Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2025
Institutional positions in Caterpillar Inc as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,903
- −53 vs. Q4 2024
- Shares held
- 330.7M
- −6.86M (−2.0%) vs. Q4 2024
- Total value
- $109.0B
- −$13.4B (−11.0%) vs. Q4 2024
- New holders
- 151
- 1,181 more added
- Sold out
- 204
- 1,120 more reduced
54 institutions that held it in Q4 2024 haven't filed for Q1 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cutler Investment Counsel LLC | 61,492 | $20.3M | 2.44% | −1,840−2.9% | Reduced |
| Capital International Sarl | 61,480 | $20.3M | 0.46% | −55,541−47.5% | Reduced |
| Nissay Asset Management Corp | 61,287 | $20.2M | 0.13% | +565+0.9% | Added |
| JustInvest LLC | 61,257 | $20.2M | 0.30% | +3,328+5.7% | Added |
| Moran Wealth Management, LLC | 61,230 | $20.2M | 0.68% | +6,352+11.6% | Added |
| Mutual of America Capital Management LLC | 61,122 | $20.2M | 0.23% | −2,412−3.8% | Reduced |
| Blackhill Capital Inc | 60,000 | $19.8M | 1.15% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 58,676 | $19.4M | 0.29% | +3,552+6.4% | Added |
| Delta Asset Management LLC | 58,178 | $19.2M | 1.82% | −1,556−2.6% | Reduced |
| Allworth Financial LP | 62,166 | $19.1M | 0.11% | +1,334+2.2% | Added |
| USS Investment Management Ltd | 57,808 | $19.1M | 0.14% | −21,900−27.5% | Reduced |
| Massmutual Trust Co FSB | 57,517 | $19.0M | 0.55% | +642+1.1% | Added |
| Empowered Funds, LLC | 57,497 | $19.0M | 0.27% | +28,308+97.0% | Added |
| Lido Advisors, LLC | 56,757 | $18.7M | 0.11% | +10,931+23.9% | Added |
| Harvest Portfolios Group Inc. | 56,653 | $18.7M | 0.55% | +2,053+3.8% | Added |
| ASR Vermogensbeheer N.V. | 56,561 | $18.7M | 0.28% | +56,561 | New |
| Ethic Inc. | 56,104 | $18.5M | 0.38% | −995−1.7% | Reduced |
| Silvercrest Asset Management Group LLC | 56,216 | $18.5M | 0.13% | +310+0.6% | Added |
| Eisler Capital Management Ltd. | 56,049 | $18.5M | 0.55% | +50,077+838.5% | Added |
| State of Alaska, Department of Revenue | 56,008 | $18.5M | 0.21% | +960+1.7% | Added |
| Brookstone Capital Management | 55,711 | $18.4M | 0.26% | +24,435+78.1% | Added |
| CCM Investment Advisers LLC | 55,429 | $18.3M | 2.24% | −1,347−2.4% | Reduced |
| Oppenheimer Asset Management Inc. | 55,043 | $18.2M | 0.23% | −2,332−4.1% | Reduced |
| Kovitz Investment Group Partners, LLC | 54,855 | $18.1M | 0.09% | −650−1.2% | Reduced |
| Callahan Advisors, LLC | 54,657 | $18.0M | 1.72% | −242−0.4% | Reduced |
| Richard C. Young & CO., LTD. | 54,567 | $18.0M | 1.93% | −1,188−2.1% | Reduced |
| Congress Asset Management Co | 54,371 | $17.9M | 0.13% | −1,242−2.2% | Reduced |
| Wiley Bros.-Aintree Capital, LLC | 52,956 | $17.5M | 0.19% | +4,128+8.5% | Added |
| Wharton Business Group, LLC | 52,538 | $17.4M | 0.79% | −270−0.5% | Reduced |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 52,507 | $17.3M | 0.02% | −42,680−44.8% | Reduced |
