Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2026
Institutional positions in Caterpillar Inc as of Jun 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 4,069
- +349 vs. Q1 2026
- Shares held
- 330.6M
- −492.4K (−0.1%) vs. Q1 2026
- Total value
- $351.1B
- +$119.4B (+51.5%) vs. Q1 2026
- New holders
- 453
- 1,440 more added
- Sold out
- 104
- 1,609 more reduced
52 institutions that held it in Q1 2026 haven't filed for Q2 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2026: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2026
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2026.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ethic Inc. | 59,981 | $63.9M | 0.80% | +3,826+6.8% | Added |
| Blackhill Capital Inc | 59,500 | $63.4M | 2.63% | 00.0% | Unchanged |
| Aptus Capital Advisors, LLC | 58,020 | $61.8M | 0.45% | −20,765−26.4% | Reduced |
| Fiduciary Trust Co | 57,923 | $61.7M | 0.67% | −3,389−5.5% | Reduced |
| Pinnacle Financial Partners, Inc. | 57,226 | $60.9M | 0.42% | −531−0.9% | Reduced |
| Stephens Inc | 56,857 | $60.5M | 0.68% | +551+1.0% | Added |
| TCW Group Inc | 56,805 | $60.5M | 0.41% | +10,748+23.3% | Added |
| Oregon Public Employees Retirement Fund | 56,630 | $60.3M | 0.65% | +3,301+6.2% | Added |
| Nichols & Pratt Advisers LLP | 56,535 | $60.2M | 3.66% | −1,186−2.1% | Reduced |
| USS Investment Management Ltd | 56,034 | $59.6M | 0.24% | −2,320−4.0% | Reduced |
| ARK Investment Management LLCSuperinvestorARK Invest | 56,008 | $59.6M | 0.39% | −2,570−4.4% | Reduced |
| HM Payson & Co | 56,006 | $59.6M | 0.79% | −53,259−48.7% | Reduced |
| Westchester Capital Management, Inc. | 55,808 | $59.4M | 10.70% | −3,054−5.2% | Reduced |
| Federated Hermes, Inc. | 55,734 | $59.4M | 0.09% | +52,636+1,699.0% | Added |
| AE Wealth Management LLC | 55,707 | $59.3M | 0.28% | +30,157+118.0% | Added |
| Groupe la Francaise | 55,840 | $59.0M | 0.73% | +1,620+3.0% | Added |
| Willis Investment Counsel | 54,570 | $58.1M | 2.77% | +4,884+9.8% | Added |
| Nippon Life Global Investors Americas, Inc. | 54,360 | $57.9M | 2.30% | −2,240−4.0% | Reduced |
| Investment Management Corp of Ontario | 54,182 | $57.7M | 0.73% | −845−1.5% | Reduced |
| Mutual of America Capital Management LLC | 53,985 | $57.5M | 0.56% | −748−1.4% | Reduced |
| Delta Asset Management LLC | 53,594 | $57.1M | 4.94% | −870−1.6% | Reduced |
| OP Asset Management Ltd | 52,380 | $55.8M | 0.59% | −29,580−36.1% | Reduced |
| Marshall Wace, LLP | 51,689 | $55.0M | 0.05% | +23,190+81.4% | Added |
| NorthCrest Asset Manangement, LLC | 57,682 | $54.1M | 1.39% | +2,333+4.2% | Added |
| Beacon Investment Advisory Services, Inc. | 50,514 | $53.8M | 2.00% | −1,822−3.5% | Reduced |
| Vident Advisory, LLC | 50,496 | $53.8M | 0.40% | −140.0% | Reduced |
| UniSuper Management Pty Ltd | 50,234 | $53.5M | 0.28% | +16,791+50.2% | Added |
