Fassino Anthony D.'s Form 4 filing
Caterpillar IncCAT · filed Feb 17, 2026
- Accession no.
- 0001104659-26-016072
- Filed
- Feb 17, 2026
- Trade date
- Feb 13, 2026
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $6.13M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fassino Anthony D.CIK 0001839757 | Officer (Group President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 13, 2026 | Common Stock | MOption exerciseAcquired | +11,000 | $219.76 | +$2,417,360 | 57,643 | Direct | |
| Feb 13, 2026 | Common Stock | FTax withholdingDisposed | −3,109 | $777.41 | −$2,416,967.69 | 54,534 | Direct | |
| Feb 13, 2026 | Common Stock | SSaleDisposed | −7,891 | $776.90F1 | −$6,130,517.9 | 46,643 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 13, 2026 | Common Stock | MOption exerciseDisposed | −11,000 | $219.76 | −$2,417,360 | 33,403 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $776.69 to $777.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.