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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q4 2024

Institutional positions in Caterpillar Inc as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
3,010
+225 vs. Q3 2024
Shares held
340.2M
−2.50M (−0.7%) vs. Q3 2024
Total value
$123.4B
−$9.74B (−7.3%) vs. Q3 2024
New holders
385
1,095 more added
Sold out
160
1,050 more reduced

53 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q3 2024: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ4 2024: 3,010 institutions
Q1 2021: 2,015 institutionsQ2 2021: 2,028 institutionsQ3 2021: 1,943 institutionsQ4 2021: 2,161 institutionsQ1 2022: 2,176 institutionsQ2 2022: 2,077 institutionsQ3 2022: 1,992 institutionsQ4 2022: 2,287 institutionsQ1 2023: 2,284 institutionsQ2 2023: 2,329 institutionsQ3 2023: 2,409 institutionsQ4 2023: 2,583 institutionsQ1 2024: 2,714 institutionsQ2 2024: 2,713 institutionsQ3 2024: 2,838 institutionsQ4 2024: 3,010 institutionsQ1 2025: 2,903 institutionsQ2 2025: 3,023 institutionsQ3 2025: 3,150 institutionsQ4 2025: 3,542 institutionsQ1 2026: 3,772 institutionsQ2 2026: 4,069 institutions
Value heldQ4 2024: $123.4B
Q1 2021: $88.0BQ2 2021: $82.0BQ3 2021: $71.1BQ4 2021: $74.9BQ1 2022: $82.0BQ2 2022: $65.6BQ3 2022: $59.2BQ4 2022: $87.1BQ1 2023: $82.6BQ2 2023: $88.0BQ3 2023: $97.3BQ4 2023: $104.6BQ1 2024: $127.6BQ2 2024: $114.5BQ3 2024: $133.6BQ4 2024: $123.4BQ1 2025: $109.0BQ2 2025: $128.0BQ3 2025: $159.0BQ4 2025: $188.7BQ1 2026: $232.0BQ2 2026: $351.1B
Institutions holding CAT and their total value by quarter
QuarterHoldersValue
Q2 20264,069$351.1B
Q1 20263,772$232.0B
Q4 20253,542$188.7B
Q3 20253,150$159.0B
Q2 20253,023$128.0B
Q1 20252,903$109.0B
Q4 20243,010$123.4B
Q3 20242,838$133.6B
Q2 20242,713$114.5B
Q1 20242,714$127.6B
Q4 20232,583$104.6B
Q3 20232,409$97.3B
Q2 20232,329$88.0B
Q1 20232,284$82.6B
Q4 20222,287$87.1B
Q3 20221,992$59.2B
Q2 20222,077$65.6B
Q1 20222,176$82.0B
Q4 20212,161$74.9B
Q3 20211,943$71.1B
Q2 20212,028$82.0B
Q1 20212,015$88.0B

Institutions, Q4 2024

Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2024.

