Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2025
Institutional positions in Caterpillar Inc as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,903
- −53 vs. Q4 2024
- Shares held
- 330.7M
- −6.86M (−2.0%) vs. Q4 2024
- Total value
- $109.0B
- −$13.4B (−11.0%) vs. Q4 2024
- New holders
- 151
- 1,181 more added
- Sold out
- 204
- 1,120 more reduced
54 institutions that held it in Q4 2024 haven't filed for Q1 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| First Trust Advisors LP | 296,129 | $97.7M | 0.09% | +3,192+1.1% | Added |
| Cerity Partners LLC | 294,869 | $97.2M | 0.20% | +64,654+28.1% | Added |
| Great Lakes Advisors, LLC | 293,456 | $96.8M | 0.87% | −7,450−2.5% | Reduced |
| Colony Group, LLC | 291,012 | $96.0M | 0.24% | +20,754+7.7% | Added |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 290,830 | $95.9M | 0.98% | +17,163+6.3% | Added |
| Great West Life Assurance Co | 288,923 | $95.4M | 0.17% | +1,434+0.5% | Added |
| Voloridge Investment Management, LLC | 284,837 | $93.9M | 0.35% | +264,034+1,269.2% | Added |
| Royal London Asset Management Ltd | 278,955 | $92.0M | 0.22% | +22,844+8.9% | Added |
| State of Wisconsin Investment Board | 278,648 | $91.9M | 0.24% | +3,237+1.2% | Added |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 276,946 | $91.3M | 0.18% | −23,413−7.8% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 275,378 | $90.8M | 0.26% | +12,352+4.7% | Added |
| Prudential Financial Inc | 274,565 | $90.6M | 0.13% | −26,758−8.9% | Reduced |
| Storebrand Asset Management AS | 272,925 | $90.0M | 0.29% | +4,521+1.7% | Added |
| Creative Planning | 262,465 | $86.6M | 0.08% | +20,807+8.6% | Added |
| Advisor Group Holdings, Inc. | 256,499 | $84.7M | 0.19% | −2,724−1.1% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 256,656 | $84.6M | 0.37% | +200,458+356.7% | Added |
| Chevy Chase Trust Holdings, Inc. | 256,490 | $84.6M | 0.27% | −3,417−1.3% | Reduced |
| Empower Advisory Group, LLC | 256,441 | $84.6M | 0.28% | +1,053+0.4% | Added |
| Jennison Associates LLC | 256,131 | $84.5M | 0.06% | +5,372+2.1% | Added |
| Janney Montgomery Scott LLC | 255,575 | $84.3M | 0.24% | +2,038+0.8% | Added |
| Treasurer of the State of North Carolina | 245,394 | $80.9M | 0.32% | +16,099+7.0% | Added |
| Mariner, LLC | 240,807 | $79.4M | 0.13% | +9,593+4.1% | Added |
| TD Asset Management Inc | 239,292 | $78.9M | 0.07% | −9,708−3.9% | Reduced |
| Retirement Systems of Alabama | 239,204 | $78.9M | 0.31% | −3,389−1.4% | Reduced |
| Danske Bank A/S | 236,442 | $78.0M | 0.24% | −73,896−23.8% | Reduced |
| Cetera Investment Advisers | 235,195 | $77.6M | 0.15% | +1,671+0.7% | Added |
| Natixis Advisors, L.P. | 234,021 | $77.2M | 0.14% | −14,527−5.8% | Reduced |
| Squarepoint Ops LLC | 233,825 | $77.1M | 0.19% | +37,455+19.1% | Added |
| O'Shaughnessy Asset Management, LLC | 229,116 | $75.6M | 0.61% | +31,601+16.0% | Added |
