Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2024
Institutional positions in Caterpillar Inc as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,010
- +225 vs. Q3 2024
- Shares held
- 340.2M
- −2.50M (−0.7%) vs. Q3 2024
- Total value
- $123.4B
- −$9.74B (−7.3%) vs. Q3 2024
- New holders
- 385
- 1,095 more added
- Sold out
- 160
- 1,050 more reduced
53 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Pinnacle Associates Ltd | 111,606 | $40.5M | 0.55% | +15,600+16.2% | Added |
| Comerica Bank | 109,883 | $39.9M | 0.16% | −3,124−2.8% | Reduced |
| Gabelli Funds LLC | 109,655 | $39.8M | 0.30% | −3,120−2.8% | Reduced |
| Achmea Investment Management B.V. | 108,618 | $39.4M | 0.65% | −5,465−4.8% | Reduced |
| Bradley Foster & Sargent Inc | 108,425 | $39.3M | 0.66% | −81−0.1% | Reduced |
| Clearstead Advisors, LLC | 108,088 | $39.2M | 0.60% | −2,240−2.0% | Reduced |
| Erste Asset Management GmbH | 106,809 | $39.0M | 0.48% | +3,030+2.9% | Added |
| Vontobel Holding Ltd. | 106,073 | $38.5M | 0.13% | +6,517+6.5% | Added |
| Allspring Global Investments Holdings, LLC | 105,774 | $38.1M | 0.06% | −5,626−5.1% | Reduced |
| ING Groep NV | 104,760 | $38.0M | 0.26% | +8,632+9.0% | Added |
| Czech National Bank | 104,681 | $38.0M | 0.35% | +5,903+6.0% | Added |
| Prospera Financial Services Inc | 103,686 | $37.6M | 0.88% | +8,066+8.4% | Added |
| SEI Investments Co | 103,191 | $37.4M | 0.05% | −16,458−13.8% | Reduced |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 102,658 | $37.2M | 0.23% | −2,900−2.7% | Reduced |
| Country Trust Bank | 101,499 | $36.8M | 0.92% | +7,719+8.2% | Added |
| Steward Partners Investment Advisory, LLC | 100,620 | $36.5M | 0.32% | −1,166−1.1% | Reduced |
| Fjarde Ap-Fonden /Fourth Swedish National Pension Fund | 100,446 | $36.4M | 0.37% | −10,100−9.1% | Reduced |
| Wesleyan Assurance Society | 100,379 | $36.4M | 2.79% | 00.0% | Unchanged |
| Paralel Advisors LLC | 100,000 | $36.3M | 1.55% | 00.0% | Unchanged |
| Van Eck Associates Corp | 99,677 | $36.2M | 0.05% | −1,823−1.8% | Reduced |
| Amalgamated Bank | 98,936 | $35.9M | 0.29% | −5,277−5.1% | Reduced |
| Parallax Volatility Advisers, L.P. | 98,601 | $35.8M | 0.79% | +98,601 | New |
| Conning Inc. | 98,293 | $35.7M | 1.25% | −18,152−15.6% | Reduced |
| Mesirow Financial Investment Management, Inc. | 97,636 | $35.4M | 0.70% | −1,137−1.2% | Reduced |
| Handelsbanken Fonder AB | 97,322 | $35.3M | 0.13% | +5,178+5.6% | Added |
| Banco Santander, S.A. | 96,819 | $35.1M | 0.42% | +5,112+5.6% | Added |
| Main Street Research LLC | 96,486 | $35.0M | 2.18% | +2,436+2.6% | Added |
| Quantinno Capital Management LP | 96,152 | $34.9M | 0.34% | +26,294+37.6% | Added |
| Aptus Capital Advisors, LLC | 96,109 | $34.9M | 0.41% | +15,544+19.3% | Added |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 95,187 | $34.5M | 0.04% | +38,497+67.9% | Added |
