Skip to main content

De Lange Bob's Form 4 filing

Caterpillar Inc (CAT) · filed Feb 13, 2026

Accession no.
0001104659-26-015112
Filed
Feb 13, 2026
Trade date
Feb 11, 2026
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $9.59M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
De Lange BobCIK 0001694342Officer (Group President)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 11, 2026Common StockMOption exerciseAcquired+15,000$127.60+$1,914,00099,997Direct
Feb 11, 2026Common StockFTax withholdingDisposed−2,493$767.64−$1,913,726.5297,504Direct
Feb 11, 2026Common StockSSaleDisposed−12,507$767.08F1−$9,593,869.5684,997Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 11, 2026Common StockMOption exerciseDisposed−15,000$127.60−$1,914,00056,210Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

This transaction was executed in multiple trades at prices ranging from $766.95 to $767.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)