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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

Open-market trades, last 90 days

Open-market purchases (P) and sales (S) by Caterpillar Inc insiders, counted by Form 4 filing. Trades with a flagged price and duplicate filings are left out.

Open-market buys
0 filings
Open-market sells
1 filing
1 insider, $26.2M in total
Insiders trading
1
Net value
−$26.2M
Purchases minus sales

Insider roster

Directors, officers and 10% owners who have filed a Form 4 for Caterpillar Inc, current and former, most recent filer first. Last reported holding is the position after the last non-derivative trade in their latest filing.

Insider roster for Caterpillar Inc
NameTitleLast reported holdingLast filingFilings, past year
Creed Joseph EChief Executive Officer34,555Sep 1, 202617
Epley Kyle JosephChief Financial Officer17,705Aug 27, 20265
Kaiser JasonGroup President9,300Aug 27, 202616
MacLennan DavidDirector8,420Jul 1, 20268
Wilkins Rayford JrDirector8,416Jun 11, 20261
Schwab Susan CDirector6,197Jun 11, 20262
Reed Debra LDirector13,204Jun 11, 20261
Fish James C JrDirector3,687Jun 11, 20262
Keene Nazzic SDirector728Jun 11, 20261
Marks Judith FranDirector1,938Jun 11, 20261
Johnson GeraldDirector3,907Jun 11, 20261
Johnson Denise CGroup President49,825May 15, 202611
Schaupp William EChief Accounting Officer530May 14, 20266
Pambianchi Christine MChief Human Resources Officer3,083May 12, 20262
Fassino Anthony D.Group President46,041May 12, 202610
Bonfield Andrew R JCFO Emeritus52,935May 7, 20266
De Lange BobGroup President86,029May 7, 202610
Shurman Rodney MichaelGroup President2,546May 6, 20266
Umpleby III Donald JExecutive Chairman464,199Mar 6, 20265
Owens DerekChief Legal Officer8,203Mar 6, 20263
Johnson Cheryl HChief Human Resources Officer15,255Mar 5, 20250
Dickinson Daniel MDirector4,728Dec 6, 20240
Calhoun David LDirector49,815Apr 1, 20240
Ayotte KellyDirector6,113Jun 15, 20230
Long Suzette MCLO/General Counsel13,890Jun 9, 20230
Rust Edward B JrDirector47,382Jun 10, 20220
White Miles DDirector8,382Mar 2, 20220
Marvel Gary MichaelChief Accounting Officer0Feb 17, 20220

Insider trades

Each row adds up one type of transaction in one Form 4 filing. Only open-market purchases (P) and sales (S) are shown by default; use the filters to see grants, option exercises and other codes.

