Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2024
Institutional positions in Caterpillar Inc as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,010
- +225 vs. Q3 2024
- Shares held
- 340.2M
- −2.50M (−0.7%) vs. Q3 2024
- Total value
- $123.4B
- −$9.74B (−7.3%) vs. Q3 2024
- New holders
- 385
- 1,095 more added
- Sold out
- 160
- 1,050 more reduced
53 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Aviva PLC | 292,453 | $106.1M | 0.28% | +16,137+5.8% | Added |
| Great West Life Assurance Co | 287,489 | $104.3M | 0.18% | −23,665−7.6% | Reduced |
| Commerzbank Aktiengesellschaft | 282,244 | $102.4M | 2.47% | +119,427+73.4% | Added |
| Swedbank AB | 281,628 | $102.2M | 0.13% | −390−0.1% | Reduced |
| Susquehanna International Group, LLP | 278,922 | $101.2M | 0.15% | +97,293+53.6% | Added |
| Rockefeller Capital Management L.P. | 277,416 | $100.6M | 0.26% | +8,693+3.2% | Added |
| State of Wisconsin Investment Board | 275,411 | $99.9M | 0.26% | −15,718−5.4% | Reduced |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 273,667 | $99.3M | 1.01% | −4,259−1.5% | Reduced |
| Canada Pension Plan Investment Board | 273,366 | $99.2M | 0.09% | +216,960+384.6% | Added |
| Colony Group, LLC | 270,258 | $98.0M | 0.25% | +29,431+12.2% | Added |
| Storebrand Asset Management AS | 268,404 | $97.4M | 0.30% | −14,821−5.2% | Reduced |
| CIBC World Markets Inc. | 266,175 | $96.6M | 0.22% | −10,554−3.8% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 263,026 | $95.4M | 0.27% | +3,317+1.3% | Added |
| Chevy Chase Trust Holdings, Inc. | 259,907 | $94.3M | 0.29% | −6,628−2.5% | Reduced |
| Teacher Retirement System of Texas | 256,626 | $93.1M | 0.34% | +70,915+38.2% | Added |
| Royal London Asset Management Ltd | 256,111 | $92.9M | 0.23% | +626+0.2% | Added |
| Empower Advisory Group, LLC | 255,388 | $92.6M | 0.31% | +1,768+0.7% | Added |
| Janney Montgomery Scott LLC | 253,537 | $92.0M | 0.25% | −7,227−2.8% | Reduced |
| Jennison Associates LLC | 250,759 | $91.0M | 0.06% | +4,976+2.0% | Added |
| TD Asset Management Inc | 249,000 | $90.3M | 0.08% | −1,888−0.8% | Reduced |
| Natixis Advisors, L.P. | 248,548 | $90.2M | 0.17% | +18,041+7.8% | Added |
| Retirement Systems of Alabama | 242,593 | $88.0M | 0.33% | −1,180−0.5% | Reduced |
| Creative Planning | 241,658 | $87.7M | 0.09% | +13,743+6.0% | Added |
| Advisor Group Holdings, Inc. | 259,223 | $85.3M | 0.19% | +19,309+8.0% | Added |
| Cetera Investment Advisers | 233,524 | $84.7M | 0.18% | −4,470−1.9% | Reduced |
| Cerity Partners LLC | 230,215 | $84.1M | 0.18% | −3,659−1.6% | Reduced |
| Mariner, LLC | 231,214 | $83.9M | 0.14% | +6,261+2.8% | Added |
| Intech Investment Management LLC | 231,142 | $83.8M | 0.81% | +55,564+31.6% | Added |
| Treasurer of the State of North Carolina | 229,295 | $83.2M | 0.32% | +1,873+0.8% | Added |
| CIBC World Markets Corp | 217,681 | $79.0M | 0.46% | +6,984+3.3% | Added |
