Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2024
Institutional positions in Caterpillar Inc as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,010
- +225 vs. Q3 2024
- Shares held
- 340.2M
- −2.50M (−0.7%) vs. Q3 2024
- Total value
- $123.4B
- −$9.74B (−7.3%) vs. Q3 2024
- New holders
- 385
- 1,095 more added
- Sold out
- 160
- 1,050 more reduced
53 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Fayez Sarofim & Co | 60,499 | $21.9M | 0.05% | +4,697+8.4% | Added |
| FineMark National Bank & Trust | 60,395 | $21.9M | 0.76% | −1,989−3.2% | Reduced |
| Public Sector Pension Investment Board | 60,169 | $21.8M | 0.09% | +39,621+192.8% | Added |
| Blackhill Capital Inc | 60,000 | $21.8M | 1.13% | 00.0% | Unchanged |
| Delta Asset Management LLC | 59,734 | $21.7M | 1.94% | −912−1.5% | Reduced |
| Integrated Advisors Network LLC | 59,016 | $21.4M | 1.03% | +760+1.3% | Added |
| JustInvest LLC | 57,929 | $21.0M | 0.32% | +4,597+8.6% | Added |
| Oppenheimer Asset Management Inc. | 57,375 | $20.8M | 0.25% | +5,798+11.2% | Added |
| Nomura Holdings Inc | 57,350 | $20.8M | 0.11% | +40,857+247.7% | Added |
| Ethic Inc. | 57,099 | $20.7M | 0.42% | +12,388+27.7% | Added |
| Massmutual Trust Co FSB | 56,875 | $20.6M | 0.58% | +561+1.0% | Added |
| CCM Investment Advisers LLC | 56,776 | $20.6M | 2.28% | −2,930−4.9% | Reduced |
| Tredje AP-fonden | 56,200 | $20.4M | 0.18% | −10,090−15.2% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 56,198 | $20.4M | 0.09% | +56,198 | New |
| Silvercrest Asset Management Group LLC | 55,906 | $20.3M | 0.14% | +35,901+179.5% | Added |
| Richard C. Young & CO., LTD. | 55,755 | $20.2M | 2.20% | −1,036−1.8% | Reduced |
| Congress Asset Management Co | 55,613 | $20.2M | 0.14% | +363+0.7% | Added |
| Kovitz Investment Group Partners, LLC | 55,505 | $20.1M | 0.10% | −57,539−50.9% | Reduced |
| Oppenheimer & Co Inc | 55,124 | $20.0M | 0.30% | −6,074−9.9% | Reduced |
| Lazard Asset Management LLC | 55,065 | $20.0M | 0.03% | −9,256−14.4% | Reduced |
| State of Alaska, Department of Revenue | 55,048 | $20.0M | 0.22% | −4,463−7.5% | Reduced |
| Callahan Advisors, LLC | 54,899 | $19.9M | 1.87% | −447−0.8% | Reduced |
| Umb Bank N A | 54,899 | $19.9M | 0.31% | −3,220−5.5% | Reduced |
| Moran Wealth Management, LLC | 54,878 | $19.9M | 0.64% | −321−0.6% | Reduced |
| Harvest Portfolios Group Inc. | 54,600 | $19.8M | 0.66% | +8,238+17.8% | Added |
| Generali Asset Management SPA SGR | 53,905 | $19.6M | 0.50% | +53,905 | New |
| Associated Banc-Corp | 53,882 | $19.5M | 0.59% | −3,845−6.7% | Reduced |
| KCM Investment Advisors LLC | 53,808 | $19.5M | 0.67% | −197−0.4% | Reduced |
| Jones Financial Companies LLLP | 53,498 | $19.4M | 0.02% | +14,749+38.1% | Added |
