Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2025
Institutional positions in Caterpillar Inc as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,903
- −53 vs. Q4 2024
- Shares held
- 330.7M
- −6.86M (−2.0%) vs. Q4 2024
- Total value
- $109.0B
- −$13.4B (−11.0%) vs. Q4 2024
- New holders
- 151
- 1,181 more added
- Sold out
- 204
- 1,120 more reduced
54 institutions that held it in Q4 2024 haven't filed for Q1 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sigma Investment Counselors Inc | 24,056 | $7.93M | 0.49% | −1,496−5.9% | Reduced |
| StoneX Group Inc. | 23,913 | $7.89M | 0.43% | +627+2.7% | Added |
| Dynamic Advisor Solutions LLC | 23,875 | $7.87M | 0.26% | +352+1.5% | Added |
| Ameritas Advisory Services, LLC | 22,911 | $7.87M | 0.32% | +4,722+26.0% | Added |
| Warren Averett Asset Management, LLC | 23,798 | $7.85M | 0.10% | +2,269+10.5% | Added |
| Logan Capital Management Inc | 23,656 | $7.80M | 0.35% | −268−1.1% | Reduced |
| Consolidated Planning Corp | 23,644 | $7.80M | 1.07% | −11,528−32.8% | Reduced |
| Silver Oak Securities, Inc | 23,548 | $7.76M | 0.73% | −856−3.5% | Reduced |
| Baader Bank INC | 23,641 | $7.76M | 0.78% | +804+3.5% | Added |
| Vinva Investment Management Ltd | 23,515 | $7.75M | 0.32% | +4,452+23.4% | Added |
| Cartenna Capital, LP | 23,500 | $7.75M | 0.62% | +23,500 | New |
| Hixon Zuercher, LLC | 23,435 | $7.73M | 2.72% | +567+2.5% | Added |
| Fusion Capital, LLC | 23,332 | $7.69M | 2.93% | +100.0% | Added |
| McGuire Investment Group, LLC | 23,097 | $7.62M | 1.13% | +137+0.6% | Added |
| Financial Partners Group, LLC | 23,088 | $7.61M | 3.30% | −1,048−4.3% | Reduced |
| Ieq Capital, LLC | 22,992 | $7.58M | 0.06% | +4,462+24.1% | Added |
| Kavar Capital Partners Group, LLC | 22,865 | $7.54M | 1.26% | −79−0.3% | Reduced |
| Stock Yards Bank & Trust Co | 22,821 | $7.53M | 0.27% | −51,806−69.4% | Reduced |
| Crestwood Advisors Group LLC | 22,689 | $7.48M | 0.14% | +743+3.4% | Added |
| Texas Capital Bank Wealth Management Services Inc | 22,680 | $7.48M | 0.76% | −3,463−13.2% | Reduced |
| J.W. Cole Advisors, Inc. | 22,616 | $7.46M | 0.23% | +12,960+134.2% | Added |
| Maryland State Retirement & Pension System | 22,609 | $7.46M | 0.18% | −3,795−14.4% | Reduced |
| New Mexico Educational Retirement Board | 22,602 | $7.45M | 0.27% | −500−2.2% | Reduced |
| Miracle Mile Advisors, LLC | 22,562 | $7.44M | 0.15% | −325−1.4% | Reduced |
| Capital Investment Counsel, LLC | 22,555 | $7.44M | 1.23% | −136−0.6% | Reduced |
| Livforsakringsbolaget Skandia, Omsesidigt | 22,552 | $7.44M | 0.42% | −4,500−16.6% | Reduced |
| Tiaa Trust, National Association | 22,257 | $7.34M | 0.02% | −611−2.7% | Reduced |
| Madison Asset Management, LLC | 22,176 | $7.31M | 0.08% | −1,300−5.5% | Reduced |
| Entropy Technologies, LP | 22,173 | $7.31M | 0.71% | +22,173 | New |