| Kempen Capital Management N.V. | 50,195 | $53.5M | 0.41% | −1,235−2.4% | Reduced |
| Generali Asset Management SPA SGR | 49,801 | $53.0M | 0.96% | +3,868+8.4% | Added |
| KCM Investment Advisors LLC | 49,787 | $53.0M | 1.57% | +512+1.0% | Added |
| Savant Capital, LLC | 49,781 | $52.8M | 0.15% | +817+1.7% | Added |
| Richard C. Young & CO., LTD. | 49,495 | $52.7M | 3.88% | −1,020−2.0% | Reduced |
| Allstate Corp | 49,013 | $52.2M | 0.52% | +780+1.6% | Added |
| Merit Financial Group, LLC | 48,985 | $52.2M | 0.32% | +2,715+5.9% | Added |
| Salem Investment Counselors Inc | 48,741 | $51.9M | 1.29% | −181−0.4% | Reduced |
| Tema ETFs LLC | 48,566 | $51.7M | 1.67% | +7,080+17.1% | Added |
| Baker Avenue Asset Management, LP | 48,161 | $51.3M | 0.98% | +6,720+16.2% | Added |
| Natixis | 47,798 | $50.9M | 0.24% | +36,936+340.0% | Added |
| CTC LLC | 47,638 | $50.7M | 2.98% | +47,638 | New |
| Guggenheim Capital LLC | 47,405 | $50.5M | 0.33% | −1,034−2.1% | Reduced |
| Kames Capital plc | 47,152 | $50.2M | 0.54% | +47,152 | New |
| Dakota Wealth Management | 47,042 | $50.1M | 0.96% | −9,666−17.0% | Reduced |
| Americana Partners, LLC | 46,206 | $49.2M | 1.11% | +878+1.9% | Added |
| Concurrent Investment Advisors, LLC | 46,157 | $49.2M | 0.42% | +5,425+13.3% | Added |
| Freestone Grove Partners LP | 46,029 | $49.0M | 0.32% | −45,135−49.5% | Reduced |
| Charter Trust Co | 45,699 | $48.7M | 2.61% | −436−0.9% | Reduced |
| HB Wealth Management, LLC | 45,445 | $48.4M | 0.27% | −1,443−3.1% | Reduced |
| Rafferty Asset Management, LLC | 45,132 | $48.1M | 0.11% | +14,836+49.0% | Added |
| State of Alaska, Department of Revenue | 45,130 | $48.1M | 0.48% | −1,588−3.4% | Reduced |
| American Assets Investment Management, LLC | 45,000 | $47.9M | 2.90% | 00.0% | Unchanged |
| Brinker Capital Investments, LLC | 44,911 | $47.8M | 0.37% | +4,625+11.5% | Added |
| Hamilton Capital Partners Inc. | 44,737 | $47.6M | 1.38% | −4,012−8.2% | Reduced |
| Virginia Retirement Systems Et Al | 44,632 | $47.5M | 0.28% | −140−0.3% | Reduced |
| Vise Technologies, Inc. | 44,237 | $47.1M | 0.53% | +20,449+86.0% | Added |
| United Capital Financial Advisers, LLC | 44,175 | $47.0M | 0.26% | −194−0.4% | Reduced |
| Henshaw Capital LLC | 43,975 | $46.8M | 1.52% | −360−0.8% | Reduced |
| CCM Investment Advisers LLC | 43,761 | $46.6M | 3.61% | −5,095−10.4% | Reduced |
| Vestor Capital, LLC | 122,835 | $46.4M | 3.93% | +98,036+395.3% | Added |
| Davenport & Co LLC | 43,321 | $46.1M | 0.24% | −1,195−2.7% | Reduced |
| SRS Capital Advisors, Inc. | 42,605 | $45.3M | 0.30% | +38,827+1,027.7% | Added |
| Massmutual Trust Co FSB | 42,523 | $45.3M | 1.17% | −5,663−11.8% | Reduced |
| La Banque Postale Asset Management SA | 42,175 | $44.9M | 0.45% | +22,741+117.0% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 42,119 | $44.9M | 0.08% | −79,199−65.3% | Reduced |
| Glenmede Trust Co NA | 41,962 | $44.7M | 0.20% | +472+1.1% | Added |
