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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q1 2025

Institutional positions in Caterpillar Inc as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
2,903
−53 vs. Q4 2024
Shares held
330.7M
−6.86M (−2.0%) vs. Q4 2024
Total value
$109.0B
−$13.4B (−11.0%) vs. Q4 2024
New holders
151
1,181 more added
Sold out
204
1,120 more reduced

54 institutions that held it in Q4 2024 haven't filed for Q1 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q4 2024: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2025: 2,903 institutions
Q1 2021: 2,015 institutionsQ2 2021: 2,028 institutionsQ3 2021: 1,943 institutionsQ4 2021: 2,161 institutionsQ1 2022: 2,176 institutionsQ2 2022: 2,077 institutionsQ3 2022: 1,992 institutionsQ4 2022: 2,287 institutionsQ1 2023: 2,284 institutionsQ2 2023: 2,329 institutionsQ3 2023: 2,409 institutionsQ4 2023: 2,583 institutionsQ1 2024: 2,714 institutionsQ2 2024: 2,713 institutionsQ3 2024: 2,838 institutionsQ4 2024: 3,010 institutionsQ1 2025: 2,903 institutionsQ2 2025: 3,023 institutionsQ3 2025: 3,150 institutionsQ4 2025: 3,542 institutionsQ1 2026: 3,772 institutionsQ2 2026: 4,069 institutions
Value heldQ1 2025: $109.0B
Q1 2021: $88.0BQ2 2021: $82.0BQ3 2021: $71.1BQ4 2021: $74.9BQ1 2022: $82.0BQ2 2022: $65.6BQ3 2022: $59.2BQ4 2022: $87.1BQ1 2023: $82.6BQ2 2023: $88.0BQ3 2023: $97.3BQ4 2023: $104.6BQ1 2024: $127.6BQ2 2024: $114.5BQ3 2024: $133.6BQ4 2024: $123.4BQ1 2025: $109.0BQ2 2025: $128.0BQ3 2025: $159.0BQ4 2025: $188.7BQ1 2026: $232.0BQ2 2026: $351.1B
Institutions holding CAT and their total value by quarter
QuarterHoldersValue
Q2 20264,069$351.1B
Q1 20263,772$232.0B
Q4 20253,542$188.7B
Q3 20253,150$159.0B
Q2 20253,023$128.0B
Q1 20252,903$109.0B
Q4 20243,010$123.4B
Q3 20242,838$133.6B
Q2 20242,713$114.5B
Q1 20242,714$127.6B
Q4 20232,583$104.6B
Q3 20232,409$97.3B
Q2 20232,329$88.0B
Q1 20232,284$82.6B
Q4 20222,287$87.1B
Q3 20221,992$59.2B
Q2 20222,077$65.6B
Q1 20222,176$82.0B
Q4 20212,161$74.9B
Q3 20211,943$71.1B
Q2 20212,028$82.0B
Q1 20212,015$88.0B

Institutions, Q1 2025

Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2024.