| Rathbone Brothers plc | 222,471 | $73.4M | 0.35% | +15,288+7.4% | Added |
| Northwestern Mutual Wealth Management Co | 219,712 | $72.5M | 0.06% | +4,260+2.0% | Added |
| Ensign Peak Advisors, Inc | 216,547 | $71.4M | 0.14% | +16,986+8.5% | Added |
| Truist Financial Corp | 216,063 | $71.3M | 0.11% | +5,842+2.8% | Added |
| Millennium Management LLC | 213,902 | $70.5M | 0.07% | −108,368−33.6% | Reduced |
| GWM Advisors LLC | 205,136 | $67.7M | 0.40% | +19,240+10.3% | Added |
| Public Employees Retirement System of Ohio | 204,440 | $67.4M | 0.24% | −10,581−4.9% | Reduced |
| SG Americas Securities, LLC | 204,201 | $67.3M | 0.23% | +9,535+4.9% | Added |
| Susquehanna International Group, LLP | 204,014 | $67.3M | 0.11% | −74,908−26.9% | Reduced |
| M&T Bank Corp | 202,175 | $66.7M | 0.24% | −7,508−3.6% | Reduced |
| Allianz Asset Management GmbH | 199,019 | $65.6M | 0.10% | −189,862−48.8% | Reduced |
| Bollard Group LLC | 194,720 | $64.2M | 1.69% | +316+0.2% | Added |
| National Bank of Canada | 194,105 | $64.0M | 0.08% | −101,796−34.4% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 191,640 | $63.2M | 0.12% | +28,570+17.5% | Added |
| Arrowstreet Capital, Limited Partnership | 187,486 | $61.8M | 0.05% | +187,486 | New |
| Cambridge Investment Research Advisors, Inc. | 184,152 | $60.7M | 0.20% | −1,568−0.8% | Reduced |
| State of Tennessee, Treasury Department | 182,900 | $60.3M | 0.23% | +4,387+2.5% | Added |
| Credit Agricole S A | 179,864 | $59.3M | 0.22% | +89,934+100.0% | Added |
| Old Republic International Corporation | 177,000 | $58.4M | 2.27% | 00.0% | Unchanged |
| Teacher Retirement System of Texas | 175,583 | $57.9M | 0.24% | −81,043−31.6% | Reduced |
| Russell Investments Group, Ltd. | 173,702 | $57.3M | 0.08% | +15,455+9.8% | Added |
| Mackenzie Financial Corp | 173,302 | $57.2M | 0.08% | +2,491+1.5% | Added |
| Nisa Investment Advisors, LLC | 171,185 | $56.5M | 0.28% | +8,053+4.9% | Added |
| Lansforsakringar Fondforvaltning AB (publ) | 170,352 | $56.2M | 0.34% | −10,053−5.6% | Reduced |
| Financial Counselors Inc | 169,018 | $55.7M | 0.85% | +3,267+2.0% | Added |
| Skandinaviska Enskilda Banken AB (publ) | 168,492 | $55.6M | 0.27% | −127,996−43.2% | Reduced |
| Fort Washington Investment Advisors Inc | 166,418 | $54.9M | 0.34% | −306−0.2% | Reduced |
| Resona Asset Management Co.,Ltd. | 163,665 | $54.0M | 0.31% | +11,223+7.4% | Added |
| State of New Jersey Common Pension Fund D | 163,307 | $53.9M | 0.24% | −15,264−8.5% | Reduced |
| Daiwa Securities Group Inc. | 161,873 | $53.4M | 0.23% | +13,196+8.9% | Added |
| Kestra Advisory Services, LLC | 160,397 | $52.9M | 0.26% | −3,549−2.2% | Reduced |
| KBC Group NV | 159,175 | $52.5M | 0.16% | −11,379−6.7% | Reduced |
| Intech Investment Management LLC | 158,689 | $52.3M | 0.54% | −72,453−31.3% | Reduced |
| Gateway Investment Advisers LLC | 157,081 | $51.8M | 0.59% | +386+0.2% | Added |
| HM Payson & Co | 155,871 | $51.4M | 0.90% | +26,430+20.4% | Added |
