Nuveen Dow 30sm Dynamic Overwrite Fund
DIAX2026/3/30 下市- SEC CIK
- 0001608742
Nuveen Dow 30sm Dynamic Overwrite Fund 已在 2026/3/30 下市；內部人最後一份 Form 4 在 2021/11/30 申報；2025 年第 4 季末有 122 家機構在 13F 申報持有，市值合計 $1.90 億；沒有大師持有。
2021 年第 4 季 13F 持有人
Nuveen Dow 30sm Dynamic Overwrite Fund 在 2021/12/31 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 77
- 較 2021 年第 3 季 +1 家
- 持有股數
- 782.2 萬
- 較 2021 年第 3 季 −42.3 萬 (−5.1%)
- 總市值
- $1.39 億
- 較 2021 年第 3 季 +$85.8 萬 (+0.6%)
- 新進機構
- 11
- 另有 27 家加碼
- 清倉機構
- 10
- 另有 19 家減碼
另有 3 家機構在 2021 年第 3 季持有、還沒有申報 2021 年第 4 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 DIAX 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 0 | $0 |
| 2026 年第 1 季 | 3 | $1,065 萬 |
| 2025 年第 4 季 | 122 | $1.90 億 |
| 2025 年第 3 季 | 109 | $1.78 億 |
| 2025 年第 2 季 | 104 | $1.70 億 |
| 2025 年第 1 季 | 101 | $1.64 億 |
| 2024 年第 4 季 | 90 | $1.75 億 |
| 2024 年第 3 季 | 86 | $1.70 億 |
| 2024 年第 2 季 | 86 | $1.59 億 |
| 2024 年第 1 季 | 82 | $1.65 億 |
| 2023 年第 4 季 | 82 | $1.51 億 |
| 2023 年第 3 季 | 81 | $1.38 億 |
| 2023 年第 2 季 | 82 | $1.31 億 |
| 2023 年第 1 季 | 83 | $1.26 億 |
| 2022 年第 4 季 | 80 | $1.26 億 |
| 2022 年第 3 季 | 73 | $1.10 億 |
| 2022 年第 2 季 | 80 | $1.26 億 |
| 2022 年第 1 季 | 76 | $1.30 億 |
| 2021 年第 4 季 | 77 | $1.39 億 |
| 2021 年第 3 季 | 79 | $1.39 億 |
| 2021 年第 2 季 | 89 | $1.50 億 |
| 2021 年第 1 季 | 94 | $1.44 億 |
2021 年第 4 季持有機構
每家機構持有 Nuveen Dow 30sm Dynamic Overwrite Fund 的股數、市值與佔組合比重；股數變化跟 2021 年第 3 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| UBS Group AG | 711,745 | $1,265 萬 | 0.00% | −7,188−1.0% | 減碼 |
| Morgan Stanley | 702,523 | $1,248 萬 | 0.00% | −175,296−20.0% | 減碼 |
| Raymond James Financial Services Advisors, Inc. | 693,402 | $1,232 萬 | 0.02% | +13,938+2.1% | 加碼 |
| Guggenheim Capital LLC | 672,993 | $1,196 萬 | 0.06% | +66,148+10.9% | 加碼 |
| Northwestern Mutual Wealth Management Co | 622,500 | $1,106 萬 | 0.02% | +77,450+14.2% | 加碼 |
| Invesco Ltd. | 558,844 | $993.1 萬 | 0.00% | −31,023−5.3% | 減碼 |
| Wells Fargo & Company | 454,771 | $808.1 萬 | 0.00% | −118,559−20.7% | 減碼 |
| Shaker Financial Services, LLC | 417,799 | $742.4 萬 | 2.62% | +133,690+47.1% | 加碼 |
| Advisors Asset Management, Inc. | 336,911 | $598.7 萬 | 0.09% | +71,955+27.2% | 加碼 |
| Stifel Financial Corp | 298,374 | $530.2 萬 | 0.01% | +10,468+3.6% | 加碼 |
| 1607 Capital Partners, LLC | 276,835 | $491.9 萬 | 0.26% | −21,775−7.3% | 減碼 |
| Raymond James & Associates | 258,943 | $460.1 萬 | 0.00% | +161,601+166.0% | 加碼 |
| Bank of America Corp | 242,764 | $431.4 萬 | 0.00% | −27,230−10.1% | 減碼 |
| Royal Bank of Canada | 123,051 | $218.6 萬 | 0.00% | −58,392−32.2% | 減碼 |
| Schnieders Capital Management LLC | 108,880 | $193.5 萬 | 0.45% | +7,650+7.6% | 加碼 |