| Northwestern Mutual Wealth Management Co | 215,452 | $78.2M | 0.07% | +16,126+8.1% | Added |
| Public Employees Retirement System of Ohio | 215,021 | $78.0M | 0.27% | −9,516−4.2% | Reduced |
| Truist Financial Corp | 210,221 | $76.3M | 0.12% | −5,230−2.4% | Reduced |
| M&T Bank Corp | 209,683 | $76.1M | 0.25% | −1,538−0.7% | Reduced |
| Rathbone Brothers plc | 207,183 | $75.2M | 0.36% | −5,977−2.8% | Reduced |
| Toronto Dominion Bank | 203,266 | $73.7M | 0.14% | +37,793+22.8% | Added |
| Ensign Peak Advisors, Inc | 199,561 | $72.4M | 0.13% | −7,732−3.7% | Reduced |
| O'Shaughnessy Asset Management, LLC | 197,515 | $71.7M | 0.61% | +71,942+57.3% | Added |
| Squarepoint Ops LLC | 196,370 | $71.2M | 0.18% | −59,096−23.1% | Reduced |
| SG Americas Securities, LLC | 194,666 | $70.6M | 0.31% | −110,142−36.1% | Reduced |
| Bollard Group LLC | 194,404 | $70.5M | 1.95% | −20,247−9.4% | Reduced |
| GWM Advisors LLC | 185,896 | $67.4M | 0.41% | −7,551−3.9% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 185,720 | $67.4M | 0.23% | −3,702−2.0% | Reduced |
| Lansforsakringar Fondforvaltning AB (publ) | 180,405 | $65.4M | 0.37% | +180,405 | New |
| State of New Jersey Common Pension Fund D | 178,571 | $64.8M | 0.26% | −2,768−1.5% | Reduced |
| State of Tennessee, Treasury Department | 178,513 | $64.8M | 0.24% | −7,890−4.2% | Reduced |
| Old Republic International Corporation | 177,000 | $64.2M | 2.53% | 00.0% | Unchanged |
| Mackenzie Financial Corp | 170,811 | $62.0M | 0.08% | +22,457+15.1% | Added |
| KBC Group NV | 170,554 | $61.9M | 0.17% | +59,829+54.0% | Added |
| Fort Washington Investment Advisors Inc | 166,724 | $60.5M | 0.36% | +14,338+9.4% | Added |
| Financial Counselors Inc | 165,751 | $60.1M | 0.88% | +1,558+0.9% | Added |
| Kestra Advisory Services, LLC | 163,946 | $59.5M | 0.33% | +6,479+4.1% | Added |
| Nisa Investment Advisors, LLC | 163,132 | $59.2M | 0.23% | −1,915−1.2% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 163,070 | $59.2M | 0.11% | +28,579+21.2% | Added |
| Renaissance Technologies LLC | 161,841 | $58.7M | 0.09% | +108,473+203.3% | Added |
| BI Asset Management Fondsmaeglerselskab A/S | 158,615 | $57.5M | 0.61% | +39,017+32.6% | Added |
| Russell Investments Group, Ltd. | 158,247 | $57.4M | 0.08% | −6,640−4.0% | Reduced |
| AXA S.A. | 157,081 | $57.0M | 0.17% | −8,330−5.0% | Reduced |
| Gateway Investment Advisers LLC | 156,695 | $56.8M | 0.63% | −4,000−2.5% | Reduced |
| Zurich Insurance Group Ltd | 154,835 | $56.2M | 0.46% | −100,520−39.4% | Reduced |
| Resona Asset Management Co.,Ltd. | 152,442 | $55.4M | 0.33% | −8,484−5.3% | Reduced |
| Huntington National Bank | 152,362 | $55.3M | 0.39% | −1,965−1.3% | Reduced |
| LSV Asset Management | 151,310 | $54.9M | 0.13% | −57,790−27.6% | Reduced |
| CBOE Vest Financial, LLC | 150,834 | $54.7M | 0.97% | +1,662+1.1% | Added |
| Daiwa Securities Group Inc. | 148,677 | $53.9M | 0.24% | +4,318+3.0% | Added |
