Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2022
Institutional positions in Caterpillar Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,176
- +42 vs. Q4 2021
- Shares held
- 368.8M
- +6.72M (+1.9%) vs. Q4 2021
- Total value
- $82.0B
- +$7.15B (+9.5%) vs. Q4 2021
- New holders
- 178
- 956 more added
- Sold out
- 136
- 714 more reduced
27 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Chicago Partners Investment Group LLC | 1,334 | $277.0K | 0.02% | −9−0.7% | Reduced |
| Spartan Planning & Wealth Management | 1,243 | $277.0K | 0.35% | +1,243 | New |
| Herold Advisors, Inc. | 1,236 | $275.4K | 0.10% | +136+12.4% | Added |
| Cordatus Wealth Management LLC | 1,235 | $275.0K | 0.10% | −200−13.9% | Reduced |
| ASB Consultores, LLC | 1,233 | $275.0K | 0.12% | +3+0.2% | Added |
| Sandy Cove Advisors, LLC | 1,232 | $275.0K | 0.23% | +227+22.6% | Added |
| Deuterium Capital Management, LLC | 1,227 | $273.0K | 0.35% | −1,024−45.5% | Reduced |
| Eclectic Associates Inc | 1,226 | $273.0K | 0.17% | −350−22.2% | Reduced |
| Resource Consulting Group Inc | 1,223 | $273.0K | 0.09% | 00.0% | Unchanged |
| Bridgewater Advisors Inc. | 1,225 | $273.0K | 0.07% | +21+1.7% | Added |
| Beacon Financial Group | 1,219 | $273.0K | 0.04% | +74+6.5% | Added |
| Householder Group Estate & Retirement Specialist, LLC | 1,223 | $273.0K | 0.11% | +247+25.3% | Added |
| Drive Wealth Management, LLC | 1,227 | $273.0K | 0.23% | +255+26.2% | Added |
| Vectors Research Management, LLC | 1,221 | $272.0K | 0.06% | −1,997−62.1% | Reduced |
| HNP Capital LLC | 1,221 | $272.0K | 0.06% | −1,997−62.1% | Reduced |
| MUFG Securities EMEA plc | 1,214 | $271.0K | 0.01% | −140−10.3% | Reduced |
| Paulson Wealth Management Inc. | 1,215 | $271.0K | 0.12% | −25−2.0% | Reduced |
| OneAscent Wealth Management LLC | 1,215 | $271.0K | 0.13% | −20−1.6% | Reduced |
| Chelsea Counsel Co | 1,217 | $271.0K | 0.12% | 00.0% | Unchanged |
| WoodTrust Financial Corp | 1,214 | $271.0K | 0.06% | 00.0% | Unchanged |
| Meridian Wealth Advisors, LLC | 1,212 | $270.0K | 0.06% | +150+14.1% | Added |
| Joel Isaacson & Co., LLC | 1,169 | $269.0K | 0.02% | +2+0.2% | Added |
| Greenline Partners, LLC | 1,205 | $268.0K | 0.05% | 00.0% | Unchanged |
| Canal Capital Management, LLC | 1,201 | $268.0K | 0.07% | +37+3.2% | Added |
| Pinnacle Wealth Management Group, Inc. | 1,200 | $267.0K | 0.20% | 00.0% | Unchanged |
| Ardsley Advisory Partners LP | 1,200 | $267.0K | 0.05% | +1,200 | New |
| Fca Corp | 1,200 | $267.0K | 0.09% | +1,200 | New |
| Stockman Wealth Management, Inc. | 1,196 | $266.0K | 0.06% | +2+0.2% | Added |
| Center For Asset Management LLC | 1,192 | $266.0K | 0.21% | +1+0.1% | Added |
| TruWealth Advisors, LLC | 1,196 | $266.0K | 0.03% | +13+1.1% | Added |
