Nuveen Dow 30sm Dynamic Overwrite Fund
DIAX2026/3/30 下市- SEC CIK
- 0001608742
Nuveen Dow 30sm Dynamic Overwrite Fund 已在 2026/3/30 下市；內部人最後一份 Form 4 在 2021/11/30 申報；2025 年第 4 季末有 122 家機構在 13F 申報持有，市值合計 $1.90 億；沒有大師持有。
2025 年第 2 季 13F 持有人
Nuveen Dow 30sm Dynamic Overwrite Fund 在 2025/6/30 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 104
- 較 2025 年第 1 季 +4 家
- 持有股數
- 1,183 萬
- 較 2025 年第 1 季 +53.8 萬 (+4.8%)
- 總市值
- $1.70 億
- 較 2025 年第 1 季 +$620.6 萬 (+3.8%)
- 新進機構
- 10
- 另有 26 家加碼
- 清倉機構
- 6
- 另有 40 家減碼
另有 1 家機構在 2025 年第 1 季持有、還沒有申報 2025 年第 2 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 DIAX 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 0 | $0 |
| 2026 年第 1 季 | 3 | $1,065 萬 |
| 2025 年第 4 季 | 122 | $1.90 億 |
| 2025 年第 3 季 | 109 | $1.78 億 |
| 2025 年第 2 季 | 104 | $1.70 億 |
| 2025 年第 1 季 | 101 | $1.64 億 |
| 2024 年第 4 季 | 90 | $1.75 億 |
| 2024 年第 3 季 | 86 | $1.70 億 |
| 2024 年第 2 季 | 86 | $1.59 億 |
| 2024 年第 1 季 | 82 | $1.65 億 |
| 2023 年第 4 季 | 82 | $1.51 億 |
| 2023 年第 3 季 | 81 | $1.38 億 |
| 2023 年第 2 季 | 82 | $1.31 億 |
| 2023 年第 1 季 | 83 | $1.26 億 |
| 2022 年第 4 季 | 80 | $1.26 億 |
| 2022 年第 3 季 | 73 | $1.10 億 |
| 2022 年第 2 季 | 80 | $1.26 億 |
| 2022 年第 1 季 | 76 | $1.30 億 |
| 2021 年第 4 季 | 77 | $1.39 億 |
| 2021 年第 3 季 | 79 | $1.39 億 |
| 2021 年第 2 季 | 89 | $1.50 億 |
| 2021 年第 1 季 | 94 | $1.44 億 |
2025 年第 2 季持有機構
每家機構持有 Nuveen Dow 30sm Dynamic Overwrite Fund 的股數、市值與佔組合比重；股數變化跟 2025 年第 1 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Morgan Stanley | 1,832,235 | $2,627 萬 | 0.00% | −58,331−3.1% | 減碼 |
| Bank of America Corp | 1,098,923 | $1,576 萬 | 0.00% | −170,488−13.4% | 減碼 |
| Raymond James Financial Inc | 732,417 | $1,050 萬 | 0.00% | −18,936−2.5% | 減碼 |
| Saba Capital Management, L.P. | 712,188 | $1,021 萬 | 0.28% | +421,086+144.7% | 加碼 |
| Guggenheim Capital LLC | 595,485 | $853.9 萬 | 0.07% | +20,847+3.6% | 加碼 |
| Invesco Ltd. | 585,307 | $839.3 萬 | 0.00% | −10,801−1.8% | 減碼 |
| Wells Fargo & Company | 565,737 | $811.3 萬 | 0.00% | −143,420−20.2% | 減碼 |
| Cornerstone Advisors, LLC | 472,330 | $677.3 萬 | 0.23% | +7,633+1.6% | 加碼 |
| Shaker Financial Services, LLC | 459,536 | $672.8 萬 | 2.44% | +189,389+70.1% | 加碼 |
| UBS Group AG | 445,173 | $638.4 萬 | 0.00% | −51,191−10.3% | 減碼 |
| Capital Investment Advisors, LLC | 390,082 | $559.4 萬 | 0.10% | −14,645−3.6% | 減碼 |
| Allspring Global Investments Holdings, LLC | 353,986 | $507.6 萬 | 0.01% | +341,587+2,755.0% | 加碼 |
| CNH Partners LLC | 350,287 | $498.5 萬 | 0.12% | −48,562−12.2% | 減碼 |
| Wolverine Asset Management LLC | 249,718 | $358.1 萬 | 0.06% | +26,345+11.8% | 加碼 |
| Thomas J. Herzfeld Advisors, Inc. | 244,209 | $350.2 萬 | 1.25% | −41,327−14.5% | 減碼 |
| LPL Financial LLC | 196,371 | $281.6 萬 | 0.00% | +56,814+40.7% | 加碼 |
| Advisors Asset Management, Inc. | 161,386 | $231.4 萬 | 0.04% | −1,213−0.7% | 減碼 |
| 1607 Capital Partners, LLC | 159,611 | $228.9 萬 | 0.19% | −18,695−10.5% | 減碼 |
| MML Investors Services, LLC | 116,475 | $167.0 萬 | 0.00% | −6,880−5.6% | 減碼 |