Institutions holding CAT in Q4 2024
InstitutionSharesValue% of portfolioChange in sharesAction
Nova Wealth Management, Inc.1$3630.00%+1New
Activest Wealth Management2$7260.00%+2New
PEAK6 LLC2$7350.00%+2New
Investors Research Corp3$1.09K0.00%00.0%Unchanged
Sugar Maple Asset Management, LLC3$1.09K0.00%+3New
Sanctuary Wealth Management, L.L.C.4$1.45K0.00%00.0%Unchanged
WealthCollab, LLC4$1.45K0.00%00.0%Unchanged
POM Investment Strategies, LLC5$1.81K0.00%00.0%Unchanged
Painted Porch Advisors LLC6$2.18K0.00%+6New
NBC Securities, Inc.6$2.23K0.20%−6,506−99.9%Reduced
American Capital Advisory, LLC6$2.27K0.00%00.0%Unchanged
Altshuler Shaham Ltd10$3.63K0.00%−4,501−99.8%Reduced
Ridgewood Investments LLC10$3.63K0.00%+10New
Winnow Wealth LLC11$3.93K0.00%+11New
Pension & Wealth Management Advisors, Inc.11$3.99K0.00%00.0%Unchanged
WealthTrak Capital Management LLC11$3.99K0.00%+11New
Blume Capital Management, Inc.13$4.72K0.00%00.0%Unchanged
Principia Wealth Advisory, LLC13$4.72K0.00%+13New
Holos Integrated Wealth LLC13$4.72K0.00%+13New
Criterion Capital Advisors, LLC15$5.00K0.00%00.0%Unchanged
JDM Financial Group LLC14$5.08K0.00%−6−30.0%Reduced
Cornerstone National Bank & Trust Co15$5.44K0.00%00.0%Unchanged
PayPay Securities Corp15$5.44K0.24%+3+25.0%Added
DecisionPoint Financial, LLC15$5.44K0.00%−10−40.0%Reduced
Parkworth Wealth Management, Inc.16$5.92K0.00%+16New
Peterson Wealth Services17$6.17K0.00%00.0%Unchanged
Red Tortoise LLC17$6.17K0.00%00.0%Unchanged
Evelyn Partners Asset Management Ltd19$6.89K0.00%+19New
New Millennium Group LLC20$7.14K0.00%00.0%Unchanged
Rialto Wealth Management, LLC22$7.98K0.00%+22New
Icon Advisers Inc25$9.07K0.00%+25New
Winch Advisory Services, LLC26$9.30K0.00%00.0%Unchanged
FLP Wealth Management, LLC30$10.7K0.03%+30New
Aster Capital Management (DIFC) Ltd30$10.9K0.00%−5,367−99.4%Reduced
Breakwater Investment Management30$10.9K0.00%00.0%Unchanged
Stance Capital LLC30$10.9K0.01%+30New
Chesapeake Asset Management LLC32$11.6K0.01%00.0%Unchanged
Bayforest Capital Ltd32$11.6K0.01%+32New
Prudent Man Investment Management, Inc.33$12.0K0.01%+33New
TFC Financial Management34$12.4K0.00%00.0%Unchanged
Your Advocates Ltd., LLP35$12.7K0.01%−165−82.5%Reduced
Investment Research & Advisory Group, Inc.35$12.8K0.01%00.0%Unchanged
Fortis Group Advisors, LLC37$13.4K0.00%00.0%Unchanged
Lam Group, Inc.37$13.4K0.01%00.0%Unchanged
Copia Wealth Management38$13.7K0.01%+38New
MeadowBrook Investment Advisors LLC39$14.1K0.01%00.0%Unchanged
Financial Gravity Companies, Inc.39$14.1K0.00%00.0%Unchanged
Richardson Financial Services Inc.40$14.5K0.01%+40New
Game Plan Financial Advisors, LLC40$14.5K0.01%00.0%Unchanged
Burkett Financial Services, LLC40$14.7K0.01%00.0%Unchanged
Chapman Financial Group, LLC42$15.2K0.01%+42New
Raffa Wealth Management, LLC44$16.0K0.00%−8−15.4%Reduced
Pacific Capital Wealth Advisors, Inc46$16.7K0.00%−4−8.0%Reduced
Decker Retirement Planning Inc.49$17.8K0.01%+49New
Financial Avengers, Inc.50$18.1K0.01%00.0%Unchanged
Innovative Advisory Group, LLC50$18.1K0.02%+50New
Front Row Advisors LLC51$18.5K0.01%00.0%Unchanged
Kathleen S. Wright Associates Inc.54$19.6K0.01%00.0%Unchanged
Anfield Capital Management, LLC59$21.4K0.01%+33+126.9%Added
Legacy Investment Solutions, LLC59$21.5K0.01%+59New
Legacy Wealth Managment, LLC59$21.5K0.01%+59New
Grayhawk Investment Strategies Inc.61$22.1K0.04%00.0%Unchanged
Compass Financial Services Inc63$22.8K0.01%+63New
Manitou Investment Management Ltd.65$23.6K0.00%00.0%Unchanged
Atlantic Edge Private Wealth Management, LLC65$23.6K0.01%00.0%Unchanged
AlphaMark Advisors, LLC65$24.0K0.01%00.0%Unchanged
Belmont Capital, LLC70$25.4K0.00%00.0%Unchanged
TD Capital Management LLC70$25.4K0.00%+3+4.5%Added
SWAN Capital LLC73$26.5K0.01%00.0%Unchanged
Flagship Wealth Advisors, LLC73$26.5K0.02%+73New
Talon Private Wealth, LLC74$26.8K0.01%−15−16.9%Reduced
Aspect Partners, LLC74$26.8K0.02%+8+12.1%Added
Halbert Hargrove Global Advisors, LLC74$27.0K0.00%+74New
Cyrus J. Lawrence, LLC75$27.0K0.01%+75New
Thompson Investment Management, Inc.75$27.2K0.00%00.0%Unchanged
Mascoma Wealth Management LLC75$27.2K0.01%00.0%Unchanged
Evergreen Private Wealth LLC80$29.0K0.01%00.0%Unchanged
Noble Wealth Management PBC86$31.2K0.02%+86New
DB Fitzpatrick & Co, Inc88$31.9K0.03%00.0%Unchanged
Investment Management Corp91$32.9K0.03%+91New
Atlas Capital Advisors LLC91$33.0K0.00%−71−43.8%Reduced
Lowe Wealth Advisors, LLC92$33.4K0.01%+16+21.1%Added
Retirement Wealth Solutions LLC96$33.8K0.03%+96New
Cedar Mountain Advisors, LLC95$34.6K0.01%−13−12.0%Reduced
Quarry LP97$35.2K0.01%+97New
Fairscale Capital, LLC99$35.9K0.03%00.0%Unchanged
Whipplewood Advisors, LLC99$35.9K0.02%+99New
MPWM Advisory Solutions, LLC99$35.9K0.03%+99New
Financial Network Wealth Advisors LLC100$36.3K0.07%−529−84.1%Reduced
Kimelman & Baird, LLC100$36.3K0.00%00.0%Unchanged
Twin Lakes Capital Management, LLC100$36.3K0.02%00.0%Unchanged
Albion Financial Group100$36.3K0.00%+77+334.8%Added
Northwest Capital Management Inc101$36.8K0.02%00.0%Unchanged
ZRC Wealth Management, LLC102$37.0K0.02%00.0%Unchanged
West Financial Advisors, LLC103$37.4K0.01%00.0%Unchanged
Bellevue Asset Management, LLC106$38.6K0.02%00.0%Unchanged
Mattson Financial Services, LLC100$39.1K0.01%+100New
Park Place Capital Corp113$41.0K0.01%00.0%Unchanged
Trivant Custom Portfolio Group, LLC115$41.7K0.02%+65+130.0%Added
Millstone Evans Group, LLC120$43.5K0.03%+120New