| Acorn Financial Advisory Services Inc | 1,193 | $266.0K | 0.05% | +54+4.7% | Added |
| First Nebraska Trust Co | 1,192 | $265.6K | 0.03% | 00.0% | Unchanged |
| CJM Wealth Advisers, Ltd. | 1,191 | $265.4K | 0.18% | 00.0% | Unchanged |
| Maxele Advisors, LLC | 1,185 | $264.0K | 0.33% | −25−2.1% | Reduced |
| Doliver Advisors, LP | 1,181 | $263.0K | 0.08% | +1,181 | New |
| Mount Vernon Associates Inc | 1,176 | $262.0K | 0.25% | −200−14.5% | Reduced |
| Gerber Kawasaki Wealth & Investment Management | 1,177 | $262.0K | 0.02% | −189−13.8% | Reduced |
| Grimes & Company, Inc. | 1,174 | $262.0K | 0.01% | 00.0% | Unchanged |
| CapWealth Advisors, LLC | 1,176 | $262.0K | 0.03% | 00.0% | Unchanged |
| Pacific Global Investment Management CO | 1,173 | $261.0K | 0.05% | +2+0.2% | Added |
| Executive Wealth Management, LLC | 1,171 | $260.0K | 0.03% | +14+1.2% | Added |
| Lumature Wealth Partners, LLC | 1,169 | $260.0K | 0.10% | +1,169 | New |
| Basepoint Wealth LLC | 1,165 | $259.6K | 0.24% | +13+1.1% | Added |
| GSB Wealth Management, LLC | 1,164 | $259.0K | 0.08% | −249−17.6% | Reduced |
| Secure Asset Management, LLC | 1,161 | $259.0K | 0.12% | −12−1.0% | Reduced |
| Access Financial Services, Inc. | 1,164 | $259.0K | 0.12% | +1,164 | New |
| Royal Capital Wealth Management, LLC | 1,158 | $258.0K | 0.25% | 00.0% | Unchanged |
| Gsa Capital Partners LLP | 1,157 | $258.0K | 0.03% | +1,157 | New |
| NFP Retirement, Inc. | 1,155 | $257.6K | 0.06% | +143+14.1% | Added |
| Baxter Bros Inc | 1,155 | $257.0K | 0.04% | 00.0% | Unchanged |
| Bennicas & Associates, Inc. | 1,150 | $256.0K | 0.13% | 00.0% | Unchanged |
| Van Hulzen Asset Management, LLC | 1,135 | $253.0K | 0.03% | −17−1.5% | Reduced |
| Oakworth Capital, Inc. | 1,135 | $253.0K | 0.02% | 00.0% | Unchanged |
| MBL Wealth, LLC | 1,134 | $253.0K | 0.06% | +1,134 | New |
| Minot Wealth Management LLC | 1,129 | $252.0K | 0.05% | −500−30.7% | Reduced |
| Cheviot Value Management, LLC | 1,133 | $252.0K | 0.05% | 00.0% | Unchanged |
| Chesley Taft & Associates LLC | 1,160 | $251.0K | 0.01% | 00.0% | Unchanged |
| Sittner & Nelson, LLC | 1,125 | $251.0K | 0.15% | +2+0.2% | Added |
| McDaniel Terry & Co | 1,125 | $251.0K | 0.03% | +1,125 | New |
| Advisor Resource Council | 1,121 | $250.0K | 0.08% | −3,056−73.2% | Reduced |
| Kessler Investment Group, LLC | 1,119 | $250.0K | 0.15% | −24−2.1% | Reduced |
| Spring Capital Management, LLC | 1,120 | $250.0K | 0.20% | 00.0% | Unchanged |
| Symphony Financial, Ltd. Co. | 2,093 | $250.0K | 0.06% | +2,093 | New |
| Astoria Portfolio Advisors LLC. | 1,116 | $249.0K | 0.19% | +1,116 | New |
| Isthmus Partners, LLC | 1,112 | $248.0K | 0.04% | +5+0.5% | Added |