| Ameriprise Financial Inc | 100,592 | $144.3 萬 | 0.00% | +13,573+15.6% | 加碼 |
| Royal Bank of Canada | 99,210 | $142.2 萬 | 0.00% | −18,166−15.5% | 減碼 |
| Advisor Group Holdings, Inc. | 94,562 | $135.6 萬 | 0.00% | +17,445+22.6% | 加碼 |
| Envestnet Asset Management Inc | 88,666 | $127.1 萬 | 0.00% | −2,926−3.2% | 減碼 |
| Park Avenue Securities LLC | 85,442 | $122.5 萬 | 0.01% | +85,442 | 新進 |
| NBC Securities, Inc. | 78,244 | $112.2 萬 | 0.09% | +5,670+7.8% | 加碼 |
| Private Advisor Group, LLC | 78,086 | $112.0 萬 | 0.01% | −1,829−2.3% | 減碼 |
| Ionic Capital Management LLC | 72,407 | $103.8 萬 | 1.16% | 00.0% | 不變 |
| Integrated Wealth Concepts LLC | 67,692 | $97.1 萬 | 0.01% | −529−0.8% | 減碼 |
| Cetera Investment Advisers | 61,078 | $87.6 萬 | 0.00% | +5,389+9.7% | 加碼 |
| Wiley Bros.-Aintree Capital, LLC | 59,958 | $86.0 萬 | 0.01% | +30,957+106.7% | 加碼 |
| Shulman DeMeo Asset Management LLC | 59,944 | $86.0 萬 | 0.21% | −78−0.1% | 減碼 |
| GWM Advisors LLC | 50,625 | $72.6 萬 | 0.00% | +18,402+57.1% | 加碼 |
| Blue Bell Private Wealth Management, LLC | 48,459 | $69.5 萬 | 0.12% | +10,887+29.0% | 加碼 |
| Stifel Financial Corp | 47,949 | $68.8 萬 | 0.00% | −16,865−26.0% | 減碼 |
| Janney Montgomery Scott LLC | 46,879 | $67.2 萬 | 0.00% | −1,927−3.9% | 減碼 |
| Formidable Asset Management, LLC | 42,422 | $61.5 萬 | 0.10% | 00.0% | 不變 |
| D.A. Davidson & Co. | 42,414 | $60.8 萬 | 0.00% | −370−0.9% | 減碼 |
| Commonwealth Equity Services, LLC | 41,676 | $59.8 萬 | 0.00% | −100−0.2% | 減碼 |
| RSM US Wealth Management LLC | 38,862 | $56.9 萬 | 0.01% | −1,272−3.2% | 減碼 |
| Dynamic Advisor Solutions LLC | 39,275 | $56.3 萬 | 0.02% | −5,738−12.7% | 減碼 |
| Rpo LLC | 39,270 | $56.3 萬 | 1.31% | 00.0% | 不變 |
| Cambridge Investment Research Advisors, Inc. | 37,497 | $53.8 萬 | 0.00% | −23,963−39.0% | 減碼 |
| Readystate Asset Management LP | 37,514 | $53.8 萬 | 0.02% | −24,112−39.1% | 減碼 |
| Quantedge Capital Pte Ltd | 36,100 | $51.8 萬 | 0.47% | +2,000+5.9% | 加碼 |
| Stolper Co | 35,524 | $50.9 萬 | 0.17% | +2,588+7.9% | 加碼 |
| Schnieders Capital Management LLC | 32,300 | $46.3 萬 | 0.08% | −500−1.5% | 減碼 |
| Nations Financial Group Inc, | 30,249 | $43.4 萬 | 0.03% | −3,618−10.7% | 減碼 |
| National Asset Management, Inc. | 28,414 | $40.7 萬 | 0.02% | −9,637−25.3% | 減碼 |
| Institute for Wealth Management, LLC. | 28,315 | $40.6 萬 | 0.05% | 00.0% | 不變 |
| Diversify Advisory Services, LLC | 26,241 | $37.7 萬 | 0.01% | 00.0% | 不變 |
| Wedbush Securities Inc | 25,681 | $36.8 萬 | 0.01% | +131+0.5% | 加碼 |
| Leo Wealth, LLC | 23,000 | $33.0 萬 | 0.03% | 00.0% | 不變 |
| Mariner, LLC | 21,078 | $30.2 萬 | 0.00% | −17,497−45.4% | 減碼 |
| Sagespring Wealth Partners, LLC | 20,963 | $30.1 萬 | 0.01% | −1,623−7.2% | 減碼 |
| Summit Financial, LLC | 19,000 | $27.8 萬 | 0.01% | +19,000 | 新進 |
| Lido Advisors, LLC | 18,436 | $27.0 萬 | 0.00% | +18,436 | 新進 |
| Morey & Quinn Wealth Partners, LLC | 16,676 | $23.9 萬 | 0.19% | −779−4.5% | 減碼 |
| Calamos Advisors LLC | 15,979 | $22.9 萬 | 0.00% | −1,390−8.0% | 減碼 |
| HighTower Advisors, LLC | 15,971 | $22.9 萬 | 0.00% | +15,971 | 新進 |
