42 vs. Q4 2021
- Shares held
- 368.8M
- +6.72M (+1.9%) vs. Q4 2021
- Total value
- $82.0B
- +$7.15B (+9.5%) vs. Q4 2021
- New holders
- 178
- 956 more added
- Sold out
- 136
- 714 more reduced
27 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 1,523 | $339.0K | 0.00% | +587+62.7% | Added |
| Waypoint Capital Advisors, LLC | 1,520 | $338.0K | 0.20% | +44+3.0% | Added |
| Fortitude Advisory Group L.L.C. | 1,510 | $336.0K | 0.18% | 00.0% | Unchanged |
| Heartwood Wealth Advisors LLC | 1,510 | $336.0K | 0.05% | +1,510 | New |
| Buckingham Strategic Partners | 1,504 | $336.0K | 0.03% | +1,504 | New |
| Lafayette Investments, Inc. | 1,500 | $334.0K | 0.08% | −500−25.0% | Reduced |
| Rbo & Co LLC | 1,500 | $334.0K | 0.05% | 00.0% | Unchanged |
| Chickasaw Capital Management LLC | 1,500 | $334.0K | 0.01% | 00.0% | Unchanged |
| united american securities inc. (d/b/a uas asset management) | 1,500 | $334.0K | 0.07% | +1,500 | New |
| Highview Capital Management LLC | 1,490 | $332.0K | 0.21% | +330+28.4% | Added |
| Independent Family Office, LLC | 1,484 | $331.0K | 0.11% | +1,484 | New |
| Bell Bank | 1,480 | $330.0K | 0.04% | 00.0% | Unchanged |
| Brewin Dolphin Wealth Management Ltd | 1,480 | $330.0K | 0.04% | 00.0% | Unchanged |
| Hohimer Wealth Management, LLC | 1,476 | $329.0K | 0.06% | +18+1.2% | Added |
| ProVise Management Group, LLC | 1,471 | $328.0K | 0.03% | +62+4.4% | Added |
| BBR Partners, LLC | 1,464 | $326.0K | 0.03% | 00.0% | Unchanged |
| PBMares Wealth Management LLC | 1,461 | $326.0K | 0.20% | +80+5.8% | Added |
| PDS Planning, Inc | 1,463 | $326.0K | 0.06% | +211+16.9% | Added |
| Prosperity Consulting Group, LLC | 1,457 | $325.0K | 0.24% | +4+0.3% | Added |
| Tradition Wealth Management, LLC | 1,452 | $324.0K | 0.04% | −95−6.1% | Reduced |
| ERTS Wealth Advisors, LLC | 1,450 | $323.0K | 0.09% | 00.0% | Unchanged |
| Ledyard National Bank | 1,447 | $322.0K | 0.03% | −150−9.4% | Reduced |
| Strategic Equity Management | 1,445 | $322.0K | 0.12% | +7+0.5% | Added |
| Financial Partners Group, Inc | 1,441 | $321.0K | 0.07% | −57−3.8% | Reduced |
| Comprehensive Financial Consultants Institutional, Inc. | 1,495 | $321.0K | 0.22% | 00.0% | Unchanged |
| N.E.W. Advisory Services LLC | 1,379 | $320.0K | 0.06% | −811−37.0% | Reduced |
| L2 Asset Management, LLC | 1,435 | $320.0K | 0.20% | +1,435 | New |
| Marotta Asset Management | 1,432 | $319.1K | 0.07% | +51+3.7% | Added |
| Zullo Investment Group, Inc. | 1,431 | $319.0K | 0.17% | +93+7.0% | Added |
| Acima Private Wealth, LLC | 1,421 | $317.0K | 0.15% | 00.0% | Unchanged |
| Old Point Trust & Financial Services N A | 1,420 | $316.0K | 0.13% | 00.0% | Unchanged |
