Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2025
Institutional positions in Caterpillar Inc as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,903
- −53 vs. Q4 2024
- Shares held
- 330.7M
- −6.86M (−2.0%) vs. Q4 2024
- Total value
- $109.0B
- −$13.4B (−11.0%) vs. Q4 2024
- New holders
- 151
- 1,181 more added
- Sold out
- 204
- 1,120 more reduced
54 institutions that held it in Q4 2024 haven't filed for Q1 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Advisory Services Network, LLC | 37,029 | $12.2M | 0.23% | +963+2.7% | Added |
| Vantage Investment Partners, LLC | 36,963 | $12.2M | 1.02% | +2,502+7.3% | Added |
| Pittenger & Anderson Inc | 36,759 | $12.1M | 0.44% | −46−0.1% | Reduced |
| Cornerstone Advisors, LLC | 36,500 | $12.0M | 0.52% | 00.0% | Unchanged |
| Rafferty Asset Management, LLC | 36,342 | $12.0M | 0.05% | −9,205−20.2% | Reduced |
| Lyell Wealth Management, LP | 35,918 | $11.8M | 1.11% | +516+1.5% | Added |
| Dakota Wealth Management | 35,865 | $11.8M | 0.28% | −2,716−7.0% | Reduced |
| Polar Capital Holdings Plc | 35,773 | $11.8M | 0.07% | +4,448+14.2% | Added |
| Norinchukin Bank, The | 35,551 | $11.7M | 0.22% | +3,545+11.1% | Added |
| Braun Stacey Associates Inc | 35,232 | $11.6M | 0.48% | +395+1.1% | Added |
| Shelton Capital Management | 35,023 | $11.6M | 0.28% | +858+2.5% | Added |
| Cullinan Associates Inc | 35,022 | $11.6M | 0.82% | −21−0.1% | Reduced |
| TownSquare Capital, LLC | 34,895 | $11.5M | 0.12% | +628+1.8% | Added |
| Whittier Trust Co of Nevada Inc | 34,589 | $11.4M | 0.29% | −407−1.2% | Reduced |
| Greenwood Gearhart Inc | 34,465 | $11.4M | 0.79% | +213+0.6% | Added |
| HighPoint Advisor Group LLC | 36,618 | $11.3M | 0.66% | +125+0.3% | Added |
| CIBC Private Wealth Group, LLC | 40,999 | $11.2M | 0.02% | −280−0.7% | Reduced |
| Benjamin Edwards Inc | 33,820 | $11.2M | 0.16% | +188+0.6% | Added |
| German American Bancorp, Inc. | 33,692 | $11.1M | 1.19% | +296+0.9% | Added |
| Jamison Private Wealth Management, Inc. | 33,258 | $11.0M | 1.67% | −150.0% | Reduced |
| Kentucky Retirement Systems | 32,969 | $10.9M | 0.33% | −353−1.1% | Reduced |
| Summit Financial, LLC | 32,043 | $10.6M | 0.30% | −5,694−15.1% | Reduced |
| Eagle Global Advisors LLC | 32,022 | $10.6M | 0.43% | +1,880+6.2% | Added |
| Atria Investments LLC | 31,833 | $10.5M | 0.13% | +1,092+3.6% | Added |
| Omers Administration Corp | 31,741 | $10.5M | 0.09% | +1,634+5.4% | Added |
| Group One Trading, L.P. | 31,678 | $10.4M | 0.44% | +31,678 | New |
| Brevan Howard Capital Management LP | 31,261 | $10.3M | 0.29% | +31,261 | New |
| NBT Bank N A | 31,087 | $10.3M | 0.74% | −12,679−29.0% | Reduced |
| Banco Bilbao Vizcaya Argentaria, S.A. | 30,955 | $10.2M | 0.10% | +1,105+3.7% | Added |
| CX Institutional | 30,918 | $10.2M | 0.38% | +5,523+21.7% | Added |
