Creed Joseph E 的 Form 4 申報
Caterpillar IncCAT，2026/3/6 申報
- 申報編號
- 0001104659-26-024558
- 申報時間
- 2026/3/6
- 交易日
- 2026/3/4-3/5
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 6 筆非衍生性交易。公開市場賣出合計 $179.7 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Creed Joseph ECIK 0001739859 | 高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2026/3/4 | Common Stock | F扣股繳稅處分 | −696 | $738.42 | −$513,940.32 | 37,583 | 直接 | |
| 2026/3/5 | Common Stock | S賣出處分 | −420 | $717.01F2 | −$301,144.2 | 37,163 | 直接 | |
| 2026/3/5 | Common Stock | S賣出處分 | −800 | $718.44F3 | −$574,752 | 36,363 | 直接 | |
| 2026/3/5 | Common Stock | S賣出處分 | −585 | $719.39F4 | −$420,843.15 | 35,778 | 直接 | |
| 2026/3/5 | Common Stock | S賣出處分 | −575 | $720.10F5 | −$414,057.5 | 35,203 | 直接 | |
| 2026/3/5 | Common Stock | S賣出處分 | −120 | $721.00 | −$86,520 | 35,083 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $716.48 to $717.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $717.96 to $718.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $718.99 to $719.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $720.00 to $720.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。