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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

Q2 2026 vs. Q1 2026

How the institutions holding Caterpillar Inc changed between Q1 2026 and Q2 2026.

All holders in Q2 2026All holders in Q1 2026

13F holders of CAT: Q1 2026 compared with Q2 2026
MeasureQ1 2026Of which not filed for Q2 2026Q2 2026Change
Holders3,773514,070+348
Shares331.6M470.8K330.6M−493.2K (−0.1%)
Value$232.0B$333.5M$351.1B+$119.4B (+51.5%)

51 institutions that held it in Q1 2026 haven't filed for Q2 2026 yet. Not filing isn't selling, so the changes leave them out.

New holders (452)

Institutions that held Caterpillar Inc at the end of Q2 2026 but not at the end of Q1 2026.

Showing the largest 100 of 452 by value.

Institutions new to CAT in Q2 2026
InstitutionSharesValue% of portfolio
Winslow Capital Management, LLC350,774$373.5M1.29%
Nykredit A/S152,708$162.6M0.62%
Jupiter Topco LLC119,462$127.2M0.05%
Ossiam61,630$65.6M0.87%
CTC LLC47,638$50.7M2.98%
Kames Capital plc47,152$50.2M0.54%
Adams Diversified Equity Fund, Inc.32,000$34.1M1.04%
Wealth High Governance Asset Management Ltda.28,960$30.8M3.28%
Trexquant Investment LP28,498$30.3M0.19%
Global Retirement Partners, LLC24,854$26.5M0.40%
Outlook Capital Management, LLC22,879$24.4M7.86%
J.W. Cole Advisors, Inc.22,702$24.2M0.41%
Cornerstone Advisors, LLC22,557$24.0M0.79%
Logan Capital Management Inc21,573$23.0M0.85%
SIH Partners, LLLP16,098$17.1M0.71%
Canandaigua National Bank & Trust Co14,953$15.9M1.34%
FFG Partners, LLC14,217$15.1M4.35%
Bellars Harris Wealth Management, LLC13,845$14.7M3.00%
Trust Co of Vermont11,962$12.7M0.48%
Wealth High Governance Capital Ltda11,040$11.8M3.52%
Lockheed Martin Investment Management Co9,700$10.3M0.41%
Claudia M.P. Batlle, CRP (R) LLC9,538$10.2M3.03%
Fulcrum Asset Management LLP7,158$7.40M0.74%
Catalyst Funds Management Pty Ltd6,880$7.33M0.41%
Keystone Investors Pte Ltd6,659$7.09M0.38%
NS Partners Ltd6,377$6.79M0.29%
Virtu Financial LLC6,328$6.74M0.21%
Nan Shan Life Insurance Co., Ltd.6,149$6.55M0.21%
Clear Street Group Inc.5,984$6.37M0.02%
Heritage Wealth Management, Inc.5,813$6.19M1.54%
Hel Ved Capital Management Ltd5,810$6.19M0.87%
Compass Financial Management LLC6,752$6.16M0.75%
Sitrin Capital Management LLC5,614$5.98M2.65%
Q3 Asset Management4,913$5.23M0.96%
Vaquero Private Wealth, Ltd4,890$5.21M1.07%
SS&H Financial Advisors, Inc.4,475$4.76M1.22%
Kachkovsky & Fisher, Inc.4,232$4.51M4.33%
Evelyn Partners Group Ltd4,109$4.38M0.08%
Premier Financial Group3,784$4.03M0.88%
Arrowpoint Investment Partners (Singapore) Pte. Ltd.3,539$3.77M1.11%
Rokos Capital Management LLP3,462$3.69M0.05%
