Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2025
Institutional positions in Caterpillar Inc as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,903
- −53 vs. Q4 2024
- Shares held
- 330.7M
- −6.86M (−2.0%) vs. Q4 2024
- Total value
- $109.0B
- −$13.4B (−11.0%) vs. Q4 2024
- New holders
- 151
- 1,181 more added
- Sold out
- 204
- 1,120 more reduced
54 institutions that held it in Q4 2024 haven't filed for Q1 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Blair William & Co | 114,279 | $37.7M | 0.11% | −1,112−1.0% | Reduced |
| Van Eck Associates Corp | 113,661 | $37.5M | 0.05% | +13,984+14.0% | Added |
| Quantinno Capital Management LP | 113,102 | $37.3M | 0.24% | +16,950+17.6% | Added |
| Mercer Global Advisors Inc | 112,826 | $37.2M | 0.09% | −524−0.5% | Reduced |
| Pinnacle Associates Ltd | 112,248 | $37.0M | 0.54% | +642+0.6% | Added |
| Vontobel Holding Ltd. | 111,853 | $36.9M | 0.13% | +5,780+5.4% | Added |
| Czech National Bank | 109,773 | $36.2M | 0.33% | +5,092+4.9% | Added |
| Bradley Foster & Sargent Inc | 109,627 | $36.2M | 0.62% | +1,202+1.1% | Added |
| Conning Inc. | 109,385 | $36.1M | 1.26% | +11,092+11.3% | Added |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 109,297 | $36.0M | 0.21% | +6,639+6.5% | Added |
| Clearstead Advisors, LLC | 108,978 | $35.9M | 0.56% | +890+0.8% | Added |
| Cresset Asset Management, LLC | 108,894 | $35.9M | 0.18% | −6,983−6.0% | Reduced |
| Ofi Invest Asset Management | 117,204 | $35.8M | 0.94% | +630+0.5% | Added |
| Aptus Capital Advisors, LLC | 108,134 | $35.7M | 0.40% | +12,025+12.5% | Added |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 107,075 | $35.3M | 0.09% | −16,178−13.1% | Reduced |
| BI Asset Management Fondsmaeglerselskab A/S | 106,641 | $35.2M | 0.40% | −51,974−32.8% | Reduced |
| Gabelli Funds LLC | 106,490 | $35.1M | 0.27% | −3,165−2.9% | Reduced |
| Prospera Financial Services Inc | 105,607 | $34.8M | 0.80% | +1,921+1.9% | Added |
| Steward Partners Investment Advisory, LLC | 103,143 | $34.0M | 0.30% | +2,523+2.5% | Added |
| Comerica Bank | 102,868 | $33.9M | 0.14% | −7,015−6.4% | Reduced |
| Manning & Napier Advisors LLC | 102,629 | $33.8M | 0.42% | −10,866−9.6% | Reduced |
| Toroso Investments, LLC | 102,508 | $33.8M | 0.29% | +28,762+39.0% | Added |
| Country Trust Bank | 102,236 | $33.7M | 0.85% | +737+0.7% | Added |
| Fjarde Ap-Fonden /Fourth Swedish National Pension Fund | 101,846 | $33.6M | 0.40% | +1,400+1.4% | Added |
| CIBC World Markets Corp | 101,170 | $33.4M | 0.26% | −116,511−53.5% | Reduced |
| Pinebridge Investments, L.P. | 100,441 | $33.1M | 0.27% | +77,415+336.2% | Added |
| Wesleyan Assurance Society | 100,379 | $33.1M | 2.46% | 00.0% | Unchanged |
| Handelsbanken Fonder AB | 100,101 | $33.0M | 0.14% | +2,779+2.9% | Added |
| Paralel Advisors LLC | 100,000 | $33.0M | 1.37% | 00.0% | Unchanged |
