Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2022
Institutional positions in Caterpillar Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,176
- +42 vs. Q4 2021
- Shares held
- 368.8M
- +6.72M (+1.9%) vs. Q4 2021
- Total value
- $82.0B
- +$7.15B (+9.5%) vs. Q4 2021
- New holders
- 178
- 956 more added
- Sold out
- 136
- 714 more reduced
27 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| AGF Investments LLC | 723 | $161.0K | 0.01% | +57+8.6% | Added |
| First National Bank of South Miami | 719 | $160.0K | 0.10% | +284+65.3% | Added |
| Ulland Investment Advisors, LLC | 715 | $159.0K | 0.12% | 00.0% | Unchanged |
| TSFG, LLC | 710 | $158.0K | 0.06% | +1+0.1% | Added |
| Gemmer Asset Management LLC | 692 | $154.0K | 0.02% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 688 | $153.0K | 0.02% | +5+0.7% | Added |
| Walleye Trading LLC | 667 | $149.0K | 0.00% | −34,408−98.1% | Reduced |
| Endurance Wealth Management, Inc. | 660 | $147.0K | 0.02% | 00.0% | Unchanged |
| Carolinas Wealth Consulting LLC | 660 | $147.0K | 0.03% | +87+15.2% | Added |
| Pacific Center for Financial Services | 650 | $145.0K | 0.05% | −2−0.3% | Reduced |
| SRS Capital Advisors, Inc. | 633 | $141.0K | 0.02% | −32−4.8% | Reduced |
| Key Financial Inc | 625 | $139.0K | 0.07% | +300+92.3% | Added |
| Pacifica Partners Inc. | 715 | $138.0K | 0.09% | +50+7.5% | Added |
| West Branch Capital LLC | 595 | $133.0K | 0.06% | 00.0% | Unchanged |
| Joseph P. Lucia & Associates, LLC | 599 | $133.0K | 0.08% | +599 | New |
| Sumitomo Mitsui Financial Group, Inc. | 584 | $130.0K | 0.00% | +352+151.7% | Added |
| CarsonAllaria Wealth Management, Ltd. | 573 | $128.0K | 0.11% | +2+0.4% | Added |
| Laurel Wealth Advisors LLC | 570 | $127.0K | 0.03% | 00.0% | Unchanged |
| Ten Capital Wealth Advisors, LLC | 569 | $127.0K | 0.05% | +63+12.5% | Added |
| Stephenson National Bank & Trust | 563 | $125.0K | 0.07% | −37−6.2% | Reduced |
| Piscataqua Savings Bank | 551 | $123.0K | 0.09% | 00.0% | Unchanged |
| Investors Towarzystwo Funduszy Inwestycyjnych Spolka Akcyjna | 551 | $122.8K | 0.06% | +214+63.5% | Added |
| Van Eck Associates Corp | 530 | $118.0K | 0.00% | −414−43.9% | Reduced |
| Dividend Assets Capital, LLC | 513 | $114.0K | 0.02% | +30+6.2% | Added |
| Emfo, LLC | 510 | $114.0K | 0.10% | +256+100.8% | Added |
| DB Wealth Management Group, LLC | 506 | $113.0K | 0.07% | 00.0% | Unchanged |
| Rock Creek Group, LP | 508 | $113.0K | 0.02% | +80+18.7% | Added |
| Versant Capital Management, Inc | 505 | $113.0K | 0.04% | +395+359.1% | Added |
| Carl Stuart Investment Advisor, Inc | 500 | $111.4K | 0.08% | +500 | New |
| Baldwin Brothers Inc | 500 | $111.0K | 0.01% | 00.0% | Unchanged |
| BerganKDV Wealth Management, LLC | 492 | $110.0K | 0.01% | +2+0.4% | Added |
| Bank of New Hampshire | 478 | $107.0K | 0.03% | +478 | New |
| Johnson Midwest Financial, LLC | 478 | $106.0K | 0.15% | +2+0.4% | Added |
| TCWP LLC | 475 | $105.0K | 0.02% | +475 | New |
| Global Financial Private Client, LLC | 461 | $101.3K | 0.05% | 00.0% | Unchanged |
| Capital Analysts, LLC | 446 | $100.0K | 0.01% | −103−18.8% | Reduced |
| AllSquare Wealth Management LLC | 448 | $100.0K | 0.06% | 00.0% | Unchanged |
| Front Row Advisors LLC | 450 | $100.0K | 0.04% | −1−0.2% | Reduced |
| SOA Wealth Advisors, LLC. | 436 | $97.0K | 0.02% | +2+0.5% | Added |
| First Eagle Investment Management, LLC | 426 | $95.0K | 0.00% | +66+18.3% | Added |
| DeDora Capital, Inc. | 406 | $90.0K | 0.04% | +406 | New |
| Sage Financial Group Inc | 400 | $89.0K | 0.01% | 00.0% | Unchanged |
| Sage Private Wealth Group, LLC | 400 | $89.0K | 0.09% | 00.0% | Unchanged |
| Prudent Man Advisors, LLC | 390 | $87.0K | 0.04% | 00.0% | Unchanged |
| Farmers & Merchants Trust Co of Chambersburg PA | 375 | $84.0K | 0.05% | −140−27.2% | Reduced |
| HighMark Wealth Management LLC | 378 | $84.0K | 0.06% | 00.0% | Unchanged |
