Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2026
Institutional positions in Caterpillar Inc as of Jun 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 4,069
- +349 vs. Q1 2026
- Shares held
- 330.6M
- −492.4K (−0.1%) vs. Q1 2026
- Total value
- $351.1B
- +$119.4B (+51.5%) vs. Q1 2026
- New holders
- 453
- 1,440 more added
- Sold out
- 104
- 1,609 more reduced
52 institutions that held it in Q1 2026 haven't filed for Q2 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2026: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2026
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2026.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Manufacturers Life Insurance Company, The | 306,110 | $326.0M | 0.25% | −9,098−2.9% | Reduced |
| Baird Financial Group, Inc. | 300,443 | $319.9M | 0.44% | −6,416−2.1% | Reduced |
| Rockefeller Capital Management L.P. | 298,639 | $318.0M | 0.49% | +4,463+1.5% | Added |
| Bank of Nova Scotia | 294,412 | $313.5M | 0.47% | −47,267−13.8% | Reduced |
| Cetera Investment Advisers | 292,059 | $311.0M | 0.28% | −3,752−1.3% | Reduced |
| SEI Investments Co | 290,919 | $309.8M | 0.27% | +81,689+39.0% | Added |
| Jones Financial Companies LLLP | 307,274 | $306.7M | 0.12% | +77,567+33.8% | Added |
| Zacks Investment Management | 285,444 | $304.0M | 2.16% | −132,820−31.8% | Reduced |
| Colony Group, LLC | 285,159 | $303.6M | 0.31% | −52,872−15.6% | Reduced |
| Janney Montgomery Scott LLC | 284,923 | $303.4M | 0.59% | −4,478−1.5% | Reduced |
| Agf Management Ltd | 284,409 | $302.9M | 1.18% | −1,187−0.4% | Reduced |
| Alphinity Investment Management Pty Ltd | 283,348 | $301.7M | 5.02% | −68,277−19.4% | Reduced |
| Cerity Partners LLC | 279,238 | $297.3M | 0.36% | +3,824+1.4% | Added |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 281,908 | $294.5M | 0.45% | −583−0.2% | Reduced |
| Commerce Bank | 270,388 | $287.9M | 1.26% | +10,906+4.2% | Added |
| Nordea Investment Management AB | 264,718 | $282.6M | 0.23% | −8,398−3.1% | Reduced |
| FIL Ltd | 264,010 | $281.1M | 0.20% | +8,305+3.2% | Added |
| Mitsubishi UFJ Trust & Banking Corp | 256,848 | $273.5M | 0.60% | −11,390−4.2% | Reduced |
| Allianz Asset Management GmbH | 254,402 | $270.9M | 0.25% | +51,614+25.5% | Added |
| SG Americas Securities, LLC | 252,162 | $268.5M | 0.15% | −53,269−17.4% | Reduced |
| State of Wisconsin Investment Board | 248,082 | $264.2M | 0.53% | −5,787−2.3% | Reduced |
| Danske Bank A/S | 244,864 | $260.8M | 0.52% | +35,764+17.1% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 244,746 | $260.6M | 0.50% | −13,280−5.1% | Reduced |
| Royal London Asset Management Ltd | 243,317 | $259.1M | 0.48% | −5,600−2.2% | Reduced |
| National Bank of Canada | 242,726 | $258.3M | 0.23% | −37,519−13.4% | Reduced |
| Keybank National Association | 236,765 | $252.1M | 0.83% | −4,864−2.0% | Reduced |
| Captrust Financial Advisors | 236,355 | $251.7M | 0.39% | +27,055+12.9% | Added |
| Russell Investments Group, Ltd. | 235,664 | $250.2M | 0.22% | +34,175+17.0% | Added |