| SEI Investments Co | 99,336 | $32.8M | 0.04% | −3,855−3.7% | Reduced |
| BLI - Banque de Luxembourg Investments | 99,400 | $32.7M | 0.99% | −21,000−17.4% | Reduced |
| Amalgamated Bank | 98,731 | $32.6M | 0.28% | −205−0.2% | Reduced |
| Main Street Research LLC | 98,562 | $32.5M | 2.12% | +2,076+2.2% | Added |
| Busey Wealth Management | 95,802 | $31.6M | 1.06% | +849+0.9% | Added |
| Mesirow Financial Investment Management, Inc. | 95,628 | $31.5M | 0.61% | −2,008−2.1% | Reduced |
| Adviser Investments LLC | 95,599 | $31.5M | 0.40% | +29,448+44.5% | Added |
| Edmond de Rothschild Holding S.A. | 94,648 | $31.2M | 0.55% | +92,211+3,783.8% | Added |
| LSV Asset Management | 93,420 | $30.8M | 0.07% | −57,890−38.3% | Reduced |
| Minneapolis Portfolio Management Group, LLC | 93,063 | $30.7M | 4.26% | −1,180−1.3% | Reduced |
| British Columbia Investment Management Corp | 92,333 | $30.5M | 0.19% | −518−0.6% | Reduced |
| Man Group plc | 92,010 | $30.3M | 0.09% | +58,710+176.3% | Added |
| Twin Tree Management, LP | 91,734 | $30.3M | 0.67% | +91,734 | New |
| IFM Investors Pty Ltd | 91,180 | $30.1M | 0.33% | −432−0.5% | Reduced |
| CWM, LLC | 90,696 | $29.9M | 0.12% | +6,622+7.9% | Added |
| Mediolanum International Funds Ltd | 89,981 | $29.7M | 0.41% | +4,321+5.0% | Added |
| Brown Advisory Inc | 86,206 | $28.4M | 0.04% | −1,841−2.1% | Reduced |
| Jump Financial, LLC | 86,188 | $28.4M | 0.43% | +85,496+12,354.9% | Added |
| Yousif Capital Management, LLC | 86,180 | $28.4M | 0.33% | −6,330−6.8% | Reduced |
| Erste Asset Management GmbH | 83,310 | $27.5M | 0.35% | −23,499−22.0% | Reduced |
| Beacon Pointe Advisors, LLC | 81,955 | $27.0M | 0.30% | −1,368−1.6% | Reduced |
| D.A. Davidson & Co. | 80,856 | $26.7M | 0.21% | +2,433+3.1% | Added |
| AQR Capital Management LLC | 81,978 | $26.6M | 0.03% | −6,767−7.6% | Reduced |
| Varma Mutual Pension Insurance Co | 80,556 | $26.6M | 0.23% | −3,800−4.5% | Reduced |
| Banco Santander, S.A. | 80,534 | $26.6M | 0.29% | −16,285−16.8% | Reduced |
| Utah Retirement Systems | 79,925 | $26.4M | 0.30% | −1,190−1.5% | Reduced |
| Regions Financial Corp | 79,805 | $26.3M | 0.20% | −2,229−2.7% | Reduced |
| Levin Capital Strategies, L.P. | 79,310 | $26.2M | 2.78% | −2,427−3.0% | Reduced |
| Vaughan David Investments LLC | 78,968 | $26.0M | 0.61% | −90.0% | Reduced |
| Mirae Asset Global ETFs Holdings Ltd. | 78,947 | $26.0M | 0.06% | +7,125+9.9% | Added |
| Capital International Inc | 77,454 | $25.5M | 0.31% | −52,195−40.3% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 76,088 | $25.1M | 0.10% | +7,459+10.9% | Added |
| NorthCrest Asset Manangement, LLC | 76,051 | $25.1M | 0.76% | +1,130+1.5% | Added |
| Congress Wealth Management LLC | 74,667 | $24.6M | 0.30% | +14,027+23.1% | Added |
| Peapack Gladstone Financial Corp | 73,966 | $24.4M | 0.36% | −7,289−9.0% | Reduced |
| CIBC Asset Management Inc | 73,882 | $24.4M | 0.08% | −2,023−2.7% | Reduced |
