Creed Joseph E's Form 4 filing
Caterpillar Inc (CAT) · filed Sep 1, 2026
- Accession no.
- 0001104659-26-104202
- Filed
- Sep 1, 2026, 12:32 PM ET
- Trade date
- Aug 28, 2026
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 16 non-derivative transactions and 1 derivative transaction. Open-market sales total $26.2M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Creed Joseph ECIK 0001739859 | Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 28, 2026 | Common Stock | MOption exerciseAcquired | +44,403 | $219.76 | +$9,758,003.28 | 78,958 | Direct | |
| Aug 28, 2026 | Common Stock | FTax withholdingDisposed | −12,002 | $812.98 | −$9,757,385.96 | 66,956 | Direct | |
| Aug 28, 2026 | Common Stock | SSaleDisposed | −480 | $800.19 | −$384,091.2 | 66,476 | Direct | |
| Aug 28, 2026 | Common Stock | SSaleDisposed | −540 | $801.10 | −$432,594 | 65,936 | Direct | |
| Aug 28, 2026 | Common Stock | SSaleDisposed | −280 | $802.10 | −$224,588 | 65,656 | Direct | |
| Aug 28, 2026 | Common Stock | SSaleDisposed | −750 | $803.39 | −$602,542.5 | 64,906 | Direct | |
| Aug 28, 2026 | Common Stock | SSaleDisposed | −520 | $803.86 | −$418,007.2 | 64,386 | Direct | |
| Aug 28, 2026 | Common Stock | SSaleDisposed | −1,351 | $805.36 | −$1,088,041.36 | 63,035 | Direct | |
| Aug 28, 2026 | Common Stock | SSaleDisposed | −3,382 | $806.31 | −$2,726,940.42 | 59,653 | Direct | |
| Aug 28, 2026 | Common Stock | SSaleDisposed | −6,135 | $807.41 | −$4,953,460.35 | 53,518 | Direct | |
| Aug 28, 2026 | Common Stock | SSaleDisposed | −2,639 | $808.20 | −$2,132,839.8 | 50,879 | Direct | |
| Aug 28, 2026 | Common Stock | SSaleDisposed | −2,137 | $809.08 | −$1,729,003.96 | 48,742 | Direct | |
| Aug 28, 2026 | Common Stock | SSaleDisposed | −3,041 | $810.31 | −$2,464,152.71 | 45,701 | Direct | |
| Aug 28, 2026 | Common Stock | SSaleDisposed | −5,035 | $811.31 | −$4,084,945.85 | 40,666 | Direct | |
| Aug 28, 2026 | Common Stock | SSaleDisposed | −1,280 | $812.09 | −$1,039,475.2 | 39,386 | Direct | |
| Aug 28, 2026 | Common Stock | SSaleDisposed | −4,831 | $813.72 | −$3,931,081.32 | 34,555 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 28, 2026 | Common Stock | MOption exerciseDisposed | −44,403 | $219.76 | −$9,758,003.28 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.