| Associated Banc-Corp | 52,441 | $17.3M | 0.53% | −1,441−2.7% | Reduced |
| KCM Investment Advisors LLC | 52,222 | $17.2M | 0.62% | −1,586−2.9% | Reduced |
| Kempen Capital Management N.V. | 51,947 | $17.1M | 0.18% | +1,353+2.7% | Added |
| Baker Avenue Asset Management, LP | 51,832 | $17.1M | 0.54% | +73+0.1% | Added |
| Guggenheim Capital LLC | 51,758 | $17.1M | 0.16% | −730−1.4% | Reduced |
| LaFleur & Godfrey LLC | 51,353 | $16.9M | 2.30% | +568+1.1% | Added |
| OP Asset Management Ltd | 50,374 | $16.6M | 0.28% | +50,374 | New |
| Crossmark Global Holdings, Inc. | 50,219 | $16.6M | 0.29% | +3,669+7.9% | Added |
| NEOS Investment Management LLC | 50,101 | $16.5M | 0.31% | +11,628+30.2% | Added |
| Umb Bank N A | 49,778 | $16.4M | 0.27% | −5,121−9.3% | Reduced |
| Whittier Trust Co | 49,192 | $16.2M | 0.23% | −1,024−2.0% | Reduced |
| Charter Trust Co | 49,171 | $16.2M | 1.07% | −208−0.4% | Reduced |
| Avantax Advisory Services, Inc. | 49,091 | $16.2M | 0.10% | +1,666+3.5% | Added |
| United Capital Financial Advisers, LLC | 48,521 | $16.0M | 0.14% | −1,367−2.7% | Reduced |
| Capital Fund Management S.A. | 48,277 | $15.9M | 0.20% | +48,277 | New |
| Allianz SE | 47,764 | $15.8M | 0.42% | 00.0% | Unchanged |
| Kestra Private Wealth Services, LLC | 47,068 | $15.5M | 0.26% | +1,829+4.0% | Added |
| Federated Hermes, Inc. | 46,739 | $15.4M | 0.03% | −1,159−2.4% | Reduced |
| Davenport & Co LLC | 46,070 | $15.2M | 0.09% | +1,015+2.3% | Added |
| Independent Advisor Alliance | 46,046 | $15.2M | 0.50% | −3,513−7.1% | Reduced |
| CWM Advisors, LLC | 46,037 | $15.2M | 1.80% | +2,873+6.7% | Added |
| FineMark National Bank & Trust | 46,015 | $15.2M | 0.55% | −14,380−23.8% | Reduced |
| First National Trust Co | 45,901 | $15.1M | 0.61% | −3,541−7.2% | Reduced |
| SlateStone Wealth, LLC | 45,049 | $14.9M | 1.49% | +4,782+11.9% | Added |
| American Assets Investment Management, LLC | 45,000 | $14.8M | 1.30% | 00.0% | Unchanged |
| Savant Capital, LLC | 44,864 | $14.8M | 0.13% | −16,217−26.5% | Reduced |
| Generali Asset Management SPA SGR | 44,834 | $14.8M | 0.36% | −9,071−16.8% | Reduced |
| Integrated Advisors Network LLC | 44,777 | $14.8M | 0.75% | −14,239−24.1% | Reduced |
| Henshaw Capital LLC | 44,335 | $14.6M | 0.64% | +10,275+30.2% | Added |
| HB Wealth Management, LLC | 44,115 | $14.5M | 0.12% | +6,311+16.7% | Added |
| Rakuten Investment Management, Inc. | 43,818 | $14.4M | 0.07% | +43,818 | New |
| Allied Investment Advisors, LLC | 42,984 | $14.2M | 2.69% | +1,217+2.9% | Added |
| Glenmede Trust Co NA | 42,870 | $14.1M | 0.08% | −23,282−35.2% | Reduced |
| Atwater Malick LLC | 42,740 | $14.1M | 4.77% | +514+1.2% | Added |
| Salem Investment Counselors Inc | 42,533 | $14.0M | 0.49% | +304+0.7% | Added |
