Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2026
Institutional positions in Caterpillar Inc as of Jun 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 4,069
- +349 vs. Q1 2026
- Shares held
- 330.6M
- −492.4K (−0.1%) vs. Q1 2026
- Total value
- $351.1B
- +$119.4B (+51.5%) vs. Q1 2026
- New holders
- 453
- 1,440 more added
- Sold out
- 104
- 1,609 more reduced
52 institutions that held it in Q1 2026 haven't filed for Q2 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2026: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2026
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2026.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Worldquant Millennium Advisors LLC | 122,579 | $130.5M | 0.45% | +55,697+83.3% | Added |
| Xponance, Inc. | 122,094 | $130.0M | 0.80% | +36,620+42.8% | Added |
| Blair William & Co | 121,522 | $129.4M | 0.34% | +3,021+2.5% | Added |
| Nomura Holdings Inc | 120,838 | $128.7M | 0.54% | +108,377+869.7% | Added |
| Caisse de Depot Et Placement du Quebec | 119,896 | $127.7M | 0.18% | −268,830−69.2% | Reduced |
| Jupiter Topco LLC | 119,462 | $127.2M | 0.05% | +119,462 | New |
| Balyasny Asset Management LLC | 119,098 | $126.8M | 0.23% | −117,051−49.6% | Reduced |
| State of Michigan Retirement System | 117,972 | $125.6M | 0.56% | −11,600−9.0% | Reduced |
| Employees Retirement System of Texas | 114,114 | $121.5M | 0.97% | +52,666+85.7% | Added |
| Wealth Enhancement Advisory Services, LLC | 182,074 | $120.5M | 0.20% | +8,613+5.0% | Added |
| Wiley Bros.-Aintree Capital, LLC | 110,167 | $117.6M | 0.48% | +1,924+1.8% | Added |
| Pinnacle Associates Ltd | 110,066 | $117.2M | 1.28% | −1,006−0.9% | Reduced |
| Jennison Associates LLC | 109,244 | $116.3M | 0.07% | −20,662−15.9% | Reduced |
| QRG Capital Management, Inc. | 108,049 | $115.1M | 0.94% | +12,132+12.6% | Added |
| Gotham Asset Management, LLC | 105,101 | $111.9M | 0.26% | −11,995−10.2% | Reduced |
| IFM Investors Pty Ltd | 105,075 | $111.9M | 0.74% | +9,919+10.4% | Added |
| Heritage Investors Management Corp | 104,402 | $111.2M | 3.08% | −11,994−10.3% | Reduced |
| Capital Fund Management S.A. | 104,146 | $110.9M | 0.79% | +23,698+29.5% | Added |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 101,732 | $108.3M | 0.53% | −6,653−6.1% | Reduced |
| Clark Capital Management Group, Inc. | 101,595 | $108.2M | 0.59% | −10,774−9.6% | Reduced |
| Bradley Foster & Sargent Inc | 100,822 | $107.4M | 1.52% | −2,837−2.7% | Reduced |
| Woodline Partners LP | 100,798 | $107.3M | 0.33% | +9,557+10.5% | Added |
| Paralel Advisors LLC | 100,000 | $106.5M | 4.11% | 00.0% | Unchanged |
| Wesleyan Assurance Society | 99,679 | $106.1M | 5.36% | −700−0.7% | Reduced |
| Meyer Handelman Co | 98,242 | $104.6M | 2.96% | −6,244−6.0% | Reduced |
| Mirae Asset Global ETFs Holdings Ltd. | 98,218 | $104.1M | 0.12% | +9,291+10.4% | Added |
| Prospera Financial Services Inc | 97,568 | $103.9M | 1.51% | +2,124+2.2% | Added |