| Jane Street Group, LLC | 234,892 | $250.1M | 0.16% | +202,253+619.7% | Added |
| Bollard Group LLC | 234,170 | $249.4M | 7.59% | +5,118+2.2% | Added |
| KBC Group NV | 231,511 | $246.5M | 0.53% | +2,214+1.0% | Added |
| Retirement Systems of Alabama | 230,879 | $245.9M | 0.74% | −2,049−0.9% | Reduced |
| Toroso Investments, LLC | 228,796 | $243.6M | 0.59% | +30,805+15.6% | Added |
| Ensign Peak Advisors, Inc | 227,255 | $242.0M | 0.40% | −4,189−1.8% | Reduced |
| Chevy Chase Trust Holdings, Inc. | 226,408 | $241.1M | 0.62% | −6,665−2.9% | Reduced |
| Vanguard Investments Australia, Ltd. | 222,477 | $236.9M | 0.59% | +4,429+2.0% | Added |
| Alecta Pensionsforsakring, Omsesidigt | 219,600 | $233.8M | 0.98% | −28,900−11.6% | Reduced |
| DekaBank Deutsche Girozentrale | 326,603 | $230.5M | 0.39% | 00.0% | Unchanged |
| Swedbank AB | 215,096 | $229.1M | 0.20% | +8,193+4.0% | Added |
| Cambridge Investment Research Advisors, Inc. | 214,076 | $228.0M | 0.51% | +3,454+1.6% | Added |
| GWM Advisors LLC | 212,215 | $226.0M | 0.67% | −2,849−1.3% | Reduced |
| Rathbone Brothers plc | 211,108 | $224.8M | 0.83% | −20,531−8.9% | Reduced |
| Kestra Advisory Services, LLC | 208,164 | $221.7M | 0.72% | −11,422−5.2% | Reduced |
| Menora Mivtachim Holdings Ltd. | 207,500 | $221.0M | 0.86% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 207,310 | $220.8M | 0.20% | −33,932−14.1% | Reduced |
| Handelsbanken Fonder AB | 205,152 | $218.5M | 0.62% | +76,641+59.6% | Added |
| Treasurer of the State of North Carolina | 199,374 | $212.3M | 0.55% | +1,136+0.6% | Added |
| M&T Bank Corp | 196,206 | $208.9M | 0.61% | +4,262+2.2% | Added |
| 1832 Asset Management L.P. | 194,962 | $207.6M | 0.25% | +731+0.4% | Added |
| Daiwa Securities Group Inc. | 194,149 | $206.7M | 0.47% | +19,564+11.2% | Added |
| Toronto Dominion Bank | 193,657 | $206.2M | 0.34% | +44,939+30.2% | Added |
| AustralianSuper Pty Ltd | 189,616 | $201.9M | 0.87% | +161,374+571.4% | Added |
| Teacher Retirement System of Texas | 189,582 | $201.9M | 0.54% | +10,753+6.0% | Added |
| Mercer Global Advisors Inc | 189,337 | $201.6M | 0.25% | +32,591+20.8% | Added |
| Sequoia Financial Advisors, LLC | 188,272 | $200.5M | 1.00% | +9,512+5.3% | Added |
| Truist Financial Corp | 184,451 | $196.4M | 0.24% | −24,712−11.8% | Reduced |
| Swiss Life Asset Management Ltd | 183,734 | $195.7M | 0.81% | −7,249−3.8% | Reduced |
| TD Waterhouse Canada Inc. | 194,396 | $192.8M | 0.51% | +15,342+8.6% | Added |
| Northwestern Mutual Wealth Management Co | 180,921 | $192.7M | 0.10% | +4,005+2.3% | Added |
| Public Employees Retirement Association of Colorado | 180,688 | $192.4M | 0.66% | +59,141+48.7% | Added |
| Fayez Sarofim & Co | 179,790 | $191.5M | 0.45% | +111,599+163.7% | Added |
| Public Employees Retirement System of Ohio | 179,718 | $191.4M | 0.56% | −13,433−7.0% | Reduced |
| Robeco Institutional Asset Management B.V. | 178,121 | $189.7M | 0.23% | +47,130+36.0% | Added |
| Atalanta Sosnoff Capital, LLC | 176,008 | $187.4M | 3.30% | +33,767+23.7% | Added |