| Busey Wealth Management | 94,953 | $34.4M | 1.13% | +7,947+9.1% | Added |
| Minneapolis Portfolio Management Group, LLC | 94,243 | $34.2M | 4.51% | −1,645−1.7% | Reduced |
| British Columbia Investment Management Corp | 92,851 | $33.7M | 0.20% | +11,250+13.8% | Added |
| Yousif Capital Management, LLC | 92,510 | $33.6M | 0.37% | −1,522−1.6% | Reduced |
| IFM Investors Pty Ltd | 91,612 | $33.2M | 0.34% | −8,666−8.6% | Reduced |
| Stephens Inc | 91,340 | $33.1M | 0.46% | −192−0.2% | Reduced |
| Credit Agricole S A | 89,930 | $32.6M | 0.11% | +35,525+65.3% | Added |
| Wellington Management Group LLP | 88,936 | $32.3M | 0.01% | +37,282+72.2% | Added |
| AQR Capital Management LLC | 88,745 | $32.2M | 0.04% | −39,591−30.8% | Reduced |
| Brown Advisory Inc | 88,047 | $31.9M | 0.04% | +1,891+2.2% | Added |
| Foundry Partners, LLC | 85,850 | $31.1M | 1.57% | −726−0.8% | Reduced |
| Mediolanum International Funds Ltd | 85,660 | $31.0M | 0.40% | +4,813+6.0% | Added |
| Varma Mutual Pension Insurance Co | 84,356 | $30.6M | 0.23% | −13,200−13.5% | Reduced |
| Kames Capital plc | 84,200 | $30.6M | 0.40% | −13,082−13.4% | Reduced |
| CWM, LLC | 84,074 | $30.5M | 0.13% | +6,263+8.0% | Added |
| Beacon Pointe Advisors, LLC | 83,323 | $30.2M | 0.34% | −3,613−4.2% | Reduced |
| Macquarie Group Ltd | 101,704 | $30.1M | 0.04% | −12,040−10.6% | Reduced |
| Regions Financial Corp | 82,034 | $29.8M | 0.22% | −5,202−6.0% | Reduced |
| Levin Capital Strategies, L.P. | 81,737 | $29.7M | 2.83% | −4,657−5.4% | Reduced |
| Peapack Gladstone Financial Corp | 81,255 | $29.5M | 0.43% | +811+1.0% | Added |
| Utah Retirement Systems | 81,115 | $29.4M | 0.32% | +150+0.2% | Added |
| Citadel Advisors LLC | 80,765 | $29.3M | 0.03% | +57,856+252.5% | Added |
| USS Investment Management Ltd | 79,708 | $28.9M | 0.21% | −9,626−10.8% | Reduced |
| Vaughan David Investments LLC | 78,977 | $28.6M | 0.68% | −1,742−2.2% | Reduced |
| D.A. Davidson & Co. | 78,423 | $28.4M | 0.23% | +190+0.2% | Added |
| Capital International Ltd | 78,300 | $28.4M | 1.16% | −6,786−8.0% | Reduced |
| Edgar Lomax Co | 78,093 | $28.3M | 1.83% | −1,495−1.9% | Reduced |
| Scotia Capital Inc. | 77,181 | $28.0M | 0.15% | +1,563+2.1% | Added |
| CIBC Asset Management Inc | 75,905 | $27.5M | 0.09% | +3,162+4.3% | Added |
| Gotham Asset Management, LLC | 75,020 | $27.2M | 0.26% | −1,336−1.7% | Reduced |
| NorthCrest Asset Manangement, LLC | 74,921 | $27.2M | 0.81% | +756+1.0% | Added |
| Stock Yards Bank & Trust Co | 74,627 | $27.1M | 0.93% | −9,697−11.5% | Reduced |
| Willis Investment Counsel | 73,774 | $26.8M | 1.76% | +939+1.3% | Added |
| Toroso Investments, LLC | 73,746 | $26.8M | 0.22% | +46,690+172.6% | Added |
| TD Waterhouse Canada Inc. | 72,492 | $26.3M | 0.21% | −1,248−1.7% | Reduced |