| Hartford Financial Management Inc. | 21,931 | $7.23M | 1.49% | −356−1.6% | Reduced |
| Concurrent Investment Advisors, LLC | 21,799 | $7.19M | 0.18% | −3,948−15.3% | Reduced |
| City Holding Co | 21,689 | $7.15M | 1.01% | +123+0.6% | Added |
| Groupama Asset Managment | 21,678 | $7.15M | 0.14% | +1,287+6.3% | Added |
| Trifecta Capital Advisors, LLC | 21,647 | $7.14M | 1.50% | +314+1.5% | Added |
| Ferguson Wellman Capital Management, Inc | 21,604 | $7.12M | 0.14% | −526−2.4% | Reduced |
| Principle Wealth Partners LLC | 21,547 | $7.11M | 0.51% | −149−0.7% | Reduced |
| Wesbanco Bank Inc | 21,478 | $7.08M | 0.25% | −587−2.7% | Reduced |
| Central Bank & Trust Co | 21,449 | $7.07M | 1.18% | −2,100−8.9% | Reduced |
| Merit Financial Group, LLC | 21,373 | $7.05M | 0.11% | +1,195+5.9% | Added |
| Citizens National Bank Trust Department | 21,243 | $7.01M | 1.50% | +18+0.1% | Added |
| Principal Securities, Inc. | 19,310 | $7.00M | 0.16% | +68+0.4% | Added |
| Aull & Monroe Investment Management Corp | 21,115 | $6.96M | 3.46% | −349−1.6% | Reduced |
| Knuff & Co LLC | 21,069 | $6.95M | 2.33% | 00.0% | Unchanged |
| Andra AP-fonden | 20,900 | $6.89M | 0.11% | −45,800−68.7% | Reduced |
| ARK Investment Management LLCSuperinvestorARK Invest | 20,857 | $6.88M | 0.07% | +10.0% | Added |
| GWN Securities Inc. | 19,855 | $6.87M | 0.39% | +16,999+595.2% | Added |
| BKD Wealth Advisors, LLC | 20,724 | $6.83M | 0.16% | −1,255−5.7% | Reduced |
| Welch & Forbes LLC | 20,721 | $6.83M | 0.09% | −868−4.0% | Reduced |
| Dai-Ichi Life Insurance Company, Ltd | 20,540 | $6.77M | 0.20% | 00.0% | Unchanged |
| Sagespring Wealth Partners, LLC | 20,495 | $6.76M | 0.17% | +956+4.9% | Added |
| New Age Alpha Advisors, LLC | 20,474 | $6.75M | 0.30% | −7,279−26.2% | Reduced |
| Howe & Rusling Inc | 20,468 | $6.75M | 0.57% | −614−2.9% | Reduced |
| Searle & Co. | 20,353 | $6.71M | 1.91% | 00.0% | Unchanged |
| Kingswood Wealth Advisors, LLC | 20,280 | $6.69M | 0.61% | −2,626−11.5% | Reduced |
| Integrity Alliance, LLC. | 20,181 | $6.66M | 0.26% | +18,658+1,225.1% | Added |
| Integrated Wealth Concepts LLC | 20,064 | $6.62M | 0.08% | +1,840+10.1% | Added |
| First Financial Bank - Trust Division | 20,021 | $6.60M | 0.64% | −2,093−9.5% | Reduced |
| Tema ETFs LLC | 19,958 | $6.58M | 1.97% | +6,630+49.7% | Added |
| Parcion Private Wealth LLC | 19,924 | $6.57M | 0.54% | +281+1.4% | Added |
| Sentry LLC | 19,904 | $6.56M | 1.28% | +1,623+8.9% | Added |
| Bryn Mawr Trust Co | 19,868 | $6.55M | 0.12% | −2,564−11.4% | Reduced |
| Churchill Management Corp | 19,797 | $6.53M | 0.08% | −219−1.1% | Reduced |
| Valeo Financial Advisors, LLC | 19,760 | $6.52M | 0.18% | −175−0.9% | Reduced |
| Bleakley Financial Group, LLC | 19,748 | $6.51M | 0.21% | +388+2.0% | Added |