| Conning Inc. | 41,798 | $44.5M | 1.33% | −11,230−21.2% | Reduced |
| Integrated Advisors Network LLC | 41,670 | $44.4M | 2.04% | −1,002−2.3% | Reduced |
| Congress Asset Management Co | 41,651 | $44.4M | 0.27% | −1,537−3.6% | Reduced |
| ING Groep NV | 41,292 | $44.0M | 0.21% | −100,754−70.9% | Reduced |
| Whittier Trust Co | 45,019 | $43.7M | 0.43% | −667−1.5% | Reduced |
| Segment Wealth Management, LLC | 40,795 | $43.4M | 2.25% | −495−1.2% | Reduced |
| Advisory Services Network, LLC | 40,635 | $43.3M | 0.49% | −185−0.5% | Reduced |
| Summit Trail Advisors, LLC | 40,488 | $43.1M | 0.54% | −759−1.8% | Reduced |
| Stillwater Capital Advisors, LLC | 40,469 | $43.1M | 4.39% | −389−1.0% | Reduced |
| Omers Administration Corp | 40,416 | $43.0M | 0.26% | +919+2.3% | Added |
| LaFleur & Godfrey LLC | 40,343 | $43.0M | 5.10% | −5,738−12.5% | Reduced |
| Wharton Business Group, LLC | 40,314 | $42.9M | 1.44% | −6,765−14.4% | Reduced |
| Noesis Capital Mangement Corp | 40,173 | $42.8M | 5.14% | −643−1.6% | Reduced |
| Braun Stacey Associates Inc | 40,049 | $42.6M | 1.21% | +1,220+3.1% | Added |
| Rheos Capital Works Inc. | 40,000 | $42.6M | 2.43% | −30,000−42.9% | Reduced |
| Benjamin Edwards Inc | 39,839 | $42.4M | 0.39% | −1,220−3.0% | Reduced |
| Callahan Advisors, LLC | 39,578 | $42.1M | 3.18% | −4,862−10.9% | Reduced |
| Minneapolis Portfolio Management Group, LLC | 39,506 | $42.1M | 3.99% | −10,248−20.6% | Reduced |
| Dodge & Cox | 39,404 | $42.0M | 0.02% | −590−1.5% | Reduced |
| Sanibel Captiva Trust Company, Inc. | 39,383 | $41.9M | 1.04% | +206+0.5% | Added |
| Moran Wealth Management, LLC | 39,277 | $41.8M | 1.14% | −8,046−17.0% | Reduced |
| Silvercrest Asset Management Group LLC | 39,240 | $41.8M | 0.27% | −6,124−13.5% | Reduced |
| Intech Investment Management LLC | 39,037 | $41.6M | 0.38% | −14,828−27.5% | Reduced |
| Associated Banc-Corp | 38,746 | $41.3M | 0.98% | −1,236−3.1% | Reduced |
| Fideuram Asset Management (Ireland) dac | 44,899 | $41.1M | 0.80% | +36,080+409.1% | Added |
| Birmingham Capital Management Co Inc | 38,575 | $41.1M | 15.62% | −548−1.4% | Reduced |
| Candriam Luxembourg S.C.A. | 38,579 | $41.0M | 0.18% | −392−1.0% | Reduced |
| Park National Corp | 38,487 | $41.0M | 1.15% | −3,209−7.7% | Reduced |
| NBT Bank N A | 38,438 | $40.9M | 2.71% | −1,639−4.1% | Reduced |
| Raiffeisen Bank International AG | 39,500 | $40.8M | 0.48% | +27,444+227.6% | Added |
| Brookstone Capital Management | 38,296 | $40.8M | 0.41% | −22,324−36.8% | Reduced |
| Farther Finance Advisors, LLC | 38,184 | $40.6M | 0.32% | +4,280+12.6% | Added |
| Welch Group, LLC | 38,163 | $40.6M | 1.39% | −945−2.4% | Reduced |
| Parsons Capital Management Inc | 38,140 | $40.6M | 1.84% | +485+1.3% | Added |
| Harbour Investments, Inc. | 37,977 | $40.4M | 0.54% | +509+1.4% | Added |
| Atwater Malick LLC | 37,866 | $40.3M | 8.78% | −155−0.4% | Reduced |