| Venture Visionary Partners LLC | 30,888 | $10.2M | 0.43% | +1,581+5.4% | Added |
| Shelter Mutual Insurance Co | 30,780 | $10.2M | 2.45% | 00.0% | Unchanged |
| UniSuper Management Pty Ltd | 30,458 | $10.0M | 0.07% | +1,788+6.2% | Added |
| Vident Advisory, LLC | 30,405 | $10.0M | 0.15% | −748−2.4% | Reduced |
| Folger Nolan Fleming Douglas Capital Management, Inc | 30,142 | $9.94M | 1.12% | −973−3.1% | Reduced |
| Prime Capital Investment Advisors, LLC | 29,982 | $9.89M | 0.12% | +4,246+16.5% | Added |
| Paradiem, LLC | 29,893 | $9.86M | 2.72% | −946−3.1% | Reduced |
| M&G Plc | 29,705 | $9.80M | 0.05% | −3,340−10.1% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 29,703 | $9.80M | 0.30% | −661−2.2% | Reduced |
| Freestone Capital Holdings, LLC | 29,630 | $9.77M | 0.37% | +527+1.8% | Added |
| James Investment Research Inc | 29,592 | $9.76M | 1.24% | −2,021−6.4% | Reduced |
| Schonfeld Strategic Advisors LLC | 29,395 | $9.69M | 0.07% | +27,173+1,222.9% | Added |
| Bogart Wealth, LLC | 29,250 | $9.65M | 0.46% | +1,259+4.5% | Added |
| Banque Cantonale Vaudoise | 29,201 | $9.63M | 0.42% | +29,201 | New |
| Hartford Investment Management Co | 29,160 | $9.62M | 0.33% | −685−2.3% | Reduced |
| Kanawha Capital Management LLC | 29,110 | $9.60M | 0.75% | +1,072+3.8% | Added |
| Sienna Gestion | 29,638 | $9.50M | 0.78% | −1,773−5.6% | Reduced |
| Simmons Bank | 28,420 | $9.37M | 0.71% | −1,463−4.9% | Reduced |
| LMCG Investments, LLC | 28,047 | $9.25M | 0.61% | −3,131−10.0% | Reduced |
| Drexel Morgan & Co. | 27,886 | $9.20M | 1.93% | 00.0% | Unchanged |
| Walleye Trading LLC | 27,609 | $9.11M | 0.26% | +27,609 | New |
| Panagora Asset Management Inc | 27,575 | $9.09M | 0.05% | +18,376+199.8% | Added |
| Gulf International Bank (UK) Ltd | 27,546 | $9.08M | 0.31% | −11,056−28.6% | Reduced |
| MainStreet Investment Advisors LLC | 27,210 | $8.97M | 1.31% | −1,318−4.6% | Reduced |
| Meiji Yasuda Asset Management Co Ltd. | 27,159 | $8.96M | 0.36% | −8,407−23.6% | Reduced |
| Nan Shan Life Insurance Co., Ltd. | 27,093 | $8.94M | 0.21% | 00.0% | Unchanged |
| Knights of Columbus Asset Advisors LLC | 27,074 | $8.93M | 0.61% | −335−1.2% | Reduced |
| Brinker Capital Investments, LLC | 27,070 | $8.93M | 0.09% | +497+1.9% | Added |
| Orion Portfolio Solutions, LLC | 27,070 | $8.93M | 0.09% | +497+1.9% | Added |
| Atria Wealth Solutions, Inc. | 26,911 | $8.87M | 0.11% | −6,743−20.0% | Reduced |
| Metis Global Partners, LLC | 26,605 | $8.77M | 0.25% | +3,013+12.8% | Added |
| Independent Wealth Network Inc. | 26,546 | $8.75M | 3.49% | −61−0.2% | Reduced |
| Farmers & Merchants Investments Inc | 26,463 | $8.73M | 0.28% | −343−1.3% | Reduced |
| Citizens Financial Group Inc | 26,420 | $8.71M | 0.17% | +7,323+38.3% | Added |
| Hantz Financial Services, Inc. | 26,326 | $8.68M | 0.15% | −966−3.5% | Reduced |