| Van Eck Associates Corp | 97,286 | $103.6M | 0.06% | −20,245−17.2% | Reduced |
| Brown Advisory Inc | 96,807 | $103.1M | 0.16% | +9,233+10.5% | Added |
| Gabelli Funds LLC | 96,182 | $102.4M | 0.65% | −9,350−8.9% | Reduced |
| Pinebridge Investments LLC | 95,344 | $101.5M | 0.84% | +13,997+17.2% | Added |
| Adviser Investments LLC | 94,652 | $100.8M | 0.97% | −4,614−4.6% | Reduced |
| Warren Averett Asset Management, LLC | 94,324 | $100.4M | 0.58% | −9,929−9.5% | Reduced |
| S&CO Inc | 94,076 | $100.2M | 5.79% | −4,751−4.8% | Reduced |
| Gateway Investment Advisers LLC | 92,976 | $99.0M | 0.98% | −39,172−29.6% | Reduced |
| Amalgamated Bank | 92,658 | $98.7M | 0.68% | +3,157+3.5% | Added |
| Cresset Asset Management, LLC | 91,417 | $97.4M | 0.35% | −4,351−4.5% | Reduced |
| Capital International Inc | 90,941 | $96.8M | 0.68% | −17,465−16.1% | Reduced |
| Beacon Pointe Advisors, LLC | 90,687 | $96.6M | 0.45% | −3,299−3.5% | Reduced |
| Mesirow Financial Investment Management, Inc. | 89,291 | $95.1M | 1.49% | −649−0.7% | Reduced |
| BI Asset Management Fondsmaeglerselskab A/S | 87,055 | $92.7M | 0.74% | −8,584−9.0% | Reduced |
| Busey Wealth Management | 86,659 | $92.3M | 2.24% | −3,666−4.1% | Reduced |
| Steward Partners Investment Advisory, LLC | 86,006 | $91.6M | 0.47% | −10,194−10.6% | Reduced |
| Walleye Capital LLC | 85,858 | $91.4M | 0.43% | +75,870+759.6% | Added |
| Old Republic International Corporation | 85,500 | $90.6M | 3.40% | 00.0% | Unchanged |
| JustInvest LLC | 84,762 | $90.3M | 0.74% | +3,632+4.5% | Added |
| Federation des caisses Desjardins du Quebec | 84,327 | $89.8M | 0.27% | +22,998+37.5% | Added |
| Vontobel Holding Ltd. | 83,551 | $89.0M | 0.30% | +380+0.5% | Added |
| Macquarie Group Ltd | 83,172 | $88.5M | 0.38% | +32,372+63.7% | Added |
| Nomura Asset Management International Inc. | 82,481 | $87.8M | 0.13% | +57,830+234.6% | Added |
| Ofi Invest Asset Management | 93,536 | $87.7M | 0.88% | +31,121+49.9% | Added |
| Fort Washington Investment Advisors Inc | 82,247 | $87.6M | 0.44% | −18,425−18.3% | Reduced |
| Allworth Financial LP | 79,655 | $84.8M | 0.36% | −4,746−5.6% | Reduced |
| Tocqueville Asset Management L.P. | 79,281 | $84.4M | 1.12% | −342−0.4% | Reduced |
| Country Trust Bank | 78,146 | $83.2M | 1.46% | +5,720+7.9% | Added |
| D.A. Davidson & Co. | 77,686 | $82.7M | 0.46% | −2,680−3.3% | Reduced |
| Clearstead Advisors, LLC | 77,286 | $82.3M | 0.78% | −14,908−16.2% | Reduced |
| Lido Advisors, LLC | 76,670 | $81.6M | 0.29% | −774−1.0% | Reduced |
| Wealthfront Advisers LLC | 76,480 | $81.4M | 0.16% | +1,716+2.3% | Added |
| CBOE Vest Financial, LLC | 76,066 | $81.0M | 0.85% | −19,326−20.3% | Reduced |
| Aware Super Pty Ltd as trustee of Aware Super | 75,743 | $80.7M | 1.14% | −946−1.2% | Reduced |
| NEOS Investment Management LLC | 75,223 | $80.1M | 0.30% | +7,840+11.6% | Added |
| Commerzbank Aktiengesellschaft | 75,042 | $79.9M | 1.60% | −38,047−33.6% | Reduced |