| MML Investors Services, LLC | 148,102 | $53.7M | 0.19% | +1,459+1.0% | Added |
| Commerce Bank | 144,456 | $52.4M | 0.32% | +1,758+1.2% | Added |
| Aware Super Pty Ltd as trustee of Aware Super | 144,094 | $52.3M | 0.83% | +144,094 | New |
| Forsta Ap-Fonden | 143,400 | $52.0M | 0.37% | +600+0.4% | Added |
| Calamos Advisors LLC | 141,634 | $51.4M | 0.24% | 00.0% | Unchanged |
| Arizona State Retirement System | 140,575 | $51.0M | 0.31% | +351+0.3% | Added |
| State of Michigan Retirement System | 139,072 | $50.4M | 0.26% | −2,000−1.4% | Reduced |
| STRS Ohio | 135,691 | $49.2M | 0.20% | −77,622−36.4% | Reduced |
| Keybank National Association | 135,206 | $49.0M | 0.19% | −1,248−0.9% | Reduced |
| Tocqueville Asset Management L.P. | 133,118 | $48.3M | 0.76% | −5,064−3.7% | Reduced |
| Corebridge Financial, Inc. | 132,614 | $48.1M | 0.26% | −709−0.5% | Reduced |
| Captrust Financial Advisors | 132,193 | $48.0M | 0.14% | +2,840+2.2% | Added |
| Alecta Pensionsforsakring, Omsesidigt | 131,600 | $47.8M | 0.25% | +131,600 | New |
| MetLife Investment Management | 130,962 | $47.5M | 0.26% | +1,640+1.3% | Added |
| Sanctuary Advisors, LLC | 125,814 | $47.2M | 0.30% | −750−0.6% | Reduced |
| Heritage Investors Management Corp | 129,700 | $47.0M | 1.52% | −777−0.6% | Reduced |
| Capital International Inc | 129,649 | $47.0M | 0.55% | +10,027+8.4% | Added |
| HM Payson & Co | 129,441 | $47.0M | 0.80% | −1,268−1.0% | Reduced |
| QRG Capital Management, Inc. | 125,187 | $45.4M | 0.47% | +4,247+3.5% | Added |
| Alpha Cubed Investments, LLC | 125,141 | $45.4M | 2.08% | +8,575+7.4% | Added |
| Meyer Handelman Co | 124,466 | $45.2M | 1.56% | −1,900−1.5% | Reduced |
| Los Angeles Capital Management LLC | 124,219 | $45.1M | 0.18% | −107,168−46.3% | Reduced |
| B. Metzler seel. Sohn & Co. AG | 124,141 | $45.0M | 0.46% | −16,473−11.7% | Reduced |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 123,253 | $44.7M | 0.11% | +22,657+22.5% | Added |
| Robeco Institutional Asset Management B.V. | 122,972 | $44.6M | 0.08% | −300.0% | Reduced |
| Sequoia Financial Advisors, LLC | 121,211 | $44.0M | 0.42% | +45,765+60.7% | Added |
| BLI - Banque de Luxembourg Investments | 120,400 | $43.7M | 1.19% | +120,400 | New |
| Swiss Life Asset Management Ltd | 117,543 | $42.6M | 0.31% | +30,845+35.6% | Added |
| Capital International Sarl | 117,021 | $42.5M | 0.98% | −2,923−2.4% | Reduced |
| Cresset Asset Management, LLC | 115,877 | $42.0M | 0.20% | −61,661−34.7% | Reduced |
| S&CO Inc | 115,522 | $41.9M | 2.84% | −222−0.2% | Reduced |
| Blair William & Co | 115,391 | $41.9M | 0.12% | +1,174+1.0% | Added |
| Manning & Napier Advisors LLC | 113,495 | $41.2M | 0.47% | −11,131−8.9% | Reduced |
| Mercer Global Advisors Inc | 113,350 | $41.1M | 0.10% | −27,609−19.6% | Reduced |
| Ofi Invest Asset Management | 116,574 | $40.8M | 0.96% | +116,574 | New |