| SkyOak Wealth, LLC | 1,109 | $247.0K | 0.07% | 00.0% | Unchanged |
| West Family Investments, Inc. | 1,106 | $246.0K | 0.07% | −217−16.4% | Reduced |
| Exchange Capital Management, Inc. | 1,103 | $246.0K | 0.05% | −182−14.2% | Reduced |
| Bigelow Investment Advisors, LLC | 1,105 | $246.0K | 0.11% | +1,105 | New |
| First International Bank & Trust | 1,100 | $245.0K | 0.08% | −1,186−51.9% | Reduced |
| Yorktown Management & Research Co Inc | 1,101 | $245.0K | 0.21% | −99−8.3% | Reduced |
| Constitution Capital LLC | 1,100 | $245.0K | 0.13% | −100−8.3% | Reduced |
| ARS Wealth Advisors Group, LLC | 1,100 | $245.0K | 0.04% | −5−0.5% | Reduced |
| Vienna Asset Management LLC | 1,100 | $245.0K | 0.34% | +1,100 | New |
| Warren Street Wealth Advisors, LLC | 1,096 | $244.0K | 0.21% | +24+2.2% | Added |
| Hourglass Capital, LLC | 1,092 | $243.0K | 0.08% | 00.0% | Unchanged |
| Institutional & Family Asset Management, LLC | 1,089 | $243.0K | 0.04% | +6+0.6% | Added |
| Alesco Advisors LLC | 1,084 | $242.0K | 0.01% | 00.0% | Unchanged |
| BSW Wealth Partners | 1,087 | $242.0K | 0.06% | +1,087 | New |
| Anchor Capital Advisors LLC | 1,080 | $241.0K | 0.01% | 00.0% | Unchanged |
| Capital Advisors Wealth Management, LLC | 1,079 | $241.0K | 0.07% | +20+1.9% | Added |
| Keb Asset Management, LLC | 1,079 | $240.0K | 0.16% | −2,000−65.0% | Reduced |
| S.C. Financial Services, Inc. | 1,078 | $240.0K | 0.31% | +3+0.3% | Added |
| Consilium Wealth Advisory, LLC | 1,076 | $240.0K | 0.17% | −16−1.5% | Reduced |
| Greylin Investment Mangement Inc | 1,075 | $240.0K | 0.04% | 00.0% | Unchanged |
| Silvant Capital Management LLC | 1,076 | $240.0K | 0.05% | 00.0% | Unchanged |
| Canvas Wealth Advisors, LLC | 1,121 | $239.0K | 0.09% | −14−1.2% | Reduced |
| Rede Wealth, LLC | 1,074 | $239.0K | 0.11% | +1+0.1% | Added |
| Boston Family Office LLC | 1,072 | $239.0K | 0.02% | +1,072 | New |
| McGowan Group Asset Management, Inc. | 1,066 | $238.0K | 0.04% | −800−42.9% | Reduced |
| Bristlecone Advisors, LLC | 1,070 | $238.0K | 0.03% | +51+5.0% | Added |
| Riverview Trust Co | 1,067 | $238.0K | 0.18% | +299+38.9% | Added |
| Point72 Hong Kong Ltd | 1,070 | $238.0K | 0.02% | +1,070 | New |
| KC Investment Advisors, LLC | 1,068 | $238.0K | 0.16% | +1,068 | New |
| West Michigan Advisors, LLC | 1,064 | $237.0K | 0.17% | −179−14.4% | Reduced |
| Act Wealth Management, LLC | 1,066 | $237.0K | 0.13% | −25−2.3% | Reduced |
| Valmark Advisers, Inc. | 1,063 | $237.0K | 0.00% | −24−2.2% | Reduced |
| Mogy Joel R Investment Counsel Inc | 1,060 | $236.0K | 0.02% | 00.0% | Unchanged |
| E Fund Management Co., Ltd. | 1,056 | $235.0K | 0.01% | −140−11.7% | Reduced |
| Elk River Wealth Management, LLC | 1,054 | $235.0K | 0.05% | +1+0.1% | Added |