Nuveen Dow 30sm Dynamic Overwrite Fund
DIAX2026/3/30 下市- SEC CIK
- 0001608742
Nuveen Dow 30sm Dynamic Overwrite Fund 已在 2026/3/30 下市；內部人最後一份 Form 4 在 2021/11/30 申報；2025 年第 4 季末有 122 家機構在 13F 申報持有，市值合計 $1.90 億；沒有大師持有。
2024 年第 4 季 13F 持有人
Nuveen Dow 30sm Dynamic Overwrite Fund 在 2024/12/31 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 90
- 較 2024 年第 3 季 +8 家
- 持有股數
- 1,161 萬
- 較 2024 年第 3 季 +91.7 萬 (+8.6%)
- 總市值
- $1.75 億
- 較 2024 年第 3 季 +$1,604 萬 (+10.1%)
- 新進機構
- 16
- 另有 26 家加碼
- 清倉機構
- 8
- 另有 36 家減碼
另有 4 家機構在 2024 年第 3 季持有、還沒有申報 2024 年第 4 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 DIAX 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 0 | $0 |
| 2026 年第 1 季 | 3 | $1,065 萬 |
| 2025 年第 4 季 | 122 | $1.90 億 |
| 2025 年第 3 季 | 109 | $1.78 億 |
| 2025 年第 2 季 | 104 | $1.70 億 |
| 2025 年第 1 季 | 101 | $1.64 億 |
| 2024 年第 4 季 | 90 | $1.75 億 |
| 2024 年第 3 季 | 86 | $1.70 億 |
| 2024 年第 2 季 | 86 | $1.59 億 |
| 2024 年第 1 季 | 82 | $1.65 億 |
| 2023 年第 4 季 | 82 | $1.51 億 |
| 2023 年第 3 季 | 81 | $1.38 億 |
| 2023 年第 2 季 | 82 | $1.31 億 |
| 2023 年第 1 季 | 83 | $1.26 億 |
| 2022 年第 4 季 | 80 | $1.26 億 |
| 2022 年第 3 季 | 73 | $1.10 億 |
| 2022 年第 2 季 | 80 | $1.26 億 |
| 2022 年第 1 季 | 76 | $1.30 億 |
| 2021 年第 4 季 | 77 | $1.39 億 |
| 2021 年第 3 季 | 79 | $1.39 億 |
| 2021 年第 2 季 | 89 | $1.50 億 |
| 2021 年第 1 季 | 94 | $1.44 億 |
2024 年第 4 季持有機構
每家機構持有 Nuveen Dow 30sm Dynamic Overwrite Fund 的股數、市值與佔組合比重；股數變化跟 2024 年第 3 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Morgan Stanley | 1,883,369 | $2,836 萬 | 0.00% | +248,939+15.2% | 加碼 |
| Bank of America Corp | 1,229,212 | $1,851 萬 | 0.00% | +73,424+6.4% | 加碼 |
| Wells Fargo & Company | 755,362 | $1,138 萬 | 0.00% | +34,811+4.8% | 加碼 |
| Raymond James Financial Inc | 745,243 | $1,122 萬 | 0.00% | +745,243 | 新進 |
| UBS Group AG | 736,685 | $1,109 萬 | 0.00% | −32,028−4.2% | 減碼 |
| Guggenheim Capital LLC | 633,763 | $954.4 萬 | 0.08% | +30,804+5.1% | 加碼 |
| Cornerstone Advisors, LLC | 592,100 | $891.7 萬 | 0.36% | −219,426−27.0% | 減碼 |
| Invesco Ltd. | 579,421 | $872.6 萬 | 0.00% | −17,270−2.9% | 減碼 |
| CNH Partners LLC | 434,950 | $655.0 萬 | 0.16% | −47,719−9.9% | 減碼 |
| Capital Investment Advisors, LLC | 382,739 | $576.4 萬 | 0.12% | +360,282+1,604.3% | 加碼 |
| Saba Capital Management, L.P. | 291,102 | $438.4 萬 | 0.11% | −600−0.2% | 減碼 |
| 1607 Capital Partners, LLC | 289,771 | $436.4 萬 | 0.35% | −120,691−29.4% | 減碼 |
| Thomas J. Herzfeld Advisors, Inc. | 279,234 | $420.5 萬 | 1.35% | +11,148+4.2% | 加碼 |
| Advisors Asset Management, Inc. | 230,968 | $347.8 萬 | 0.06% | −9,750−4.1% | 減碼 |
| Wolverine Asset Management LLC | 155,325 | $233.9 萬 | 0.04% | −140,178−47.4% | 減碼 |
| Independent Advisor Alliance | 136,817 | $206.0 萬 | 0.03% | +136,817 | 新進 |
| LPL Financial LLC | 125,559 | $189.1 萬 | 0.00% | −454−0.4% | 減碼 |
| MML Investors Services, LLC | 118,872 | $179.0 萬 | 0.01% | −1,472−1.2% | 減碼 |
| Royal Bank of Canada | 117,807 | $177.4 萬 | 0.00% | −5,168−4.2% | 減碼 |
| Shaker Financial Services, LLC | 96,529 | $145.4 萬 | 0.56% | −115,504−54.5% | 減碼 |