Thomasville National Bank3,437$3.66M0.20%
Moore Capital Management, LP3,386$3.61M0.08%
Anchor Bay Capital, Inc.4,070$3.42M1.84%
Markowski Investments2,722$2.90M0.64%
Elevated Private Wealth, LLC2,638$2.81M2.67%
Hudson Canyon Capital Management2,625$2.80M1.50%
XTX Topco Ltd2,460$2.62M0.03%
Stonebridge Financial Group, LLC2,410$2.57M0.36%
NBH Bank2,321$2.47M1.04%
FOCUS Wealth Advisors, LLC2,211$2.35M1.09%
Virtus Investment Advisers, Inc.2,173$2.31M0.54%
Almanack Investment Partners, LLC.2,149$2.29M0.29%
Axxion S.A.2,147$2.29M0.16%
Langley Wealth Management, LLC2,142$2.28M2.22%
Two Sigma Securities, LLC2,016$2.15M0.19%
Mirabaud Asset Management Ltd1,897$1.96M1.63%
Vantus Wealth LLC1,719$1.83M0.98%
Sawyer & Company, Inc1,692$1.80M0.60%
Prairie Advisory, LLC1,605$1.71M0.41%
Alongside, LLC1,545$1.65M0.31%
Atom Investors LP1,483$1.58M0.14%
Worth Financial Advisory Group, LLC1,468$1.56M0.65%
WealthCare Asset Management, LLC1,440$1.53M0.64%
Smith Group Asset Management, LLC1,439$1.53M0.06%
Gs Investments, Inc.1,428$1.52M1.10%
Prairie Wealth Advisors, Inc.0$1.48M0.35%
Park Edge Advisors, LLC1,390$1.48M0.32%
PeakShares LLC1,365$1.45M1.08%
Petra Financial Advisors Inc1,297$1.38M0.64%
Evanson Financial, LLC1,250$1.33M0.07%
Highland Investment Advisors LLC1,094$1.17M0.51%
Navigate Wealth Management, LLC1,266$1.11M0.69%
KG&L Capital Management,LLC1,040$1.11M0.66%
Maxele Advisors, LLC1,039$1.11M0.77%
Aigen Investment Management, LP1,025$1.09M0.30%
U S Wealth Group, LLC.1,003$1.07M0.64%
TriCert Investment Counsel Inc.967$1.03M0.10%
Sienna Gestion972$1.02M0.06%
Lake Hills Wealth Management, LLC927$987.2K0.45%
Kesler, Norman & Wride, LLC909$967.8K0.15%
GDS Wealth Management894$952.0K0.05%
Willow Creek Capital Management, Inc.874$930.7K0.90%
Wallace Hart LLC864$920.1K0.57%
Legacy Wealth Management, LLC843$897.7K0.23%
USA Financial Formulas840$894.5K0.16%
Dash Acquisitions Inc.1,035$885.5K0.18%
KMT Wealth Management, LLC829$883.3K0.75%
Stevens Capital Management LP822$875.0K0.21%
Capstone Triton Financial Group, LLC816$869.4K0.50%
Cape Cod Five Cents Savings Bank799$850.9K0.07%
WBI Investments796$847.8K0.21%
Fieldview Capital Management, LLC787$838.1K0.24%
Tenet Wealth Partners, LLC942$822.6K0.61%
FNY Investment Advisers, LLC750$798.0K0.29%
Capstone Wealth Management Group, Inc.736$784.2K0.47%
Pacific Excel Wealth Advisors, Inc.724$771.0K0.30%
MW Advisory, LLC719$765.7K0.31%
BancFirst Trust & Investment Management733$757.3K0.32%
Ables, Iannone, Moore & Associates, Inc.692$737.9K0.39%

Sold out (104)

Institutions that held Caterpillar Inc at the end of Q1 2026 and filed for Q2 2026 without it.

Showing the largest 100 of 104 by value.