Insider trades
Filed (ET)Trade dateFiling delayInsiderTransactionSharesAvg priceValueHolding changeFlags
Aug 5, 2021 (view filing)Aug 41 dayMacLennan DavidDirectorPPurchase+500$206.20+$103.1K+56.1%1.39K after
Nov 2, 2021 (view filing)Nov 11 dayCreed Joseph EGroup PresidentSSale−5.04K$204.09−$1.03M−100.0%0 after
Jan 10, 2022 (view filing)Jan 73 daysDe Lange BobGroup PresidentSSale−23.4K$225.00−$5.27M−38.8%36.9K after
Jan 10, 2022 (view filing)Jan 73 daysJohnson Cheryl HChief Human Resources OfficerSSale−6.42K$225.00−$1.44M−28.3%16.3K after
Jan 19, 2022 (view filing)Jan 181 dayCreed Joseph EGroup PresidentSSale−5.00K$230.00−$1.15M−100.0%0 after
Feb 9, 2022 (view filing)Feb 72 daysMacLennan DavidDirectorPPurchase+480$199.50+$95.8K+34.4%1.88K after
Feb 17, 2022 (view filing)Feb 161 dayMarvel Gary MichaelChief Accounting OfficerSSale−674$203.11−$136.9K−100.0%0 after
Mar 21, 2022 (view filing)Mar 174 daysLong Suzette MCLO/General CounselSSale−40.4K$220.00−$8.88M−73.7%14.4K after3 lots
Apr 22, 2022 (view filing)Apr 202 daysCreed Joseph EGroup PresidentSSale−5.00K$235.00−$1.18M−64.5%2.76K after
Apr 22, 2022 (view filing)Apr 202 daysLong Suzette MCLO/General CounselSSale−3.82K$235.00−$896.8K−26.6%10.5K after
Apr 25, 2022 (view filing)Apr 214 daysDe Lange BobGroup PresidentSSale−11.7K$237.25−$2.78M−21.1%43.8K after
May 6, 2022 (view filing)May 51 dayMacLennan DavidDirectorPPurchase+600$219.82+$131.9K+31.9%2.48K after
May 23, 2022 (view filing)May 185 daysLateCreed Joseph EGroup PresidentSSale−2.76K$214.13−$590.4K−100.0%0 after
Nov 14, 2022 (view filing)Nov 113 daysLong Suzette MCLO/General CounselSSale−1.88K$237.28−$447.0K−17.9%8.66K after2 lots
Dec 15, 2022 (view filing)Dec 141 dayCreed Joseph EGroup PresidentSSale−5.00K$238.00−$1.19M−100.0%0 after
Dec 28, 2022 (view filing)Dec 271 dayCreed Joseph EGroup PresidentSSale−7.70K$244.00−$1.88M−100.0%0 after
Dec 28, 2022 (view filing)Dec 271 dayJohnson Denise CGroup PresidentSSale−23.7K$240.14−$5.70M−73.4%8.61K after
Jan 9, 2023 (view filing)Jan 63 daysCreed Joseph EGroup PresidentSSale−18.3K$249.00−$4.56M−100.0%0 after
Jan 10, 2023 (view filing)Jan 91 dayDe Lange BobGroup PresidentSSale−11.0K$250.00−$2.75M−19.8%44.6K after
Feb 6, 2023 (view filing)Feb 33 daysJohnson Cheryl HChief Human Resources OfficerSSale−23.9K$250.44−$5.98M−63.3%13.9K after2 lots
Feb 7, 2023 (view filing)Feb 61 dayDickinson Daniel MDirectorSSale−6.07K$251.22−$1.52M−54.6%5.04K after
Feb 10, 2023 (view filing)Feb 91 dayLong Suzette MCLO/General CounselSSale−8.00K$251.04−$2.01M−47.7%8.78K after2 lots
Feb 21, 2023 (view filing)Feb 174 daysMacLennan DavidDirectorPPurchase+400$249.29+$99.7K+12.1%3.71K after
Jul 19, 2023 (view filing)Jul 181 dayJohnson Cheryl HChief Human Resources OfficerSSale−6.42K$260.00−$1.67M−28.2%16.4K after10b5-1
Aug 2, 2023 (view filing)Aug 11 dayDe Lange BobGroup PresidentSSale−20.0K$275.00−$5.50M−27.1%53.7K after10b5-1
Aug 4, 2023 (view filing)Aug 31 dayCreed Joseph EGroup PresidentSSale−7.29K$285.25−$2.08M−100.0%0 after2 lots
Aug 4, 2023 (view filing)Aug 31 dayJohnson Denise CGroup PresidentSSale−41.7K––−69.9%18.0K after6 lots
Aug 10, 2023 (view filing)Aug 91 dayJohnson Cheryl HChief Human Resources OfficerSSale−18.3K$286.33−$5.24M−52.8%16.4K after2 lots
Aug 31, 2023 (view filing)Aug 29-302 daysFassino Anthony D.Group PresidentSSale−5.66K$280.73−$1.59M−25.9%16.2K after3 lots
Jan 26, 2024 (view filing)Jan 251 dayBonfield Andrew R JChief Financial OfficerSSale−10.0K$300.04−$3.00M−12.9%67.3K after10b5-1
Feb 6, 2024 (view filing)Feb 2-54 daysBonfield Andrew R JChief Financial OfficerSSale−20.0K$321.46−$6.43M−29.7%47.3K after3 lots10b5-1
Feb 8, 2024 (view filing)Feb 71 dayDe Lange BobGroup PresidentSSale−21.2K$325.52−$6.90M−25.8%61.1K after
Feb 16, 2024 (view filing)Feb 151 dayFassino Anthony D.Group PresidentSSale−7.47K$322.00−$2.41M−19.7%30.4K after
Feb 23, 2024 (view filing)Feb 221 dayFassino Anthony D.Group PresidentSSale−4.49K$321.96−$1.45M−12.9%30.4K after
Feb 26, 2024 (view filing)Feb 233 daysMacLennan DavidDirectorPPurchase+350$323.37+$113.2K+7.2%5.24K after
Feb 29, 2024 (view filing)Feb 281 dayFassino Anthony D.Group PresidentSSale−4.58K$329.80−$1.51M−16.3%23.5K after
May 6, 2024 (view filing)May 33 daysMacLennan DavidDirectorPPurchase+500$337.39+$168.7K+9.5%5.74K after
May 14, 2024 (view filing)May 131 dayDe Lange BobGroup PresidentSSale−21.8K$356.90−$7.80M−23.5%71.1K after
May 22, 2024 (view filing)May 202 daysJohnson GeraldDirectorPPurchase+100$356.40+$35.6K+4.7%2.21K after
May 31, 2024 (view filing)May 301 dayJohnson Cheryl HChief Human Resources OfficerSSale−1.51K$340.00−$512.7K−7.0%20.0K after10b5-1
Jul 17, 2024 (view filing)Jul 161 dayJohnson Cheryl HChief Human Resources OfficerSSale−1.51K$350.00−$527.8K−7.5%18.5K after10b5-1
Aug 23, 2024 (view filing)Aug 221 dayJohnson Cheryl HChief Human Resources OfficerSSale−2.98K$342.48−$1.02M−16.0%15.6K after
Sep 3, 2024 (view filing)Aug 304 daysFassino Anthony D.Group PresidentSSale−3.19K$351.36−$1.12M−8.7%33.4K after
Sep 5, 2024 (view filing)Sep 41 dayJohnson GeraldDirectorPPurchase+100$338.59+$33.9K+3.6%2.84K after10b5-1
Nov 4, 2024 (view filing)Nov 13 daysSchaupp William EChief Accounting OfficerSSale−968$380.98−$368.8K−36.5%1.69K after
Nov 5, 2024 (view filing)Nov 41 dayJohnson Cheryl HChief Human Resources OfficerSSale−2.66K$378.84−$1.01M−17.1%13.0K after
Nov 7, 2024 (view filing)Nov 61 dayDickinson Daniel MDirectorSSale−1.30K$418.00−$543.4K−20.7%4.98K after
Nov 7, 2024 (view filing)Nov 61 dayFassino Anthony D.Group PresidentSSale−5.51K$409.84−$2.26M−14.1%33.4K after
Nov 8, 2024 (view filing)Nov 71 dayDe Lange BobGroup PresidentSSale−12.7K$410.25−$5.19M−15.1%71.1K after3 lots
Nov 18, 2024 (view filing)Nov 153 daysSchwab Susan CDirectorSSale−2$383.20−$766.40.0%10.8K after