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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q1 2022

Institutional positions in Caterpillar Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
2,176
+42 vs. Q4 2021
Shares held
368.8M
+6.72M (+1.9%) vs. Q4 2021
Total value
$82.0B
+$7.15B (+9.5%) vs. Q4 2021
New holders
178
956 more added
Sold out
136
714 more reduced

27 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q4 2021: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2022: 2,176 institutions
Q1 2021: 2,015 institutionsQ2 2021: 2,028 institutionsQ3 2021: 1,943 institutionsQ4 2021: 2,161 institutionsQ1 2022: 2,176 institutionsQ2 2022: 2,077 institutionsQ3 2022: 1,992 institutionsQ4 2022: 2,287 institutionsQ1 2023: 2,284 institutionsQ2 2023: 2,328 institutionsQ3 2023: 2,408 institutionsQ4 2023: 2,582 institutionsQ1 2024: 2,713 institutionsQ2 2024: 2,712 institutionsQ3 2024: 2,837 institutionsQ4 2024: 3,009 institutionsQ1 2025: 2,902 institutionsQ2 2025: 3,022 institutionsQ3 2025: 3,150 institutionsQ4 2025: 3,542 institutionsQ1 2026: 3,772 institutionsQ2 2026: 4,070 institutions
Value heldQ1 2022: $82.0B
Q1 2021: $88.0BQ2 2021: $82.0BQ3 2021: $71.1BQ4 2021: $74.9BQ1 2022: $82.0BQ2 2022: $65.6BQ3 2022: $59.2BQ4 2022: $87.1BQ1 2023: $82.6BQ2 2023: $88.0BQ3 2023: $97.3BQ4 2023: $104.6BQ1 2024: $127.6BQ2 2024: $114.5BQ3 2024: $133.6BQ4 2024: $123.4BQ1 2025: $109.0BQ2 2025: $128.0BQ3 2025: $159.0BQ4 2025: $188.7BQ1 2026: $232.0BQ2 2026: $351.1B
Institutions holding CAT and their total value by quarter
QuarterHoldersValue
Q2 20264,070$351.1B
Q1 20263,772$232.0B
Q4 20253,542$188.7B
Q3 20253,150$159.0B
Q2 20253,022$128.0B
Q1 20252,902$109.0B
Q4 20243,009$123.4B
Q3 20242,837$133.6B
Q2 20242,712$114.5B
Q1 20242,713$127.6B
Q4 20232,582$104.6B
Q3 20232,408$97.3B
Q2 20232,328$88.0B
Q1 20232,284$82.6B
Q4 20222,287$87.1B
Q3 20221,992$59.2B
Q2 20222,077$65.6B
Q1 20222,176$82.0B
Q4 20212,161$74.9B
Q3 20211,943$71.1B
Q2 20212,028$82.0B
Q1 20212,015$88.0B

Institutions, Q1 2022

Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2021.