| TFG Advisers LLC | 1,415 | $315.0K | 0.14% | +151+11.9% | Added |
| Cadinha & Co LLC | 1,410 | $314.0K | 0.05% | −65−4.4% | Reduced |
| Acas, LLC | 1,411 | $314.0K | 0.42% | 00.0% | Unchanged |
| Asset Management Corp | 1,410 | $314.0K | 0.19% | +1,410 | New |
| First National Corp | 1,403 | $313.0K | 0.07% | −2−0.1% | Reduced |
| Enterprise Financial Services Corp | 1,404 | $313.0K | 0.05% | +22+1.6% | Added |
| Mizuho Securities Co. Ltd. | 1,407 | $313.0K | 0.07% | +901+178.1% | Added |
| Monterey Private Wealth, Inc. | 1,404 | $313.0K | 0.15% | +1,404 | New |
| Wellington Shields Capital Management, LLC | 1,400 | $312.0K | 0.03% | −4,550−76.5% | Reduced |
| New Jersey Better Educational Savings Trust | 1,400 | $312.0K | 0.76% | 00.0% | Unchanged |
| Jmac Enterprises LLC | 1,394 | $311.0K | 0.07% | +18+1.3% | Added |
| Frisch Financial Group, Inc. | 1,390 | $310.0K | 0.10% | −4−0.3% | Reduced |
| Peoples Financial Services Corp. | 1,389 | $310.0K | 0.13% | +714+105.8% | Added |
| Echo45 Advisors LLC | 1,387 | $309.0K | 0.24% | −115−7.7% | Reduced |
| Barr E S & Co | 1,385 | $309.0K | 0.02% | −50−3.5% | Reduced |
| Cortland Associates Inc | 1,387 | $309.0K | 0.04% | 00.0% | Unchanged |
| Northern Oak Wealth Management Inc | 1,389 | $309.0K | 0.04% | 00.0% | Unchanged |
| Valley National Advisers Inc | 1,379 | $307.0K | 0.06% | 00.0% | Unchanged |
| Cohen & Steers, Inc. | 1,378 | $307.0K | 0.00% | 00.0% | Unchanged |
| Blankinship & Foster, LLC | 1,377 | $307.0K | 0.12% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 1,378 | $307.0K | 0.08% | +834+153.3% | Added |
| YorkBridge Wealth Partners, LLC | 1,371 | $305.0K | 0.07% | +16+1.2% | Added |
| Lakeview Capital Partners, LLC | 1,367 | $305.0K | 0.16% | +39+2.9% | Added |
| Richwood Investment Advisors, LLC | 1,371 | $305.0K | 0.27% | +800+140.1% | Added |
| Nadler Financial Group, Inc. | 1,365 | $304.0K | 0.05% | −104−7.1% | Reduced |
| Curated Wealth Partners LLC | 1,453 | $303.0K | 0.10% | 00.0% | Unchanged |
| CWS Financial Advisors, LLC | 1,360 | $303.0K | 0.11% | 00.0% | Unchanged |
| Hall Laurie J Trustee | 1,355 | $302.0K | 0.12% | 00.0% | Unchanged |
| Summit Trail Advisors, LLC | 1,354 | $302.0K | 0.02% | +1,354 | New |
| Alerus Financial NA | 1,351 | $301.0K | 0.03% | −63−4.5% | Reduced |
| SFMG, LLC | 1,350 | $301.0K | 0.03% | −62−4.4% | Reduced |
| Rosenberg Matthew Hamilton | 1,352 | $301.0K | 0.11% | +78+6.1% | Added |
| RKL Wealth Management LLC | 1,351 | $301.0K | 0.04% | +133+10.9% | Added |
| Engineers Gate Manager LP | 1,348 | $300.0K | 0.01% | −2,081−60.7% | Reduced |
| Winslow Asset Management Inc | 1,345 | $300.0K | 0.06% | −100−6.9% | Reduced |