| Park Avenue Securities LLC | 91,777 | $138.2 萬 | 0.01% | +4,493+5.1% | 加碼 |
| Envestnet Asset Management Inc | 88,125 | $132.7 萬 | 0.00% | −1,150−1.3% | 減碼 |
| Private Advisor Group, LLC | 85,412 | $128.6 萬 | 0.01% | −3,405−3.8% | 減碼 |
| Ameriprise Financial Inc | 77,496 | $116.7 萬 | 0.00% | +20,537+36.1% | 加碼 |
| Advisor Group Holdings, Inc. | 76,635 | $115.4 萬 | 0.00% | +32,753+74.6% | 加碼 |
| Integrated Wealth Concepts LLC | 72,671 | $109.4 萬 | 0.01% | −3,725−4.9% | 減碼 |
| Ionic Capital Management LLC | 72,407 | $109.0 萬 | 1.07% | −31,926−30.6% | 減碼 |
| Stifel Financial Corp | 65,705 | $99.0 萬 | 0.00% | −534−0.8% | 減碼 |
| Cetera Investment Advisers | 64,882 | $97.7 萬 | 0.00% | +6,617+11.4% | 加碼 |
| Shulman DeMeo Asset Management LLC | 60,484 | $91.1 萬 | 0.25% | −129−0.2% | 減碼 |
| Dynamic Advisor Solutions LLC | 50,498 | $76.0 萬 | 0.03% | −2,568−4.8% | 減碼 |
| Cambridge Investment Research Advisors, Inc. | 48,382 | $72.9 萬 | 0.00% | +4,902+11.3% | 加碼 |
| Formidable Asset Management, LLC | 45,631 | $68.7 萬 | 0.11% | +130.0% | 加碼 |
| Commonwealth Equity Services, LLC | 44,875 | $67.6 萬 | 0.00% | +1,043+2.4% | 加碼 |
| Janney Montgomery Scott LLC | 44,243 | $66.6 萬 | 0.00% | −1,062−2.3% | 減碼 |
| National Asset Management, Inc. | 44,097 | $66.4 萬 | 0.02% | −2,742−5.9% | 減碼 |
| D.A. Davidson & Co. | 42,922 | $64.6 萬 | 0.01% | −498−1.1% | 減碼 |
| RSM US Wealth Management LLC | 40,512 | $61.2 萬 | 0.01% | +5,561+15.9% | 加碼 |
| Rpo LLC | 39,270 | $59.1 萬 | 0.77% | +8,000+25.6% | 加碼 |
| Schnieders Capital Management LLC | 37,300 | $56.2 萬 | 0.11% | −750−2.0% | 減碼 |
| Landscape Capital Management, L.L.C. | 35,470 | $53.4 萬 | 0.06% | −71,971−67.0% | 減碼 |
| Nations Financial Group Inc, | 33,867 | $51.0 萬 | 0.04% | 00.0% | 不變 |
| Stolper Co | 32,541 | $49.0 萬 | 0.16% | −300−0.9% | 減碼 |
| Quantedge Capital Pte Ltd | 32,500 | $48.9 萬 | 0.18% | −18,800−36.6% | 減碼 |
| Institute for Wealth Management, LLC. | 28,315 | $42.6 萬 | 0.05% | −345−1.2% | 減碼 |
| GWM Advisors LLC | 27,787 | $41.8 萬 | 0.00% | −16−0.1% | 減碼 |
| Diversify Advisory Services, LLC | 26,241 | $39.0 萬 | 0.02% | −650−2.4% | 減碼 |
| Wedbush Securities Inc | 25,150 | $37.9 萬 | 0.01% | −263−1.0% | 減碼 |
| Sagespring Wealth Partners, LLC | 25,061 | $37.7 萬 | 0.01% | +25,061 | 新進 |
| Atria Wealth Solutions, Inc. | 24,027 | $36.2 萬 | 0.00% | −2,466−9.3% | 減碼 |
| Leo Wealth, LLC | 23,000 | $34.6 萬 | 0.03% | 00.0% | 不變 |
| Blue Bell Private Wealth Management, LLC | 21,752 | $32.8 萬 | 0.06% | +3,122+16.8% | 加碼 |
| Kestra Advisory Services, LLC | 20,329 | $30.6 萬 | 0.00% | +9,583+89.2% | 加碼 |
| Mariner, LLC | 19,916 | $30.0 萬 | 0.00% | +4,351+28.0% | 加碼 |
| Calamos Advisors LLC | 18,064 | $27.2 萬 | 0.00% | −1,869−9.4% | 減碼 |
| Morey & Quinn Wealth Partners, LLC | 17,723 | $26.7 萬 | 0.23% | +17,723 | 新進 |
| Integrated Capital Management, Inc. | 15,059 | $22.7 萬 | 0.18% | +311+2.1% | 加碼 |
| Pinnacle Associates Ltd | 15,016 | $22.6 萬 | 0.00% | −4,401−22.7% | 減碼 |