| Pinnacle Associates Ltd | 15,016 | $21.5 萬 | 0.00% | −1,000−6.2% | 減碼 |
| Integrated Capital Management, Inc. | 14,528 | $20.8 萬 | 0.16% | +467+3.3% | 加碼 |
| Accredited Investor Services, LLC | 14,479 | $20.8 萬 | 0.16% | −185−1.3% | 減碼 |
| Kingsview Wealth Management, LLC | 14,473 | $20.8 萬 | 0.00% | 00.0% | 不變 |
| Northwestern Mutual Wealth Management Co | 14,341 | $20.6 萬 | 0.00% | +1,582+12.4% | 加碼 |
| Warren Averett Asset Management, LLC | 13,867 | $19.9 萬 | 0.00% | −331−2.3% | 減碼 |
| Allworth Financial LP | 13,432 | $19.3 萬 | 0.00% | +13,432 | 新進 |
| Kestra Advisory Services, LLC | 13,327 | $19.1 萬 | 0.00% | +613+4.8% | 加碼 |
| Kapstone Financial Advisors LLC | 12,665 | $18.2 萬 | 0.09% | +12,665 | 新進 |
| PKS Advisory Services, LLC | 12,387 | $17.8 萬 | 0.04% | −25−0.2% | 減碼 |
| Geneos Wealth Management Inc. | 12,109 | $17.4 萬 | 0.00% | −266−2.1% | 減碼 |
| Merit Financial Group, LLC | 11,900 | $17.1 萬 | 0.00% | +1,259+11.8% | 加碼 |
| Vista Investment Partners II, LLC | 10,800 | $15.5 萬 | 0.07% | 00.0% | 不變 |
| Pensionmark Financial Group, LLC | 10,500 | $15.1 萬 | 0.00% | −1,000−8.7% | 減碼 |
| Wealth Preservation Advisors, LLC | 8,190 | $11.7 萬 | 0.07% | 00.0% | 不變 |
| PFS Partners, LLC | 7,401 | $10.6 萬 | 0.05% | +152+2.1% | 加碼 |
| Fortitude Family Office, LLC | 6,060 | $8.69 萬 | 0.03% | +6,060 | 新進 |
| Larson Financial Group LLC | 6,000 | $8.60 萬 | 0.00% | 00.0% | 不變 |
| Private Trust Co NA | 5,200 | $7.46 萬 | 0.01% | 00.0% | 不變 |
| Eastern Bank | 5,038 | $7.22 萬 | 0.00% | 00.0% | 不變 |
| Comerica Bank | 4,398 | $6.31 萬 | 0.00% | −1,575−26.4% | 減碼 |
| TD Private Client Wealth LLC | 3,540 | $5.08 萬 | 0.00% | 00.0% | 不變 |
| Elequin Capital LP | 2,857 | $4.10 萬 | 0.01% | +1,962+219.2% | 加碼 |
| Marshall & Sterling Wealth Advisors Inc. | 2,837 | $4.07 萬 | 0.03% | 00.0% | 不變 |
| FNY Investment Advisers, LLC | 2,800 | $4.00 萬 | 0.02% | 00.0% | 不變 |
| US Bancorp | 2,648 | $3.80 萬 | 0.00% | 00.0% | 不變 |
| United Community Bank | 2,550 | $3.66 萬 | 0.01% | 00.0% | 不變 |
| Bryn Mawr Trust Co | 2,500 | $3.58 萬 | 0.00% | 00.0% | 不變 |
| Sunbelt Securities, Inc. | 2,000 | $3.01 萬 | 0.00% | 00.0% | 不變 |
| Central Trust Co | 2,000 | $2.87 萬 | 0.00% | 00.0% | 不變 |
| Steward Partners Investment Advisory, LLC | 1,800 | $2.58 萬 | 0.00% | 00.0% | 不變 |
| SOA Wealth Advisors, LLC. | 1,208 | $1.73 萬 | 0.00% | +25+2.1% | 加碼 |
| Costello Asset Management, INC | 1,104 | $1.58 萬 | 0.01% | +22+2.0% | 加碼 |
| WPG Advisers, LLC | 1,008 | $1.45 萬 | 0.01% | −545−35.1% | 減碼 |
| Ameritas Advisory Services, LLC | 805 | $1.15 萬 | 0.00% | +805 | 新進 |
| The PNC Financial Services Group, Inc. | 750 | $1.08 萬 | 0.00% | 00.0% | 不變 |
| Smallwood Wealth Investment Management, LLC | 662 | $9,497 | 0.01% | +11+1.7% | 加碼 |
| GPS Wealth Strategies Group, LLC | 550 | $7,887 | 0.00% | 00.0% | 不變 |
| Newbridge Financial Services Group, Inc. | 500 | $7,170 | 0.00% | +500 | 新進 |
| Iron Horse Wealth Management, LLC | 311 | $4,460 | 0.00% | 00.0% | 不變 |
| Fourth Dimension Wealth, LLC | 277 | $3,972 | 0.00% | 00.0% | 不變 |