| Coyle Financial Counsel LLC | 1,340 | $299.0K | 0.16% | 00.0% | Unchanged |
| WestHill Financial Advisors, Inc. | 1,339 | $298.0K | 0.09% | 00.0% | Unchanged |
| Indie Asset Partners, LLC | 1,335 | $297.0K | 0.22% | 00.0% | Unchanged |
| Guardian Wealth Management, Inc. | 1,334 | $297.0K | 0.30% | +46+3.6% | Added |
| J2 Capital Management Inc | 1,321 | $294.0K | 0.32% | +29+2.2% | Added |
| Compass Financial Advisors LLC | 1,321 | $294.0K | 0.33% | +139+11.8% | Added |
| apricus wealth, LLC | 1,250 | $294.0K | 0.24% | +1,250 | New |
| Monarch Capital Management Inc | 1,317 | $293.0K | 0.08% | 00.0% | Unchanged |
| Sage Investment Advisers LLC | 1,315 | $293.0K | 0.39% | +7+0.5% | Added |
| Relyea Zuckerberg Hanson LLC | 1,344 | $293.0K | 0.10% | +130+10.7% | Added |
| Private Capital Group, LLC | 1,312 | $292.0K | 0.07% | −5−0.4% | Reduced |
| Petix & Botte Co | 1,312 | $292.0K | 0.09% | +1,312 | New |
| Future Financial Wealth Managment LLC | 1,308 | $291.0K | 0.24% | +413+46.1% | Added |
| Beacon Capital Management, LLC | 1,303 | $291.0K | 0.07% | +1,303 | New |
| Thompson Davis & Co., Inc. | 1,300 | $290.0K | 0.35% | −100−7.1% | Reduced |
| Marietta Investment Partners LLC | 1,300 | $290.0K | 0.07% | 00.0% | Unchanged |
| SJS Investment Consulting Inc. | 1,298 | $290.0K | 0.09% | +14+1.1% | Added |
| Waters Parkerson & Co., LLC | 1,295 | $289.0K | 0.02% | −93−6.7% | Reduced |
| Hollencrest Capital Management | 1,294 | $288.0K | 0.03% | −1−0.1% | Reduced |
| Regatta Capital Group, LLC | 1,282 | $286.0K | 0.10% | −299−18.9% | Reduced |
| Means Investment Co., Inc. | 1,285 | $286.0K | 0.05% | −8−0.6% | Reduced |
| Exencial Wealth Advisors, LLC | 1,284 | $286.0K | 0.01% | +62+5.1% | Added |
| Kalos Management, Inc. | 1,278 | $284.0K | 0.19% | −80−5.9% | Reduced |
| Tectonic Advisors LLC | 1,271 | $283.0K | 0.05% | 00.0% | Unchanged |
| Graves-Light Private Wealth Management, Inc. | 1,265 | $282.0K | 0.04% | −76−5.7% | Reduced |
| Destination Wealth Management | 1,267 | $282.0K | 0.01% | 00.0% | Unchanged |
| Next Level Private LLC | 1,267 | $282.0K | 0.23% | +47+3.9% | Added |
| Northcape Wealth Management, LLC | 1,267 | $282.0K | 0.08% | +1,267 | New |
| L.M. Kohn & Company | 1,258 | $281.0K | 0.11% | +1,258 | New |
| Berkshire Asset Management LLC | 1,258 | $280.0K | 0.02% | +217+20.8% | Added |
| Cornerstone Advisory, LLC | 1,252 | $279.0K | 0.04% | −351−21.9% | Reduced |
| Selective Wealth Management, Inc. | 1,250 | $279.0K | 0.10% | −200−13.8% | Reduced |
| Oliver Luxxe Assets LLC | 1,250 | $279.0K | 0.07% | 00.0% | Unchanged |
| Beaumont Financial Partners, LLC | 1,251 | $279.0K | 0.02% | +12+1.0% | Added |