| Wharton Business Group, LLC | 52,808 | $19.2M | 0.86% | −2,010−3.7% | Reduced |
| Guggenheim Capital LLC | 52,488 | $19.0M | 0.16% | −4,485−7.9% | Reduced |
| Baker Avenue Asset Management, LP | 51,759 | $18.8M | 0.58% | +824+1.6% | Added |
| LaFleur & Godfrey LLC | 50,785 | $18.4M | 2.53% | −448−0.9% | Reduced |
| Kempen Capital Management N.V. | 50,594 | $18.4M | 0.18% | +50,594 | New |
| Whittier Trust Co | 50,216 | $18.2M | 0.24% | +762+1.5% | Added |
| Pacer Advisors, Inc. | 50,097 | $18.2M | 0.04% | +4,167+9.1% | Added |
| United Capital Financial Advisers, LLC | 49,888 | $18.1M | 0.15% | −2,281−4.4% | Reduced |
| Independent Advisor Alliance | 49,559 | $18.0M | 0.24% | +1,193+2.5% | Added |
| First National Trust Co | 49,442 | $17.9M | 0.67% | +477+1.0% | Added |
| Charter Trust Co | 49,379 | $17.9M | 1.17% | −147−0.3% | Reduced |
| Exchange Traded Concepts, LLC | 49,121 | $17.8M | 0.36% | +21,094+75.3% | Added |
| Wiley Bros.-Aintree Capital, LLC | 48,828 | $17.8M | 0.21% | +21,730+80.2% | Added |
| Federated Hermes, Inc. | 47,898 | $17.4M | 0.04% | −69,018−59.0% | Reduced |
| Allianz SE | 47,764 | $17.3M | 0.45% | +280+0.6% | Added |
| Avantax Advisory Services, Inc. | 47,425 | $17.2M | 0.11% | +1,659+3.6% | Added |
| Crossmark Global Holdings, Inc. | 46,550 | $16.9M | 0.31% | −1,020−2.1% | Reduced |
| Sanibel Captiva Trust Company, Inc. | 46,329 | $16.8M | 0.54% | +942+2.1% | Added |
| Tudor Investment Corp Et Al | 45,930 | $16.7M | 0.18% | +5,903+14.7% | Added |
| Lido Advisors, LLC | 45,826 | $16.6M | 0.10% | +737+1.6% | Added |
| Mizuho Securities USA LLC | 45,759 | $16.6M | 0.30% | +14,316+45.5% | Added |
| Rafferty Asset Management, LLC | 45,547 | $16.5M | 0.06% | +4,889+12.0% | Added |
| Hamilton Capital Partners Inc. | 45,476 | $16.5M | 1.23% | +6,233+15.9% | Added |
| Kestra Private Wealth Services, LLC | 45,239 | $16.4M | 0.28% | +12,756+39.3% | Added |
| Davenport & Co LLC | 45,055 | $16.3M | 0.10% | +2,430+5.7% | Added |
| American Assets Investment Management, LLC | 45,000 | $16.3M | 1.33% | 00.0% | Unchanged |
| Birmingham Capital Management Co Inc | 44,235 | $16.0M | 5.96% | −2,870−6.1% | Reduced |
| NBT Bank N A | 43,766 | $15.9M | 1.11% | −955−2.1% | Reduced |
| CWM Advisors, LLC | 43,164 | $15.7M | 1.75% | −1,088−2.5% | Reduced |
| Elo Mutual Pension Insurance Co | 42,617 | $15.5M | 0.33% | −3,855−8.3% | Reduced |
| Central Trust Co | 42,586 | $15.4M | 0.38% | +370+0.9% | Added |
| Salem Investment Counselors Inc | 42,229 | $15.3M | 0.50% | +86+0.2% | Added |
| Atwater Malick LLC | 42,226 | $15.3M | 5.13% | −715−1.7% | Reduced |
| Clear Harbor Asset Management, LLC | 42,123 | $15.3M | 1.23% | +310+0.7% | Added |
| Dodge & Cox | 41,976 | $15.2M | 0.01% | −300−0.7% | Reduced |
| Allied Investment Advisors, LLC | 41,767 | $15.2M | 3.05% | −662−1.6% | Reduced |