| Nichols & Pratt Advisers LLP | 72,395 | $26.3M | 1.75% | −9,497−11.6% | Reduced |
| Adage Capital Partners GP, L.L.C. | 72,027 | $26.1M | 0.05% | +72,027 | New |
| Mirae Asset Global ETFs Holdings Ltd. | 71,822 | $26.1M | 0.06% | +708+1.0% | Added |
| Marco Investment Management LLC | 71,768 | $26.0M | 2.25% | −595−0.8% | Reduced |
| Police & Firemen's Retirement System of New Jersey | 71,180 | $25.8M | 0.25% | +71,180 | New |
| Advisors Capital Management, LLC | 70,548 | $25.6M | 0.40% | +332+0.5% | Added |
| Glenview Trust Co | 70,400 | $25.5M | 0.48% | +1,825+2.7% | Added |
| Xponance, Inc. | 70,127 | $25.4M | 0.23% | +78+0.1% | Added |
| Railway Pension Investments Ltd | 69,600 | $25.2M | 0.33% | −48,700−41.2% | Reduced |
| Ausdal Financial Partners, Inc. | 69,127 | $25.1M | 2.17% | +227+0.3% | Added |
| Mirae Asset Global Investments Co., Ltd. | 68,629 | $25.0M | 0.10% | +8,931+15.0% | Added |
| Jane Street Group, LLC | 68,588 | $24.9M | 0.04% | −168,910−71.1% | Reduced |
| J. Safra Sarasin Holding AG | 68,267 | $24.8M | 0.42% | −4,063−5.6% | Reduced |
| Private Advisor Group, LLC | 67,796 | $24.6M | 0.14% | −185−0.3% | Reduced |
| Badgley Phelps Wealth Managers, LLC | 67,167 | $24.4M | 0.57% | +500+0.7% | Added |
| Grassi Investment Management | 66,954 | $24.3M | 2.07% | −200−0.3% | Reduced |
| AMF Pensionsforsakring AB | 66,863 | $24.3M | 0.17% | −9,871−12.9% | Reduced |
| Andra AP-fonden | 66,700 | $24.2M | 0.39% | +21,600+47.9% | Added |
| Allworth Financial LP | 60,832 | $24.2M | 0.13% | +36,134+146.3% | Added |
| Glenmede Trust Co NA | 66,152 | $24.0M | 0.12% | −58,325−46.9% | Reduced |
| Adviser Investments LLC | 66,151 | $24.0M | 0.30% | +36,789+125.3% | Added |
| Pathstone Holdings, LLC | 65,139 | $23.6M | 0.10% | −1,041−1.6% | Reduced |
| Public Employees Retirement Association of Colorado | 65,059 | $23.6M | 0.09% | −3,912−5.7% | Reduced |
| New York Life Investment Management LLC | 64,962 | $23.6M | 0.23% | +230+0.4% | Added |
| Fiduciary Trust Co | 64,184 | $23.3M | 0.31% | +1,552+2.5% | Added |
| Factory Mutual Insurance Co | 64,100 | $23.3M | 0.25% | 00.0% | Unchanged |
| United Services Automobile Association | 64,017 | $23.2M | 0.76% | −399−0.6% | Reduced |
| Mutual of America Capital Management LLC | 63,534 | $23.0M | 0.25% | −2,313−3.5% | Reduced |
| Cutler Investment Counsel LLC | 63,332 | $23.0M | 2.86% | −1,127−1.7% | Reduced |
| Westchester Capital Management, Inc. | 62,967 | $22.8M | 5.75% | −1,962−3.0% | Reduced |
| Janus Henderson Group PLC | 62,791 | $22.8M | 0.01% | −1,030−1.6% | Reduced |
| Wealthfront Advisers LLC | 61,122 | $22.2M | 0.06% | +3,762+6.6% | Added |
| Savant Capital, LLC | 61,081 | $22.2M | 0.17% | +6,396+11.7% | Added |
| Nissay Asset Management Corp | 60,722 | $22.2M | 0.14% | −1,095−1.8% | Reduced |
| Congress Wealth Management LLC | 60,640 | $22.0M | 0.30% | +1,658+2.8% | Added |