Institutions that sold out of CAT in Q2 2026
InstitutionShares, Q1 2026Value, Q1 2026
Holocene Advisors, LP292,937$207.5M
Nearwater Capital Markets, Ltd152,000$107.7M
Qube Research & Technologies Ltd87,621$62.1M
Oribel Capital Management, LP30,000$21.3M
FORA Capital, LLC27,673$19.6M
Renaissance Technologies LLC21,507$15.2M
Y-Intercept (Hong Kong) Ltd19,363$13.7M
Zimmer Partners, LP16,750$11.9M
ExodusPoint Capital Management, LP16,154$11.4M
Albar Capital Partners LLP15,054$10.7M
SMA Capital LLC13,375$9.48M
Vivaldi Capital Management, LLC12,551$8.89M
Quantitative Investment Management, LLC12,072$8.55M
Tribune Investment Group LP11,530$8.17M
DuPont Capital Management Corp9,052$6.41M
LGT Group Foundation8,455$5.99M
Westerkirk Capital Inc.7,877$5.58M
Tenere Capital LLC7,429$5.26M
LGT Fund Management Co Ltd.6,720$4.76M
Quadrature Capital Ltd6,616$4.69M
Tudor Investment Corp Et Al5,794$4.10M
Pinkerton Retirement Specialists, LLC6,635$3.80M
Caption Management, LLC4,400$3.12M
Mirabella Financial Services LLP4,353$3.08M
Evoke Wealth, LLC4,100$2.90M
SIR Capital Management, L.P.4,100$2.90M
Martel Wealth Advisors Inc4,000$2.83M
Flaharty Asset Management, LLC3,867$2.74M
Timothy G. Youngquist 2020 Irrevocable Trust3,843$2.72M
Mariner Investment Group LLC3,800$2.69M
Inceptionr LLC2,672$1.89M
SummitTX Capital, L.P.2,664$1.89M
Quadrant Private Wealth Management, LLC2,649$1.88M
Gladius Capital Management LP2,538$1.80M
Qsemble Capital Management, LP2,397$1.70M
Bank of Jackson Hole Trust2,343$1.66M
Dymon Asia Capital (Singapore) Pte. Ltd.2,080$1.47M
Limestone Investment Advisors LP2,040$1.45M
Redwood Wealth Management Group, LLC1,950$1.38M
Waratah Capital Advisors Ltd.1,928$1.37M
Aft, Forsyth & Company, Inc.1,815$1.29M
Aster Capital Management (DIFC) Ltd3,849$1.27M
Larry Mathis Financial Planning, LLC1,762$1.25M
Gerber Kawasaki Wealth & Investment Management1,733$1.23M
Hartford Funds Management Co LLC1,569$1.11M
CenterStar Asset Management, LLC1,572$1.11M
Strategic Equity Management1,542$1.09M
Jump Financial, LLC1,470$1.04M
Momentum Wealth Planning, LLC1,429$1.01M
Polymer Capital Management (HK) LTD1,368$969.2K
Axq Capital, LP1,302$922.4K
New England Research & Management, Inc.1,250$885.6K
Pathfinder Wealth Consulting, Inc.1,171$829.6K
Oasis Advisors, LLC1,157$822.8K
Alvarez & Marsal Private Wealth Partners, LLC1,025$726.2K
Infrastructure Capital Advisors, LLC1,013$717.7K
Mozayyx Management LLC982$695.7K
Sandler Capital Management965$683.7K
Skandinaviska Enskilda Banken AB (publ)924$654.6K
Wedge Capital Management L L P905$641.2K
QVR LLC898$636.2K
a16z Perennial Management, L.P.858$607.9K
Gsa Capital Partners LLP820$581.0K
Alpha Wealth Funds, LLC800$566.8K
Chiron Capital Management, LLC769$544.8K
Cinctive Capital Management LP764$541.3K
Northwest Financial Advisors660$467.6K
Moody Aldrich Partners LLC607$430.0K
Newport Capital Group, LLC590$418.1K
Board of the Pension Protection Fund560$396.7K
Axis Wealth Partners, LLC554$392.6K
Gardner Lewis Asset Management L P530$375.5K
Breakthru Advisory Services, LLC497$352.1K
Financial Concepts Unlimited, Inc.456$323.1K
Castleview Partners, LLC454$321.6K
Engineers Gate Manager LP435$308.2K
Hamilton Capital Partners, LLC432$306.1K
111 Capital429$303.9K
Terril Brothers, Inc.398$282.0K
Barnes Wealth Management Group, Inc398$282.0K
Tandem Investment Advisors, Inc.375$265.7K
Oxford Asset Management LLP373$264.3K
Norris Perne & French LLP370$262.1K
Suncoast Equity Management339$240.5K
Evolution Wealth Advisors, LLC337$238.8K
Quantum Financial Planning Services, Inc.308$218.2K
Nia Impact Advisors, LLC296$209.7K
Flavin Financial Services, Inc.294$208.6K
DLK Investment Management, LLC291$206.2K
True Link Financial Advisors, LLC174$123.3K
Lloyd Advisory Services, LLC.137$96.7K
Protective Life Corp125$88.6K
Sumitomo Mitsui Financial Group, Inc.100$70.8K
Intentional Wealth Strategies, LLC87$61.6K
Merkkuri Wealth Advisors LLC79$55.9K
Simplex Trading, LLC75$53.1K
Credit Industriel Et Commercial67$47.5K
TopTier Wealth Management, LLC60$42.2K
NCP Inc.28$19.8K
Wealth Preservation Advisors, LLC13$9.21K