| Orion Capital Management LLC | 369 | $82.0K | 0.05% | +69+23.0% | Added |
| Brown, Lisle/Cummings, Inc. | 365 | $81.3K | 0.04% | 00.0% | Unchanged |
| McClarren Financial Advisors, Inc. | 369 | $81.0K | 0.06% | +5+1.4% | Added |
| McIlrath & Eck, LLC | 361 | $80.0K | 0.02% | +75+26.2% | Added |
| First Personal Financial Services | 353 | $79.0K | 0.02% | 00.0% | Unchanged |
| Heritage Wealth Management, LLC | 355 | $79.0K | 0.02% | +355 | New |
| Baron Financial Group, LLC | 350 | $78.0K | 0.05% | 00.0% | Unchanged |
| Duncker Streett & Co Inc | 345 | $77.0K | 0.02% | 00.0% | Unchanged |
| Column Capital Advisors, LLC | 343 | $76.0K | 0.01% | −7−2.0% | Reduced |
| Centerpoint Advisors, LLC | 340 | $76.0K | 0.03% | 00.0% | Unchanged |
| JNBA Financial Advisors | 323 | $72.0K | 0.01% | +4+1.3% | Added |
| Rise Advisors, LLC | 322 | $72.0K | 0.06% | +25+8.4% | Added |
| O'Dell Group, LLC | 314 | $70.0K | 0.02% | +1+0.3% | Added |
| Motco | 308 | $69.0K | 0.00% | +251+440.4% | Added |
| Coastal Capital Group, Inc. | 307 | $68.0K | 0.02% | +1+0.3% | Added |
| Marquette Asset Management, LLC | 303 | $68.0K | 0.02% | +3+1.0% | Added |
| Lloyd Advisory Services, LLC. | 307 | $68.0K | 0.03% | +87+39.5% | Added |
| San Luis Wealth Advisors LLC | 330 | $68.0K | 0.03% | +330 | New |
| Worth Asset Management, LLC | 334 | $68.0K | 0.04% | +334 | New |
| JJJ Advisors Inc. | 300 | $67.0K | 0.02% | −40−11.8% | Reduced |
| Estate Counselors, LLC | 303 | $67.0K | 0.01% | 00.0% | Unchanged |
| Smith Group Asset Management, LLC | 300 | $67.0K | 0.00% | 00.0% | Unchanged |
| Estabrook Capital Management | 300 | $66.8K | 0.01% | 00.0% | Unchanged |
| HBC Financial Services, PLLC | 314 | $66.0K | 0.05% | +41+15.0% | Added |
| Aspire Private Capital, LLC | 291 | $65.0K | 0.02% | 00.0% | Unchanged |
| Earnest Partners LLC | 286 | $64.0K | 0.00% | 00.0% | Unchanged |
| Alaethes Wealth LLC | 265 | $59.0K | 0.04% | 00.0% | Unchanged |
| Corsicana & Co. | 266 | $59.0K | 0.04% | 00.0% | Unchanged |
| Tradewinds Capital Management, LLC | 266 | $59.0K | 0.01% | +3+1.1% | Added |
| Professional Financial Advisors, LLC | 257 | $57.0K | 0.02% | 00.0% | Unchanged |
| Monolith Advisors | 269 | $56.0K | 0.05% | 00.0% | Unchanged |
| Ellevest, Inc. | 253 | $56.0K | 0.00% | −11−4.2% | Reduced |
| Baldrige Asset Management LLC | 250 | $56.0K | 0.02% | 00.0% | Unchanged |
| Center for Financial Planning, Inc. | 250 | $56.0K | 0.01% | 00.0% | Unchanged |
| Providence Capital Advisors, LLC | 245 | $55.0K | 0.01% | 00.0% | Unchanged |
| Avion Wealth | 246 | $55.0K | 0.02% | 00.0% | Unchanged |
| Tacita Capital Inc | 245 | $55.0K | 0.03% | 00.0% | Unchanged |
| Pin Oak Investment Advisors Inc | 232 | $52.0K | 0.06% | 00.0% | Unchanged |
| GW&K Investment Management, LLC | 235 | $52.0K | 0.00% | +235 | New |
| Horrell Capital Management, Inc. | 226 | $50.0K | 0.02% | 00.0% | Unchanged |
| Bray Capital Advisors | 218 | $49.0K | 0.01% | +1+0.5% | Added |
| Moser Wealth Advisors, LLC | 220 | $49.0K | 0.03% | 00.0% | Unchanged |
| Carroll Investors, Inc | 220 | $49.0K | 0.03% | 00.0% | Unchanged |
| West Paces Advisors Inc. | 218 | $48.6K | 0.02% | −25−10.3% | Reduced |
| Baystate Wealth Management LLC | 217 | $48.0K | 0.00% | +2+0.9% | Added |
| Canton Hathaway, LLC | 217 | $48.0K | 0.01% | 00.0% | Unchanged |
| Clean Yield Group | 212 | $47.0K | 0.02% | 00.0% | Unchanged |
| Financial Enhancement Group LLC | 200 | $45.0K | 0.01% | −50−20.0% | Reduced |
| DB Fitzpatrick & Co, Inc | 202 | $45.0K | 0.04% | 00.0% | Unchanged |
| IMA Wealth, Inc. | 200 | $45.0K | 0.01% | 00.0% | Unchanged |
| Strategic Asset Management, LLC | 202 | $45.0K | 0.06% | +2+1.0% | Added |
| Surevest, LLC | 200 | $45.0K | 0.01% | +20+11.1% | Added |
| Capital Advisory Group Advisory Services, LLC | 200 | $45.0K | 0.02% | +200 | New |
| KB Financial Partners, LLC | 191 | $43.0K | 0.01% | −5−2.6% | Reduced |