| American National Bank | 26,174 | $8.63M | 0.96% | +1,381+5.6% | Added |
| National Asset Management, Inc. | 26,167 | $8.63M | 0.26% | −2,929−10.1% | Reduced |
| Rothschild Investment LLC | 26,137 | $8.62M | 0.58% | +16,832+180.9% | Added |
| Addenda Capital Inc. | 26,113 | $8.61M | 0.32% | −45−0.2% | Reduced |
| Turtle Creek Wealth Advisors, LLC | 25,945 | $8.56M | 1.28% | +5,650+27.8% | Added |
| Apollon Wealth Management, LLC | 25,806 | $8.51M | 0.19% | +202+0.8% | Added |
| OneAscent Financial Services LLC | 25,710 | $8.49M | 0.55% | +13,734+114.7% | Added |
| Louisiana State Employees Retirement System | 25,700 | $8.48M | 0.17% | −300−1.2% | Reduced |
| CSM Advisors, LLC | 25,665 | $8.46M | 0.46% | −8,175−24.2% | Reduced |
| RSM US Wealth Management LLC | 25,641 | $8.46M | 0.13% | −1,523−5.6% | Reduced |
| Tufton Capital Management | 25,572 | $8.43M | 1.62% | +108+0.4% | Added |
| AIA Group Ltd | 25,562 | $8.43M | 0.21% | −11,750−31.5% | Reduced |
| BNP Paribas | 25,550 | $8.43M | 0.35% | +19,935+355.0% | Added |
| Union Bancaire Privee, UBP SA | 26,844 | $8.40M | 0.16% | +5,384+25.1% | Added |
| Bowen Hanes & Co Inc | 25,409 | $8.38M | 0.23% | −13,370−34.5% | Reduced |
| Coldstream Capital Management Inc | 25,387 | $8.37M | 0.18% | −590−2.3% | Reduced |
| Integris Wealth Management, LLC | 25,328 | $8.35M | 2.38% | 00.0% | Unchanged |
| Securian Asset Management, Inc | 25,318 | $8.35M | 0.25% | −631−2.4% | Reduced |
| Axxcess Wealth Management, LLC | 25,176 | $8.30M | 0.23% | +4,470+21.6% | Added |
| Americana Partners, LLC | 25,168 | $8.30M | 0.32% | +1,362+5.7% | Added |
| Temasek Holdings (Private) Ltd | 25,122 | $8.29M | 0.03% | −14,325−36.3% | Reduced |
| Generali Powszechne Towarzystwo Emerytalne | 25,118 | $8.28M | 2.62% | 00.0% | Unchanged |
| Sigma Planning Corp | 24,915 | $8.22M | 0.26% | −1,438−5.5% | Reduced |
| Community Bank & Trust, Waco, Texas | 24,875 | $8.20M | 1.93% | −854−3.3% | Reduced |
| First American Trust, FSB | 24,758 | $8.17M | 0.75% | −6,432−20.6% | Reduced |
| MAI Capital Management | 24,641 | $8.13M | 0.06% | +354+1.5% | Added |
| Balyasny Asset Management LLC | 24,641 | $8.13M | 0.02% | +12,974+111.2% | Added |
| Narwhal Capital Management | 24,602 | $8.11M | 0.72% | −207−0.8% | Reduced |
| Beacon Investment Advisory Services, Inc. | 24,493 | $8.08M | 0.38% | +1,973+8.8% | Added |
| Park Avenue Securities LLC | 24,490 | $8.08M | 0.10% | +1,964+8.7% | Added |
| Goelzer Investment Management, Inc. | 24,485 | $8.08M | 0.47% | +8,846+56.6% | Added |
| Ronald Blue Trust, Inc. | 24,360 | $8.03M | 0.10% | +8,574+54.3% | Added |
| TruWealth Advisors, LLC | 24,135 | $7.96M | 0.48% | +914+3.9% | Added |
| Investment Management Corp of Ontario | 24,075 | $7.94M | 0.16% | +24,075 | New |
| Signet Financial Management, LLC | 24,059 | $7.93M | 1.07% | +111+0.5% | Added |