| MML Investors Services, LLC | 155,662 | $51.3M | 0.17% | +7,560+5.1% | Added |
| CIBC World Markets Inc. | 147,540 | $48.7M | 0.11% | −118,635−44.6% | Reduced |
| Huntington National Bank | 147,342 | $48.6M | 0.35% | −5,020−3.3% | Reduced |
| Marshall Wace, LLP | 145,061 | $47.8M | 0.06% | +142,301+5,155.8% | Added |
| Aware Super Pty Ltd as trustee of Aware Super | 144,094 | $47.5M | 0.81% | 00.0% | Unchanged |
| Calamos Advisors LLC | 143,269 | $47.3M | 0.22% | +1,635+1.2% | Added |
| CBOE Vest Financial, LLC | 141,770 | $46.8M | 0.73% | −9,064−6.0% | Reduced |
| Arizona State Retirement System | 141,689 | $46.7M | 0.30% | +1,114+0.8% | Added |
| AXA S.A. | 141,283 | $46.6M | 0.15% | −15,798−10.1% | Reduced |
| Forsta Ap-Fonden | 139,900 | $46.1M | 0.35% | −3,500−2.4% | Reduced |
| Alpha Cubed Investments, LLC | 139,204 | $45.9M | 2.05% | +14,063+11.2% | Added |
| State of Michigan Retirement System | 137,672 | $45.4M | 0.26% | −1,400−1.0% | Reduced |
| Captrust Financial Advisors | 135,012 | $44.5M | 0.11% | +2,819+2.1% | Added |
| Adage Capital Partners GP, L.L.C. | 134,754 | $44.4M | 0.08% | +62,727+87.1% | Added |
| Keybank National Association | 134,482 | $44.4M | 0.18% | −724−0.5% | Reduced |
| Allspring Global Investments Holdings, LLC | 133,397 | $44.1M | 0.08% | +27,623+26.1% | Added |
| STRS Ohio | 133,006 | $43.9M | 0.18% | −2,685−2.0% | Reduced |
| Los Angeles Capital Management LLC | 132,653 | $43.7M | 0.19% | +8,434+6.8% | Added |
| Commerce Bank | 130,885 | $43.2M | 0.28% | −13,571−9.4% | Reduced |
| Macquarie Group Ltd | 130,733 | $43.1M | 0.05% | +29,029+28.5% | Added |
| Assenagon Asset Management S.A. | 130,382 | $43.0M | 0.08% | −171,191−56.8% | Reduced |
| Tocqueville Asset Management L.P. | 129,410 | $42.7M | 0.70% | −3,708−2.8% | Reduced |
| Heritage Investors Management Corp | 128,969 | $42.5M | 1.46% | −731−0.6% | Reduced |
| Swiss Life Asset Management Ltd | 128,454 | $42.4M | 0.31% | +10,911+9.3% | Added |
| MetLife Investment Management | 127,209 | $42.0M | 0.23% | −3,753−2.9% | Reduced |
| Sequoia Financial Advisors, LLC | 125,429 | $41.4M | 0.32% | +4,218+3.5% | Added |
| Meyer Handelman Co | 124,136 | $40.9M | 1.43% | −330−0.3% | Reduced |
| Corebridge Financial, Inc. | 123,298 | $40.7M | 0.23% | −9,316−7.0% | Reduced |
| Sanctuary Advisors, LLC | 122,825 | $40.5M | 0.28% | −2,989−2.4% | Reduced |
| QRG Capital Management, Inc. | 122,551 | $40.4M | 0.42% | −2,636−2.1% | Reduced |
| Natixis | 123,080 | $40.4M | 0.24% | +113,025+1,124.1% | Added |
| Virginia Retirement Systems Et Al | 122,412 | $40.4M | 0.30% | +122,412 | New |
| Robeco Institutional Asset Management B.V. | 121,892 | $40.2M | 0.08% | −1,080−0.9% | Reduced |
| Achmea Investment Management B.V. | 121,134 | $40.0M | 0.58% | +12,516+11.5% | Added |
| S&CO Inc | 114,895 | $37.9M | 2.54% | −627−0.5% | Reduced |
| Wellington Management Group LLP | 114,742 | $37.8M | 0.01% | +25,806+29.0% | Added |