De Lange Bob's Form 4 filing
Caterpillar IncCAT · filed Feb 5, 2026
- Accession no.
- 0001104659-26-010849
- Filed
- Feb 5, 2026
- Trade date
- Feb 4, 2026
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $11.3M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| De Lange BobCIK 0001694342 | Officer (Group President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 4, 2026 | Common Stock | MOption exerciseAcquired | +20,000 | $138.35 | +$2,767,000 | 99,953 | Direct | |
| Feb 4, 2026 | Common Stock | FTax withholdingDisposed | −3,930 | $704.04 | −$2,766,877.2 | 96,023 | Direct | |
| Feb 4, 2026 | Common Stock | SSaleDisposed | −9,223 | $704.42F1 | −$6,496,865.66 | 86,800 | Direct | |
| Feb 4, 2026 | Common Stock | SSaleDisposed | −6,817 | $705.70F2 | −$4,810,756.9 | 79,983 | Direct | |
| Feb 4, 2026 | Common Stock | SSaleDisposed | −30 | $706.28F3 | −$21,188.4 | 79,953 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 4, 2026 | Common Stock | MOption exerciseDisposed | −20,000 | $138.35 | −$2,767,000 | 28,034 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $704.22 to $705.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $705.26 to $706.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in a trade at a price of $706.28. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.