| Fjarde Ap-Fonden /Fourth Swedish National Pension Fund | 175,084 | $186.4M | 0.89% | −12,480−6.7% | Reduced |
| Westfield Capital Management Co LP | 174,620 | $186.0M | 0.61% | +142,295+440.2% | Added |
| Two Sigma Investments, LP | 171,574 | $182.7M | 0.14% | −30,296−15.0% | Reduced |
| Empower Advisory Group, LLC | 171,332 | $182.5M | 0.44% | −558−0.3% | Reduced |
| Polar Capital Holdings Plc | 167,175 | $178.0M | 0.50% | +21,819+15.0% | Added |
| Nisa Investment Advisors, LLC | 162,826 | $173.4M | 0.54% | −4,788−2.9% | Reduced |
| CIBC World Markets Inc. | 161,547 | $172.0M | 0.29% | −6,765−4.0% | Reduced |
| State of Tennessee, Treasury Department | 161,321 | $171.8M | 0.51% | −3,878−2.3% | Reduced |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 156,246 | $166.4M | 0.17% | −119,345−43.3% | Reduced |
| STRS Ohio | 155,449 | $165.5M | 0.62% | −11,263−6.8% | Reduced |
| First Trust Advisors LP | 154,020 | $164.0M | 0.10% | +951+0.6% | Added |
| Nykredit A/S | 152,708 | $162.6M | 0.62% | +152,708 | New |
| State of New Jersey Common Pension Fund D | 150,411 | $160.2M | 0.55% | −10,557−6.6% | Reduced |
| Calamos Advisors LLC | 150,261 | $160.0M | 0.58% | +15,578+11.6% | Added |
| Tredje AP-fonden | 144,911 | $154.3M | 0.70% | +15,378+11.9% | Added |
| Midwest Trust Co | 142,243 | $151.5M | 1.72% | −13,563−8.7% | Reduced |
| Temasek Holdings (Private) Ltd | 140,673 | $149.8M | 0.41% | +88,120+167.7% | Added |
| Lansforsakringar Fondforvaltning AB (publ) | 139,794 | $148.9M | 0.67% | −8,126−5.5% | Reduced |
| Resona Asset Management Co.,Ltd. | 140,484 | $148.6M | 0.70% | −13,022−8.5% | Reduced |
| Zurich Insurance Group Ltd | 138,646 | $147.6M | 1.02% | +18,794+15.7% | Added |
| Mirae Asset Global Investments Co., Ltd. | 138,332 | $147.3M | 0.28% | +8,289+6.4% | Added |
| Healthcare of Ontario Pension Plan Trust Fund | 134,492 | $143.2M | 0.20% | +64,268+91.5% | Added |
| MML Investors Services, LLC | 134,132 | $142.8M | 0.29% | +10,607+8.6% | Added |
| Banco Santander, S.A. | 133,742 | $142.4M | 0.89% | +12,747+10.5% | Added |
| Huntington National Bank | 132,993 | $141.6M | 0.69% | −3,147−2.3% | Reduced |
| Mediolanum International Funds Ltd | 136,412 | $140.9M | 1.21% | +22,880+20.2% | Added |
| Czech National Bank | 131,102 | $139.6M | 0.76% | +4,383+3.5% | Added |
| Arizona State Retirement System | 129,108 | $137.5M | 0.69% | +856+0.7% | Added |
| SEB Asset Management AB | 127,876 | $136.2M | 0.51% | +6,169+5.1% | Added |
| CIBC Asset Management Inc | 127,048 | $135.3M | 0.30% | +6,068+5.0% | Added |
| Acadian Asset Management LLC | 127,025 | $135.3M | 0.16% | −36,844−22.5% | Reduced |
| Lazard Asset Management LLC | 126,876 | $135.1M | 0.20% | +64,515+103.5% | Added |
| D. E. Shaw & Co., Inc. | 124,461 | $132.5M | 0.08% | +71,057+133.1% | Added |
| O'Shaughnessy Asset Management, LLC | 124,100 | $132.2M | 0.62% | −13,439−9.8% | Reduced |
| Sanctuary Advisors, LLC | 123,693 | $131.7M | 0.61% | −3,538−2.8% | Reduced |
| MetLife Investment Management | 123,114 | $131.1M | 0.59% | +11,857+10.7% | Added |