Institutions holding CAT in Q1 2022
InstitutionSharesValue% of portfolioChange in sharesAction
Firethorn Wealth Partners, LLC1,057$235.0K0.18%+9+0.9%Added
Legacy Wealth Planning, LLC1,053$235.0K0.28%+64+6.5%Added
Tilia Fiduciary Partners, Inc.1,057$235.0K0.20%+101+10.6%Added
Certified Advisory Corp1,056$235.0K0.05%+1,056New
Reitz Capital Advisors LLC1,050$234.0K0.17%+25+2.4%Added
Jag Capital Management, LLC1,000$232.0K0.02%−558−35.8%Reduced
Objective Capital Management, LLC1,043$232.0K0.18%−13−1.2%Reduced
Fiduciary Group LLC1,116$229.0K0.03%+61+5.8%Added
Winthrop Advisory Group LLC1,028$229.0K0.05%−12−1.2%Reduced
Quent Capital, LLC1,026$229.0K0.04%+65+6.8%Added
Castleview Partners, LLC1,024$228.0K0.14%−213,985−99.5%Reduced
Gryphon Financial Partners LLC1,023$228.0K0.05%+1,023New
Coastwise Capital Group, LLC1,024$228.0K0.28%+1,024New
Ifrah Financial Services, Inc.1,017$227.0K0.06%+7+0.7%Added
Quantamental Technologies LLC1,020$227.0K0.13%+1,020New
Salem Capital Management Inc1,016$226.0K0.13%00.0%Unchanged
First National Bank of Omaha1,012$226.0K0.01%+1,012New
Hengehold Capital Management LLC1,010$225.0K0.03%00.0%Unchanged
S&T Bank1,007$224.0K0.03%00.0%Unchanged
American Institute for Advanced Investment Management, LLP1,005$224.0K0.16%00.0%Unchanged
M&R Capital Management Inc1,005$224.0K0.05%+3+0.3%Added
NTV Asset Management LLC1,003$224.0K0.04%00.0%Unchanged
Payden & Rygel1,000$223.0K0.01%00.0%Unchanged
Cubic Asset Management, LLC1,000$223.0K0.05%00.0%Unchanged
Somerset Group LLC1,000$223.0K0.16%00.0%Unchanged
Concorde Asset Management, LLC1,001$223.0K0.15%+1+0.1%Added
Options Solutions, LLC1,000$223.0K0.23%00.0%Unchanged
S.A. Mason LLC1,000$223.0K0.14%00.0%Unchanged
Magnolia Capital Management Ltd1,000$223.0K0.18%00.0%Unchanged
Miller Wealth Advisors, LLC1,000$223.0K0.14%00.0%Unchanged
Redmont Wealth Advisors LLC1,000$223.0K0.24%00.0%Unchanged
Cedar Brook Financial Partners, LLC1,001$223.0K0.06%+1,001New
Kingsbury Capital Investment Advisors LLC1,001$223.0K0.25%+1,001New
Silphium Asset Management Ltd1,000$222.8K0.26%+1,000New
1832 Asset Management L.P.1,009$222.0K0.00%−168,864−99.4%Reduced
Teza Capital Management LLC996$222.0K0.08%−2,409−70.7%Reduced
Mengis Capital Management, Inc.997$222.0K0.04%−25−2.4%Reduced
Excalibur Management Corp997$222.0K0.10%00.0%Unchanged
Callan Capital, LLC995$222.0K0.03%+995New
Paces Ferry Wealth Advisors, LLC996$222.0K0.18%+996New
Capital Group Private Client Services, Inc.995$222.0K0.00%+995New
Bank of Stockton990$221.0K0.07%−58−5.5%Reduced
Town & Country Bank & Trust CO dba First Bankers Trust CO991$221.0K0.10%00.0%Unchanged
Retirement Planning Group992$221.0K0.02%00.0%Unchanged
Geneva Partners, LLC994$221.0K0.14%00.0%Unchanged
Legacy Financial Advisors, Inc.985$219.0K0.05%+11+1.1%Added
Financial Perspectives, Inc980$218.4K0.10%00.0%Unchanged
Covestor Ltd978$218.0K0.15%+576+143.3%Added
South Shore Capital Advisors980$218.0K0.36%+980New
Commerzbank Aktiengesellschaft975$217.0K0.01%+975New
Pettyjohn, Wood & White, Inc965$215.0K0.05%+965New
Patten Group, Inc.967$215.0K0.06%+967New
Schrum Private Wealth Management LLC1,015$213.0K0.21%+5+0.5%Added
Davidson Trust Co953$212.0K0.16%−1,220−56.1%Reduced
Abbot Financial Management, Inc.950$212.0K0.10%+950New
Red Door Wealth Management, LLC952$212.0K0.07%+952New
Sterling Financial Planning, Inc.950$212.0K0.13%+950New
Hamilton Capital, LLC945$211.0K0.01%−1,638−63.4%Reduced
Bar Harbor Trust Services947$211.0K0.06%−77−7.5%Reduced
Aire Advisors, LLC947$211.0K0.08%+947New
Hall Capital Management Co Inc943$210.0K0.12%−50−5.0%Reduced
Wedge Capital Management L L P944$210.0K0.00%+944New
Keystone Financial Group943$210.0K0.04%+943New
Westshore Wealth, LLC942$210.0K0.14%+942New
Teamwork Financial Advisors, LLC940$209.0K0.04%−8,492−90.0%Reduced
Linscomb & Williams, Inc.937$208.0K0.01%−366−28.1%Reduced
Occidental Asset Management, LLC934$208.0K0.05%+934New
Sand Hill Global Advisors, LLC927$207.0K0.01%+927New
Capital Directions Investment Advisors, LLC928$207.0K0.06%+928New
Ballew Advisors, Inc947$207.0K0.16%+947New
JSF Financial, LLC928$207.0K0.09%+928New
JB Capital LLC929$207.0K0.02%+929New
Sterling Manor Financial, LLC923$206.0K0.16%−149−13.9%Reduced
Citizens & Northern Corp925$206.0K0.08%+925New
JTC Employer Solutions Trusteee Ltd920$204.0K0.02%00.0%Unchanged
Roberts Glore & Co Inc914$204.0K0.06%+914New
Cable Hill Partners, LLC909$203.0K0.13%+909New
Nelson, Van Denburg & Campbell Wealth Management Group, LLC910$202.0K0.02%−92−9.2%Reduced
Pettee Investors, Inc.908$202.0K0.09%+908New
Crown Wealth Group, LLC907$202.0K0.14%+907New
Oxinas Partners Wealth Management LLC903$201.0K0.13%−753−45.5%Reduced
Oak Grove Capital LLC900$201.0K0.04%−500−35.7%Reduced
Shufro Rose & Co LLC900$201.0K0.02%−100−10.0%Reduced
Cullen Capital Management LLC900$201.0K0.00%+900New
Prentice Wealth Management LLC904$201.0K0.10%+904New
Empirical Asset Management, LLC903$201.0K0.19%+903New
Manchester Financial Inc897$200.0K0.07%+897New
Newbridge Financial Services Group, Inc.887$198.0K0.10%+83+10.3%Added
Ahrens Investment Partners LLC872$194.0K0.06%00.0%Unchanged
Elgethun Capital Management864$192.0K0.07%+4+0.5%Added
Independence Bank of Kentucky835$186.0K0.07%00.0%Unchanged
Fieldpoint Private Securities, LLC829$185.0K0.04%+35+4.4%Added
Pinnacle Bancorp, Inc.819$182.0K0.06%+5+0.6%Added
Evoke Wealth, LLC809$180.0K0.01%+10+1.3%Added
Larson Financial Group LLC783$175.0K0.03%−3−0.4%Reduced
Disciplined Investments, LLC777$173.0K0.07%+37+5.0%Added
Sageworth Trust Co750$167.0K0.01%00.0%Unchanged
Hoese & Co LLP750$167.0K0.17%00.0%Unchanged
Global Wealth Management Investment Advisory, Inc.740$165.0K0.05%−30−3.9%Reduced
Accel Wealth Management734$161.0K0.08%+2+0.3%Added