Not filed for Q2 2026 yet (51)

Institutions that held Caterpillar Inc at the end of Q1 2026 and haven't filed a 13F for Q2 2026. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding CAT in Q1 2026 that haven't filed for Q2 2026
InstitutionShares, Q1 2026Value, Q1 2026
CWM, LLC130,235$92.3M
Janus Henderson Group PLC115,517$81.8M
TruWealth Advisors, LLC43,814$31.0M
Vantage Investment Partners, LLC29,952$21.2M
Skopos Labs, Inc.18,861$13.4M
U.S. Capital Wealth Advisors, LLC17,051$12.1M
Canandaigua National Corp15,203$10.8M
Signet Financial Management, LLC14,685$10.4M
FRG Family Wealth Advisors LLC13,717$9.72M
Jaffetilchin Investment Partners, LLC9,934$7.04M
Journey Strategic Wealth LLC5,170$3.66M
Exencial Wealth Advisors, LLC5,142$3.64M
Opes Wealth Management LLC4,876$3.45M
Cfo Capital Management LLC4,588$3.23M
Farmers Trust Co4,180$2.96M
Evelyn Partners Investment Management LLP4,179$2.96M
Sunbelt Securities, Inc.3,580$2.54M
Stillwater Wealth Management Group3,194$2.26M
Gibbs Wealth Management2,827$2.00M
Richard Bernstein Advisors LLC2,643$1.87M
GM Advisory Group, Inc.2,030$1.44M
Claris Financial LLC2,000$1.42M
Leo Wealth, LLC1,531$1.08M
Charter Oak Capital Management, LLC1,414$1.00M
Capital Planning Advisors, LLC1,365$967.0K
Smart Portfolios, LLC1,361$964.2K
Evanson Asset Management, LLC1,250$885.6K
Catalina Capital Group, LLC1,001$709.2K
USA Financial Portformulas Corp973$689.3K
DGS Capital Management, LLC951$673.7K
Capstone Wealth Management Group LLC836$591.9K
First Affirmative Financial Network812$575.1K
TCFG Wealth Management, LLC810$573.6K
Anfield Capital Management, LLC613$434.3K
Omnitrust Wealth Management, Inc532$376.9K
Coordinated Financial Services, Inc.428$303.4K
McIlrath & Eck, LLC427$302.4K
TSG Advice Partners, LLC421$298.5K
North Ridge Wealth Advisors, Inc.400$283.4K
Moseley Investment Management Inc396$280.6K
Mill Creek Capital Advisors, LLC367$260.0K
Sterling Manor Financial, LLC315$222.9K
Strategic Planning, Inc.311$220.1K
Canandaigua National Trust Co of Florida308$218.2K
Horizons Wealth Management249$176.4K
Evelyn Partners Investment Management (Europe) Ltd200$141.7K
Evelyn Partners Investment Management Services Ltd63$44.6K
Evelyn Partners Asset Management Ltd19$13.5K
Red Tortoise LLC17$12.0K
Sofos Investments, Inc.6$4.25K
Arcadia Investment Management Corp4$2.83K