Creed Joseph E's Form 4 filing
Caterpillar IncCAT · filed Mar 6, 2026
- Accession no.
- 0001104659-26-024558
- Filed
- Mar 6, 2026
- Trade date
- Mar 4-5, 2026
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions. Open-market sales total $1.80M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Creed Joseph ECIK 0001739859 | Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 4, 2026 | Common Stock | FTax withholdingDisposed | −696 | $738.42 | −$513,940.32 | 37,583 | Direct | |
| Mar 5, 2026 | Common Stock | SSaleDisposed | −420 | $717.01F2 | −$301,144.2 | 37,163 | Direct | |
| Mar 5, 2026 | Common Stock | SSaleDisposed | −800 | $718.44F3 | −$574,752 | 36,363 | Direct | |
| Mar 5, 2026 | Common Stock | SSaleDisposed | −585 | $719.39F4 | −$420,843.15 | 35,778 | Direct | |
| Mar 5, 2026 | Common Stock | SSaleDisposed | −575 | $720.10F5 | −$414,057.5 | 35,203 | Direct | |
| Mar 5, 2026 | Common Stock | SSaleDisposed | −120 | $721.00 | −$86,520 | 35,083 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $716.48 to $717.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $717.96 to $718.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $718.99 to $719.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $720.00 to $720.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.