| Ameriprise Financial Inc | 91,734 | $163.0 萬 | 0.00% | −4,975−5.1% | 減碼 |
| Advisor Group Holdings, Inc. | 90,733 | $161.3 萬 | 0.00% | −2,510−2.7% | 減碼 |
| Private Advisor Group, LLC | 88,939 | $158.0 萬 | 0.01% | +740+0.8% | 加碼 |
| Envestnet Asset Management Inc | 82,995 | $147.5 萬 | 0.00% | +6,558+8.6% | 加碼 |
| D.A. Davidson & Co. | 82,240 | $146.2 萬 | 0.02% | 00.0% | 不變 |
| Park Avenue Securities LLC | 78,934 | $140.3 萬 | 0.02% | +6,894+9.6% | 加碼 |
| LPL Financial LLC | 76,230 | $135.5 萬 | 0.00% | +16,372+27.4% | 加碼 |
| Shulman DeMeo Asset Management LLC | 63,797 | $113.4 萬 | 0.30% | +63,797 | 新進 |
| Commonwealth Equity Services, LLC | 51,839 | $92.1 萬 | 0.00% | +2,036+4.1% | 加碼 |
| Raymond James Trust N.A. | 44,000 | $78.2 萬 | 0.02% | −1,685−3.7% | 減碼 |
| Cambridge Investment Research Advisors, Inc. | 42,091 | $74.8 萬 | 0.00% | −1,310−3.0% | 減碼 |
| Nations Financial Group Inc, | 39,475 | $70.1 萬 | 0.09% | +800+2.1% | 加碼 |
| Bank of Montreal | 36,698 | $66.5 萬 | 0.00% | +5,586+18.0% | 加碼 |
| Liberty One Investment Management, LLC | 34,087 | $60.6 萬 | 0.09% | −4,036−10.6% | 減碼 |
| Kingsview Wealth Management, LLC | 32,849 | $58.4 萬 | 0.02% | −148−0.4% | 減碼 |
| Institute for Wealth Management, LLC. | 32,804 | $58.3 萬 | 0.09% | −48−0.1% | 減碼 |
| Stolper Co | 30,354 | $53.9 萬 | 0.24% | +1,951+6.9% | 加碼 |
| BDO Wealth Advisors, LLC | 29,334 | $52.1 萬 | 0.06% | −2,162−6.9% | 減碼 |
| Truist Financial Corp | 26,890 | $47.8 萬 | 0.00% | +1,673+6.6% | 加碼 |
| Dynamic Advisor Solutions LLC | 25,550 | $45.4 萬 | 0.03% | +2,400+10.4% | 加碼 |
| Wedbush Securities Inc | 24,707 | $43.9 萬 | 0.02% | +5,135+26.2% | 加碼 |
| Janney Montgomery Scott LLC | 23,696 | $42.1 萬 | 0.00% | +1,300+5.8% | 加碼 |
| 9258 Wealth Management, LLC | 20,560 | $36.5 萬 | 0.08% | −385−1.8% | 減碼 |
| Keybank National Association | 20,368 | $36.2 萬 | 0.00% | 00.0% | 不變 |
| Pinnacle Associates Ltd | 20,105 | $35.7 萬 | 0.01% | −450−2.2% | 減碼 |
| Covington Capital Management | 14,554 | $25.9 萬 | 0.01% | 00.0% | 不變 |
| Sheaff Brock Investment Advisors, LLC | 13,385 | $23.8 萬 | 0.02% | +100+0.8% | 加碼 |
| Northern Trust Corp | 13,236 | $23.5 萬 | 0.00% | 00.0% | 不變 |
| AlphaStar Capital Management, LLC | 12,996 | $23.2 萬 | 0.02% | 00.0% | 不變 |
| Integrated Capital Management, Inc. | 12,850 | $22.8 萬 | 0.18% | +1,331+11.6% | 加碼 |
| Capital Wealth Alliance, LLC | 11,647 | $20.6 萬 | 0.12% | +21+0.2% | 加碼 |
| CWM, LLC | 7,871 | $14.0 萬 | 0.00% | +7,871 | 新進 |
| The PNC Financial Services Group, Inc. | 6,750 | $11.9 萬 | 0.00% | 00.0% | 不變 |
| Fifth Third Bancorp | 6,359 | $11.3 萬 | 0.00% | 00.0% | 不變 |
| Belpointe Asset Management LLC | 5,630 | $10.0 萬 | 0.01% | +5,630 | 新進 |
| US Bancorp | 5,473 | $9.70 萬 | 0.00% | 00.0% | 不變 |