| Kingsview Wealth Management, LLC | 14,810 | $22.3 萬 | 0.00% | 00.0% | 不變 |
| Northwestern Mutual Wealth Management Co | 14,476 | $21.8 萬 | 0.00% | −314−2.1% | 減碼 |
| Warren Averett Asset Management, LLC | 14,192 | $21.4 萬 | 0.00% | +14,192 | 新進 |
| Great Valley Advisor Group, Inc. | 13,640 | $20.5 萬 | 0.00% | +1,750+14.7% | 加碼 |
| Sheaff Brock Investment Advisors, LLC | 13,423 | $20.2 萬 | 0.02% | +30.0% | 加碼 |
| PKS Advisory Services, LLC | 12,712 | $19.1 萬 | 0.05% | +12,712 | 新進 |
| Pensionmark Financial Group, LLC | 11,500 | $17.3 萬 | 0.00% | +11,500 | 新進 |
| Vista Investment Partners II, LLC | 10,800 | $16.3 萬 | 0.10% | +10,800 | 新進 |
| PFS Partners, LLC | 7,249 | $10.9 萬 | 0.06% | +277+4.0% | 加碼 |
| Larson Financial Group LLC | 6,000 | $9.04 萬 | 0.00% | 00.0% | 不變 |
| Private Trust Co NA | 5,200 | $7.83 萬 | 0.01% | 00.0% | 不變 |
| Comerica Bank | 4,845 | $7.30 萬 | 0.00% | +745+18.2% | 加碼 |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 3,570 | $5.38 萬 | 0.00% | 00.0% | 不變 |
| Marshall & Sterling Wealth Advisors Inc. | 2,837 | $4.27 萬 | 0.03% | +2,837 | 新進 |
| US Bancorp | 2,648 | $3.99 萬 | 0.00% | 00.0% | 不變 |
| WPG Advisers, LLC | 2,609 | $3.93 萬 | 0.04% | +2,609 | 新進 |
| United Community Bank | 2,550 | $3.84 萬 | 0.01% | 00.0% | 不變 |
| Geneos Wealth Management Inc. | 2,529 | $3.81 萬 | 0.00% | +514+25.5% | 加碼 |
| Bryn Mawr Trust Co | 2,500 | $3.77 萬 | 0.00% | 00.0% | 不變 |
| Sunbelt Securities, Inc. | 2,000 | $3.02 萬 | 0.00% | 00.0% | 不變 |
| SOA Wealth Advisors, LLC. | 1,183 | $1.78 萬 | 0.00% | +45+4.0% | 加碼 |
| Steward Partners Investment Advisory, LLC | 1,000 | $1.51 萬 | 0.00% | +1,000 | 新進 |
| The PNC Financial Services Group, Inc. | 750 | $1.13 萬 | 0.00% | 00.0% | 不變 |
| Coppell Advisory Solutions LLC | 550 | $8,310 | 0.00% | +215+64.2% | 加碼 |
| GPS Wealth Strategies Group, LLC | 550 | $8,283 | 0.00% | −1,306−70.4% | 減碼 |
| Transce3nd, LLC | 339 | $5,105 | 0.00% | +339 | 新進 |
| Massmutual Trust Co FSB | 312 | $4,699 | 0.00% | +312 | 新進 |
| Fourth Dimension Wealth, LLC | 277 | $4,172 | 0.00% | +277 | 新進 |
| MAI Capital Management | 200 | $3,012 | 0.00% | +200 | 新進 |
| Farther Finance Advisors, LLC | 111 | $1,672 | 0.00% | 00.0% | 不變 |
| NBC Securities, Inc. | 25 | $385 | 0.04% | −25,472−99.9% | 減碼 |
| RE Dickinson Investment Advisors, LLC | 6 | $100 | 0.00% | +6 | 新進 |
| Logan Stone Capital, LLC | 0 | $0 | 0.00% | −22,308−100.0% | 清倉 |
| NWF Advisory Services Inc. | 0 | $0 | 0.00% | −10,396−100.0% | 清倉 |
| Liberty One Investment Management, LLC | 0 | $0 | 0.00% | −3,872−100.0% | 清倉 |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −2,800−100.0% | 清倉 |
| Princeton Global Asset Management LLC | 0 | $0 | 0.00% | −1,287−100.0% | 清倉 |
| CWM, LLC | 0 | $0 | 0.00% | −250−100.0% | 清倉 |
| Wolff Wiese Magana LLC | 0 | $0 | 0.00% | −88−100.0% | 清倉 |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −683−100.0% | 清倉 |
| Raymond James Financial Services Advisors, Inc. | – | – | – | – | 本季未申報 |
| Raymond James & Associates | – | – | – | – | 本季未申報 |