| Assetmark, Inc | 19,614 | $6.47M | 0.02% | +812+4.3% | Added |
| Spinnaker Trust | 19,560 | $6.45M | 0.42% | −1,750−8.2% | Reduced |
| Boit C F David | 19,500 | $6.43M | 3.23% | 00.0% | Unchanged |
| Community Bank of Raymore | 19,466 | $6.42M | 5.19% | +355+1.9% | Added |
| LMR Partners LLP | 19,402 | $6.40M | 0.13% | +18,540+2,150.8% | Added |
| Koshinski Asset Management, Inc. | 19,386 | $6.39M | 0.54% | −199−1.0% | Reduced |
| Physicians Financial Services, Inc. | 19,334 | $6.38M | 2.07% | +951+5.2% | Added |
| Creekmur Asset Management LLC | 19,258 | $6.35M | 1.33% | −914−4.5% | Reduced |
| Summitry LLC | 19,126 | $6.31M | 0.32% | +1,636+9.4% | Added |
| Spears Abacus Advisors LLC | 19,009 | $6.27M | 0.13% | −216−1.1% | Reduced |
| Pinnacle Financial Partners Inc | 17,975 | $6.25M | 0.13% | −578−3.1% | Reduced |
| AG2R la Mondiale Gestion D'Actifs | 17,876 | $6.22M | 0.34% | +17,876 | New |
| Wedbush Securities Inc | 18,853 | $6.22M | 0.23% | −468−2.4% | Reduced |
| AE Wealth Management LLC | 18,801 | $6.20M | 0.05% | −6,372−25.3% | Reduced |
| Mutual Advisors, LLC | 20,090 | $6.16M | 0.18% | +2,490+14.1% | Added |
| Edgestream Partners, L.P. | 18,596 | $6.13M | 0.21% | +15,864+580.7% | Added |
| EagleClaw Capital Managment, LLC | 18,550 | $6.12M | 0.96% | +1,400+8.2% | Added |
| Sonora Investment Management Group, LLC | 18,451 | $6.09M | 0.48% | +2,654+16.8% | Added |
| Transform Wealth, LLC | 18,438 | $6.08M | 0.37% | −305−1.6% | Reduced |
| Caldwell Trust Co | 18,399 | $6.07M | 0.65% | −206−1.1% | Reduced |
| Kiley Juergens Wealth Management, LLC | 18,326 | $6.04M | 1.61% | −84−0.5% | Reduced |
| Highland Capital Management, LLC | 18,268 | $6.02M | 0.36% | +1,669+10.1% | Added |
| Northeast Investment Management | 18,153 | $5.99M | 0.28% | −2,001−9.9% | Reduced |
| King Luther Capital Management Corp | 18,150 | $5.99M | 0.03% | −520−2.8% | Reduced |
| Neville Rodie & Shaw Inc | 18,145 | $5.98M | 0.47% | −175−1.0% | Reduced |
| Vestcor Inc | 18,124 | $5.98M | 0.20% | +356+2.0% | Added |
| Reuter James Wealth Management, LLC | 18,088 | $5.97M | 1.04% | −20−0.1% | Reduced |
| Aries Wealth Management | 17,992 | $5.93M | 1.61% | 00.0% | Unchanged |
| Moors & Cabot, Inc. | 17,965 | $5.93M | 0.30% | −3,236−15.3% | Reduced |
| Ashton Thomas Private Wealth, LLC | 17,926 | $5.91M | 0.23% | +8,369+87.6% | Added |
| Resources Investment Advisors, LLC. | 17,871 | $5.89M | 0.07% | −672−3.6% | Reduced |
| Foster & Motley Inc | 17,818 | $5.88M | 0.37% | +869+5.1% | Added |
| CCM Investment Group, LLC | 17,751 | $5.85M | 0.62% | +3,981+28.9% | Added |
| Oak Harbor Wealth Partners, LLC | 17,713 | $5.84M | 1.67% | 00.0% | Unchanged |
| Empirical Finance, LLC | 17,705 | $5.84M | 0.35% | +219+1.3% | Added |
| Level Four Advisory Services, LLC | 17,559 | $5.79M | 0.24% | +1,498+9.3% | Added |