| Dodge & Cox | 41,951 | $13.8M | 0.01% | −25−0.1% | Reduced |
| Segment Wealth Management, LLC | 41,943 | $13.8M | 0.94% | +1,227+3.0% | Added |
| Culbertson A N & Co Inc | 41,751 | $13.8M | 2.20% | −90.0% | Reduced |
| Acadian Asset Management LLC | 41,743 | $13.8M | 0.04% | +28,650+218.8% | Added |
| Sanibel Captiva Trust Company, Inc. | 41,679 | $13.7M | 0.45% | −4,650−10.0% | Reduced |
| Stillwater Capital Advisors, LLC | 41,633 | $13.7M | 1.92% | +318+0.8% | Added |
| Birmingham Capital Management Co Inc | 41,525 | $13.7M | 5.15% | −2,710−6.1% | Reduced |
| Noesis Capital Mangement Corp | 41,461 | $13.7M | 2.72% | +769+1.9% | Added |
| Oregon Public Employees Retirement Fund | 41,029 | $13.5M | 0.26% | −364−0.9% | Reduced |
| Woodline Partners LP | 40,378 | $13.3M | 0.09% | +11,384+39.3% | Added |
| Candriam Luxembourg S.C.A. | 40,261 | $13.3M | 0.08% | +350+0.9% | Added |
| Quilter Plc | 40,169 | $13.2M | 0.28% | −160−0.4% | Reduced |
| Clear Harbor Asset Management, LLC | 40,102 | $13.2M | 1.05% | −2,021−4.8% | Reduced |
| Parsons Capital Management Inc | 39,832 | $13.1M | 0.72% | −420−1.0% | Reduced |
| Exchange Traded Concepts, LLC | 39,716 | $13.1M | 0.23% | −9,405−19.1% | Reduced |
| Central Trust Co | 39,561 | $13.0M | 0.32% | −3,025−7.1% | Reduced |
| Stockman Wealth Management, Inc. | 39,407 | $13.0M | 1.92% | +2,031+5.4% | Added |
| Dearborn Partners LLC | 39,398 | $13.0M | 0.62% | −88−0.2% | Reduced |
| Elo Mutual Pension Insurance Co | 39,113 | $12.9M | 0.29% | −3,504−8.2% | Reduced |
| Meridian Wealth Management, LLC | 38,972 | $12.9M | 0.62% | +1,574+4.2% | Added |
| Jacobs & Co | 38,845 | $12.8M | 1.37% | +337+0.9% | Added |
| Federation des caisses Desjardins du Quebec | 38,823 | $12.8M | 0.06% | +1,712+4.6% | Added |
| Janney Capital Management LLC | 38,787 | $12.8M | 0.88% | −2,166−5.3% | Reduced |
| Freestone Grove Partners LP | 38,617 | $12.7M | 0.13% | +38,617 | New |
| Capital International Ltd | 38,381 | $12.7M | 0.55% | −39,919−51.0% | Reduced |
| Lee Danner & Bass Inc | 38,370 | $12.7M | 1.02% | −105−0.3% | Reduced |
| Synovus Financial Corp | 38,349 | $12.6M | 0.16% | −108−0.3% | Reduced |
| Mizuho Securities USA LLC | 38,268 | $12.6M | 0.27% | −7,491−16.4% | Reduced |
| Capital Investment Advisors, LLC | 38,078 | $12.6M | 0.25% | −244−0.6% | Reduced |
| LS Investment Advisors, LLC | 38,009 | $12.5M | 1.93% | +89+0.2% | Added |
| Welch Group, LLC | 37,970 | $12.5M | 0.55% | +1,156+3.1% | Added |
| F/M Investments LLC | 37,485 | $12.4M | 0.49% | −1,674−4.3% | Reduced |
| Bokf, NA | 37,473 | $12.4M | 0.22% | −1,931−4.9% | Reduced |
| Teachers Retirement System of the State of Kentucky | 37,269 | $12.3M | 0.11% | +1,368+3.8% | Added |
| Clifford Swan Investment Counsel LLC | 37,254 | $12.3M | 0.45% | −75−0.2% | Reduced |