| Culbertson A N & Co Inc | 41,760 | $15.1M | 2.41% | +366+0.9% | Added |
| Oregon Public Employees Retirement Fund | 41,393 | $15.0M | 0.28% | −117−0.3% | Reduced |
| Stillwater Capital Advisors, LLC | 41,315 | $15.0M | 1.85% | +594+1.5% | Added |
| CIBC Private Wealth Group, LLC | 41,279 | $14.9M | 0.03% | −1,148−2.7% | Reduced |
| Janney Capital Management LLC | 40,953 | $14.9M | 0.98% | −660−1.6% | Reduced |
| Segment Wealth Management, LLC | 40,716 | $14.8M | 1.01% | +64+0.2% | Added |
| Noesis Capital Mangement Corp | 40,692 | $14.8M | 2.82% | −41−0.1% | Reduced |
| Quilter Plc | 40,329 | $14.6M | 0.29% | −1,363−3.3% | Reduced |
| SlateStone Wealth, LLC | 40,267 | $14.6M | 1.43% | +931+2.4% | Added |
| Parsons Capital Management Inc | 40,252 | $14.6M | 0.79% | −226−0.6% | Reduced |
| Dnca Finance | 40,000 | $14.5M | 1.13% | −6,400−13.8% | Reduced |
| Candriam Luxembourg S.C.A. | 39,911 | $14.5M | 0.08% | +5,181+14.9% | Added |
| Dearborn Partners LLC | 39,486 | $14.3M | 0.60% | +10.0% | Added |
| Temasek Holdings (Private) Ltd | 39,447 | $14.3M | 0.06% | −15,022−27.6% | Reduced |
| F/M Investments LLC | 39,159 | $14.2M | 0.52% | +7,595+24.1% | Added |
| Bowen Hanes & Co Inc | 38,779 | $14.1M | 0.38% | +30,835+388.2% | Added |
| Gulf International Bank (UK) Ltd | 38,602 | $14.0M | 0.35% | −462−1.2% | Reduced |
| Dakota Wealth Management | 38,581 | $14.0M | 0.32% | +228+0.6% | Added |
| Jacobs & Co | 38,508 | $14.0M | 1.42% | −1,723−4.3% | Reduced |
| Lee Danner & Bass Inc | 38,475 | $14.0M | 1.11% | −431−1.1% | Reduced |
| NEOS Investment Management LLC | 38,473 | $14.0M | 0.33% | +4,035+11.7% | Added |
| Synovus Financial Corp | 38,457 | $14.0M | 0.18% | −94−0.2% | Reduced |
| Capital Investment Advisors, LLC | 38,322 | $13.9M | 0.28% | +688+1.8% | Added |
| Dana Investment Advisors, Inc. | 38,283 | $13.9M | 0.46% | −156−0.4% | Reduced |
| Bokf, NA | 39,404 | $13.8M | 0.23% | +575+1.5% | Added |
| LS Investment Advisors, LLC | 37,920 | $13.8M | 2.02% | −430−1.1% | Reduced |
| HB Wealth Management, LLC | 37,804 | $13.7M | 0.14% | +1,294+3.5% | Added |
| Summit Financial, LLC | 37,737 | $13.7M | 0.48% | +853+2.3% | Added |
| Meridian Wealth Management, LLC | 37,398 | $13.6M | 0.64% | −299−0.8% | Reduced |
| Stockman Wealth Management, Inc. | 37,376 | $13.6M | 2.12% | +396+1.1% | Added |
| Clifford Swan Investment Counsel LLC | 37,329 | $13.5M | 0.49% | −2,485−6.2% | Reduced |
| AIA Group Ltd | 37,312 | $13.5M | 0.33% | +4,643+14.2% | Added |
| Federation des caisses Desjardins du Quebec | 37,111 | $13.5M | 0.07% | +4,912+15.3% | Added |
| Welch Group, LLC | 36,814 | $13.4M | 0.60% | +703+1.9% | Added |
| Pittenger & Anderson Inc | 36,805 | $13.4M | 0.49% | −565−1.5% | Reduced |