| Princeton Global Asset Management LLC | 5,355 | $9.50 萬 | 0.03% | 00.0% | 不變 |
| Rockefeller Capital Management L.P. | 4,061 | $7.20 萬 | 0.00% | +18+0.4% | 加碼 |
| Spire Wealth Management | 3,597 | $6.40 萬 | 0.00% | −2,815−43.9% | 減碼 |
| Patriot Financial Group Insurance Agency, LLC | 3,449 | $6.10 萬 | 0.01% | +57+1.7% | 加碼 |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 2,888 | $5.10 萬 | 0.00% | +88+3.1% | 加碼 |
| Baldwin Brothers Inc | 2,592 | $4.60 萬 | 0.00% | 00.0% | 不變 |
| Citigroup Inc | 2,038 | $3.60 萬 | 0.00% | −2,294−53.0% | 減碼 |
| American National Bank | 2,000 | $3.60 萬 | 0.01% | +2,000 | 新進 |
| American Portfolios Advisors | 1,944 | $3.45 萬 | 0.00% | 00.0% | 不變 |
| Bessemer Group Inc | 1,610 | $2.90 萬 | 0.00% | +1,610 | 新進 |
| Clearstead Advisors, LLC | 1,550 | $2.80 萬 | 0.00% | +1,550 | 新進 |
| Antonetti Capital Management LLC | 1,338 | $2.40 萬 | 0.02% | 00.0% | 不變 |
| Masso Torrence Wealth Management Inc. | 1,283 | $2.30 萬 | 0.02% | +1,283 | 新進 |
| FourThought Financial, LLC | 1,156 | $2.10 萬 | 0.00% | 00.0% | 不變 |
| SOA Wealth Advisors, LLC. | 923 | $1.60 萬 | 0.00% | +14+1.5% | 加碼 |
| Proequities, Inc. | 750 | $1.30 萬 | 0.00% | 00.0% | 不變 |
| Chilton Capital Management LLC | 689 | $1.20 萬 | 0.00% | +689 | 新進 |
| NEXT Financial Group, Inc | 570 | $1.00 萬 | 0.00% | 00.0% | 不變 |
| Future Financial Wealth Managment LLC | 564 | $1.00 萬 | 0.01% | +564 | 新進 |
| Geneos Wealth Management Inc. | 435 | $7,000 | 0.00% | 00.0% | 不變 |
| Ellis Investment Partners, LLC | 448 | $7,000 | 0.00% | 00.0% | 不變 |
| O'Dell Group, LLC | 313 | $6,000 | 0.00% | 00.0% | 不變 |
| Harbour Investments, Inc. | 250 | $4,000 | 0.00% | 00.0% | 不變 |
| Horan Securities, Inc. | 200 | $4,000 | 0.00% | +200 | 新進 |
| Wolff Wiese Magana LLC | 88 | $2,000 | 0.00% | 00.0% | 不變 |
| Delta Asset Management LLC | 50 | $1,000 | 0.00% | +50 | 新進 |
| Oxbow Advisors, LLC | 0 | $0 | 0.00% | −394,409−100.0% | 清倉 |
| Formidable Asset Management, LLC | 0 | $0 | 0.00% | −85,813−100.0% | 清倉 |
| Aviance Capital Partners, LLC | 0 | $0 | 0.00% | −85,079−100.0% | 清倉 |
| Rivernorth Capital Management, LLC | 0 | $0 | 0.00% | −30,764−100.0% | 清倉 |
| Walleye Capital LLC | 0 | $0 | 0.00% | −24,138−100.0% | 清倉 |
| Mirae Asset Global Investments Co., Ltd. | 0 | $0 | 0.00% | −19,333−100.0% | 清倉 |
| Liberty Wealth Management LLC | 0 | $0 | 0.00% | −771−100.0% | 清倉 |
| Arkadios Wealth Advisors | 0 | $0 | 0.00% | −790−100.0% | 清倉 |
| Kowal Investment Group, LLC | 0 | $0 | 0.00% | −198−100.0% | 清倉 |
| Lake Point Wealth Management | 0 | $0 | 0.00% | −145−100.0% | 清倉 |
| BFT Financial Group, LLC | – | – | – | – | 本季未申報 |
| Eudaimonia Partners, LLC | – | – | – | – | 本季未申報 |
| Security National Trust Co | – | – | – | – | 本季未申報 |