| Willis Investment Counsel | 73,778 | $24.3M | 1.64% | +40.0% | Added |
| Scotia Capital Inc. | 72,469 | $23.9M | 0.13% | −4,712−6.1% | Reduced |
| Advisors Capital Management, LLC | 72,184 | $23.8M | 0.37% | +1,636+2.3% | Added |
| Foundry Partners, LLC | 71,897 | $23.7M | 1.26% | −13,953−16.3% | Reduced |
| Marco Investment Management LLC | 71,570 | $23.6M | 2.19% | −198−0.3% | Reduced |
| Xponance, Inc. | 70,671 | $23.3M | 0.23% | +544+0.8% | Added |
| Ausdal Financial Partners, Inc. | 70,651 | $23.3M | 1.76% | +1,524+2.2% | Added |
| Jones Financial Companies LLLP | 70,621 | $23.3M | 0.02% | +17,123+32.0% | Added |
| Stephens Inc | 70,471 | $23.2M | 0.34% | −20,869−22.8% | Reduced |
| Police & Firemen's Retirement System of New Jersey | 70,263 | $23.2M | 0.23% | −917−1.3% | Reduced |
| Nichols & Pratt Advisers LLP | 69,895 | $23.1M | 1.57% | −2,500−3.5% | Reduced |
| Gotham Asset Management, LLC | 69,299 | $22.9M | 0.19% | −5,721−7.6% | Reduced |
| Glenview Trust Co | 68,462 | $22.6M | 0.44% | −1,938−2.8% | Reduced |
| B. Metzler seel. Sohn & Co. AG | 68,180 | $22.5M | 0.23% | −55,961−45.1% | Reduced |
| Zimmer Partners, LP | 67,950 | $22.4M | 0.45% | +37,830+125.6% | Added |
| Badgley Phelps Wealth Managers, LLC | 67,532 | $22.3M | 0.54% | +365+0.5% | Added |
| J. Safra Sarasin Holding AG | 66,955 | $22.1M | 0.40% | −1,312−1.9% | Reduced |
| AMF Pensionsforsakring AB | 66,863 | $22.1M | 0.16% | 00.0% | Unchanged |
| Grassi Investment Management | 66,904 | $22.1M | 2.04% | −50−0.1% | Reduced |
| Pathstone Holdings, LLC | 66,056 | $21.8M | 0.09% | +917+1.4% | Added |
| Private Advisor Group, LLC | 65,353 | $21.6M | 0.13% | −2,443−3.6% | Reduced |
| Fiduciary Trust Co | 65,046 | $21.5M | 0.28% | +862+1.3% | Added |
| Public Employees Retirement Association of Colorado | 64,879 | $21.4M | 0.09% | −180−0.3% | Reduced |
| Public Sector Pension Investment Board | 64,469 | $21.3M | 0.09% | +4,300+7.1% | Added |
| Factory Mutual Insurance Co | 64,100 | $21.1M | 0.25% | 00.0% | Unchanged |
| New York Life Investment Management LLC | 64,081 | $21.1M | 0.22% | −881−1.4% | Reduced |
| United Services Automobile Association | 64,017 | $21.1M | 0.65% | 00.0% | Unchanged |
| Wealthfront Advisers LLC | 63,502 | $20.9M | 0.06% | +2,380+3.9% | Added |
| Westchester Capital Management, Inc. | 63,435 | $20.9M | 5.20% | +468+0.7% | Added |
| Renaissance Technologies LLC | 63,360 | $20.9M | 0.03% | −98,481−60.9% | Reduced |
| Kames Capital plc | 63,053 | $20.8M | 0.30% | −21,147−25.1% | Reduced |
| Janus Henderson Group PLC | 62,393 | $20.6M | 0.01% | −398−0.6% | Reduced |
| Lazard Asset Management LLC | 62,315 | $20.6M | 0.03% | +7,250+13.2% | Added |
| TD Waterhouse Canada Inc. | 62,216 | $20.5M | 0.17% | −10,276−14.2% | Reduced |
| Fayez Sarofim & Co | 61,764 | $20.4M | 0.05% | +1,265+2.1% | Added |