Institutions holding CAT in Q1 2025
InstitutionSharesValue% of portfolioChange in sharesAction
ROSS\JOHNSON & Associates LLC1$3290.01%+1New
Nova Wealth Management, Inc.1$3300.00%00.0%Unchanged
Horizon Financial Services, LLC1$3300.00%+1New
Parallax Volatility Advisers, L.P.3$9890.00%−98,598−100.0%Reduced
Investors Research Corp3$9890.00%00.0%Unchanged
Bare Financial Services, Inc3$9890.00%+3New
HFM Investment Advisors, LLC3$9900.00%+3New
Redwood Park Advisors LLC4$1.32K0.00%−200−98.0%Reduced
WealthCollab, LLC4$1.32K0.00%00.0%Unchanged
POM Investment Strategies, LLC5$1.65K0.00%00.0%Unchanged
Marquette Asset Management, LLC5$1.65K0.00%+5New
Richard W. Paul & Associates, LLC6$1.98K0.00%−1,041−99.4%Reduced
DAGCO, Inc.8$2.64K0.00%+8New
Cornerstone National Bank & Trust Co9$2.97K0.00%−6−40.0%Reduced
Bay Harbor Wealth Management, LLC11$3.63K0.00%−249−95.8%Reduced
PayPay Securities Corp11$3.78K0.22%−4−26.7%Reduced
American Capital Advisory, LLC12$4.05K0.00%+6+100.0%Added
Holos Integrated Wealth LLC13$4.29K0.00%00.0%Unchanged
Principia Wealth Advisory, LLC15$4.51K0.00%+2+15.4%Added
JDM Financial Group LLC14$4.62K0.00%00.0%Unchanged
DecisionPoint Financial, LLC15$4.95K0.00%00.0%Unchanged
Blume Capital Management, Inc.16$5.28K0.00%+3+23.1%Added
Parkworth Wealth Management, Inc.16$5.39K0.00%00.0%Unchanged
Winnow Wealth LLC17$5.42K0.01%+6+54.5%Added
Peterson Wealth Services17$5.61K0.00%00.0%Unchanged
Red Tortoise LLC17$5.61K0.00%00.0%Unchanged
Evelyn Partners Asset Management Ltd19$6.27K0.00%00.0%Unchanged
New Millennium Group LLC20$6.52K0.00%00.0%Unchanged
Activest Wealth Management20$6.60K0.00%+18+900.0%Added
Stone House Investment Management, LLC20$6.60K0.00%+20New
Vision Financial Markets LLC20$6.62K0.01%+20New
Abound Financial, LLC25$8.24K0.00%+25New
Winch Advisory Services, LLC26$8.49K0.00%00.0%Unchanged
Rialto Wealth Management, LLC26$8.57K0.00%+4+18.2%Added
Perritt Capital Management Inc26$8.57K0.00%+26New
Pension & Wealth Management Advisors, Inc.27$8.90K0.00%+16+145.5%Added
WealthTrak Capital Management LLC28$9.23K0.01%+17+154.5%Added
Breakwater Investment Management30$9.89K0.00%00.0%Unchanged
TFC Financial Management34$11.3K0.00%00.0%Unchanged
Your Advocates Ltd., LLP35$11.5K0.00%00.0%Unchanged
Chesapeake Asset Management LLC35$11.5K0.01%+3+9.4%Added
Investment Research & Advisory Group, Inc.35$11.6K0.00%00.0%Unchanged
Graybill Bartz & Assoc Ltd36$11.7K0.00%+36New
Noble Wealth Management PBC36$11.9K0.01%−50−58.1%Reduced
Prudent Man Investment Management, Inc.33$12.0K0.01%00.0%Unchanged
Consultiva Wealth Management, Corp.37$12.2K0.04%+37New
Fortis Group Advisors, LLC37$12.2K0.00%00.0%Unchanged
Copia Wealth Management38$12.4K0.01%00.0%Unchanged
Davis Capital Management38$12.5K0.01%+38New
MeadowBrook Investment Advisors LLC39$12.9K0.01%00.0%Unchanged
Sofos Investments, Inc.39$12.9K0.00%+39New
Penserra Capital Management LLC42$13.0K0.00%−1,223−96.7%Reduced
Game Plan Financial Advisors, LLC40$13.2K0.01%00.0%Unchanged
Burkett Financial Services, LLC41$13.4K0.01%+1+2.5%Added
Vermillion & White Wealth Management Group, LLC43$14.2K0.01%+43New
Raffa Wealth Management, LLC44$14.5K0.00%00.0%Unchanged
Financial Avengers, Inc.50$16.5K0.01%00.0%Unchanged
Innovative Advisory Group, LLC50$16.5K0.02%00.0%Unchanged
CBIZ Investment Advisory Services, LLC50$16.5K0.00%+50New
Front Row Advisors LLC51$16.8K0.01%00.0%Unchanged
Kathleen S. Wright Associates Inc.54$17.8K0.01%00.0%Unchanged
Richardson Financial Services Inc.55$18.1K0.01%+15+37.5%Added
Inlight Wealth Management, LLC58$19.1K0.01%+58New
Anfield Capital Management, LLC59$19.5K0.01%00.0%Unchanged
Legacy Wealth Managment, LLC59$19.5K0.01%00.0%Unchanged
Grayhawk Investment Strategies Inc.61$20.1K0.05%00.0%Unchanged
Aspect Partners, LLC65$21.4K0.01%−9−12.2%Reduced
Atlantic Edge Private Wealth Management, LLC65$21.4K0.01%00.0%Unchanged
Manitou Investment Management Ltd.65$21.4K0.00%00.0%Unchanged
TD Capital Management LLC67$22.2K0.00%−3−4.3%Reduced
Highline Wealth Partners LLC68$22.5K0.01%−143−67.8%Reduced
Ridgewood Investments LLC72$23.7K0.01%+62+620.0%Added
SWAN Capital LLC73$24.1K0.01%00.0%Unchanged
Flagship Wealth Advisors, LLC73$24.1K0.01%00.0%Unchanged
Thompson Investment Management, Inc.75$24.7K0.00%00.0%Unchanged
Mascoma Wealth Management LLC75$24.7K0.01%00.0%Unchanged
Lowe Wealth Advisors, LLC76$25.1K0.01%−16−17.4%Reduced
Evergreen Private Wealth LLC80$26.4K0.01%00.0%Unchanged
Park Place Capital Corp84$27.7K0.01%−29−25.7%Reduced
Halbert Hargrove Global Advisors, LLC86$28.5K0.00%+12+16.2%Added
DB Fitzpatrick & Co, Inc88$29.0K0.03%00.0%Unchanged
Cedar Mountain Advisors, LLC90$29.8K0.01%−5−5.3%Reduced
Atlas Capital Advisors LLC91$30.0K0.00%00.0%Unchanged
Putney Financial Group LLC92$30.3K0.03%−186−66.9%Reduced
Compass Financial Services Inc94$31.0K0.02%+31+49.2%Added
Retirement Wealth Solutions LLC96$31.8K0.03%00.0%Unchanged
Beutel, Goodman & Co Ltd.100$32.0K0.00%+100New
Fairscale Capital, LLC99$32.6K0.03%00.0%Unchanged
MPWM Advisory Solutions, LLC99$32.6K0.02%00.0%Unchanged
Spectrum Wealth Counsel, LLC100$33.0K0.00%−6,407−98.5%Reduced
Albion Financial Group100$33.0K0.00%00.0%Unchanged
Kimelman & Baird, LLC100$33.0K0.00%00.0%Unchanged
Redmont Wealth Advisors LLC100$33.0K0.06%+100New
Curat Global, LLC100$33.0K0.04%+100New
Valued Wealth Advisors LLC100$33.1K0.02%−39−28.1%Reduced
Northwest Capital Management Inc101$33.4K0.01%00.0%Unchanged
ZRC Wealth Management, LLC102$33.8K0.01%00.0%Unchanged
West Financial Advisors, LLC103$34.0K0.01%00.0%Unchanged
Bellevue Asset Management, LLC106$35.1K0.02%00.0%Unchanged
Roble, Belko & Company, Inc111$37.0K0.01%+111New