| Public Sector Pension Investment Board | 74,176 | $79.0M | 0.21% | −465−0.6% | Reduced |
| Varma Mutual Pension Insurance Co | 74,116 | $78.9M | 0.42% | −2,300−3.0% | Reduced |
| Rakuten Investment Management, Inc. | 75,605 | $78.1M | 0.23% | +6,417+9.3% | Added |
| Empowered Funds, LLC | 72,272 | $77.0M | 0.41% | −3,009−4.0% | Reduced |
| Oppenheimer & Co Inc | 71,470 | $76.1M | 0.81% | −96−0.1% | Reduced |
| British Columbia Investment Management Corp | 69,783 | $74.3M | 0.47% | +5,285+8.2% | Added |
| Credit Agricole S A | 69,299 | $73.8M | 0.19% | −100,870−59.3% | Reduced |
| Utah Retirement Systems | 68,969 | $73.4M | 0.70% | −6,313−8.4% | Reduced |
| Advisors Capital Management, LLC | 68,734 | $73.2M | 0.77% | −3,892−5.4% | Reduced |
| Pathstone Holdings, LLC | 68,433 | $73.1M | 0.21% | +3,680+5.7% | Added |
| Police & Firemen's Retirement System of New Jersey | 68,246 | $72.7M | 0.55% | −3,032−4.3% | Reduced |
| Umb Bank N A | 68,125 | $72.5M | 0.92% | −770−1.1% | Reduced |
| Union Bancaire Privee, UBP SA | 65,464 | $72.3M | 1.12% | +12,416+23.4% | Added |
| Ausdal Financial Partners, Inc. | 67,574 | $72.0M | 2.82% | −446−0.7% | Reduced |
| CWM Advisors, LLC | 67,536 | $71.9M | 2.95% | +2,150+3.3% | Added |
| Glenview Trust Co | 67,529 | $71.9M | 0.99% | −384−0.6% | Reduced |
| Marco Investment Management LLC | 67,255 | $71.6M | 4.71% | −2,370−3.4% | Reduced |
| Regions Financial Corp | 66,531 | $70.8M | 0.42% | −998−1.5% | Reduced |
| Ilmarinen Mutual Pension Insurance Co | 65,500 | $69.8M | 0.47% | −3,300−4.8% | Reduced |
| Private Advisor Group, LLC | 65,219 | $69.5M | 0.32% | −19,296−22.8% | Reduced |
| MAI Capital Management | 65,076 | $69.3M | 0.26% | +7,242+12.5% | Added |
| New York Life Investment Management LLC | 64,152 | $68.3M | 0.48% | −467−0.7% | Reduced |
| Peapack Gladstone Financial Corp | 64,086 | $68.2M | 0.78% | −1,182−1.8% | Reduced |
| Factory Mutual Insurance Co | 64,000 | $68.2M | 0.64% | −100−0.2% | Reduced |
| Nissay Asset Management Corp | 63,656 | $67.8M | 0.29% | +1,537+2.5% | Added |
| Badgley Phelps Wealth Managers, LLC | 63,457 | $67.6M | 1.18% | +2,861+4.7% | Added |
| Levin Capital Strategies, L.P. | 63,309 | $67.4M | 4.53% | −1,091−1.7% | Reduced |
| Scotia Capital Inc. | 63,204 | $67.3M | 0.25% | −1,134−1.8% | Reduced |
| B. Metzler seel. Sohn & Co. AG | 62,731 | $66.8M | 0.58% | +2,590+4.3% | Added |
| Artisan Partners Limited Partnership | 62,605 | $66.7M | 0.11% | −87,078−58.2% | Reduced |
| Yousif Capital Management, LLC | 62,531 | $66.6M | 0.75% | −6,526−9.5% | Reduced |
| Main Street Research LLC | 61,759 | $65.8M | 3.10% | +649+1.1% | Added |
| ASR Vermogensbeheer N.V. | 61,741 | $65.7M | 0.68% | +5,166+9.1% | Added |
| Ossiam | 61,630 | $65.6M | 0.87% | +61,630 | New |
| Vaughan David Investments LLC | 61,062 | $65.0M | 1.29% | −4,980−7.5% | Reduced |
| Oppenheimer Asset Management Inc. | 60,788 | $64.7M | 0.67% | +512+0.8% | Added |
| CSM Advisors, LLC | 60,087 | $64.0M | 1.37% | −10,545−14.9% | Reduced |