Kaiser Jason's Form 4 filing
Caterpillar Inc (CAT) · filed Aug 13, 2025
- Accession no.
- 0001104659-25-077411
- Filed
- Aug 13, 2025
- Trade date
- Aug 11, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $902.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kaiser JasonCIK 0002005183 | Officer (Group President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 11, 2025 | Common Stock | MOption exerciseAcquired | +4,091 | $196.70 | +$804,699.7 | 12,723 | Direct | |
| Aug 11, 2025 | Common Stock | FTax withholdingDisposed | −1,930 | $416.80 | −$804,424 | 10,793 | Direct | |
| Aug 11, 2025 | Common Stock | SSaleDisposed | −2,161 | $417.70 | −$902,649.7 | 8,632 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 11, 2025 | Common Stock | MOption exerciseDisposed | −4,091 | $196.70 | −$804,699.7 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.