De Lange Bob's Form 4 filing
Caterpillar Inc (CAT) · filed Nov 7, 2025
- Accession no.
- 0001104659-25-108358
- Filed
- Nov 7, 2025
- Trade date
- Nov 5, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $8.23M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| De Lange BobCIK 0001694342 | Officer (Group President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 5, 2025 | Common Stock | MOption exerciseAcquired | +20,000 | $151.12 | +$3,022,400 | 100,209 | Direct | |
| Nov 5, 2025 | Common Stock | FTax withholdingDisposed | −5,362 | $563.66 | −$3,022,344.92 | 94,847 | Direct | |
| Nov 5, 2025 | Common Stock | SSaleDisposed | −14,638 | $562.36F2 | −$8,231,825.68 | 80,209 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 5, 2025 | Common Stock | MOption exerciseDisposed | −20,000 | $151.12 | −$3,022,400 | 20,512 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $562.32 to $562.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.