Nuveen Dow 30sm Dynamic Overwrite Fund
DIAX2026/3/30 下市- SEC CIK
- 0001608742
Nuveen Dow 30sm Dynamic Overwrite Fund 已在 2026/3/30 下市；內部人最後一份 Form 4 在 2021/11/30 申報；2025 年第 4 季末有 122 家機構在 13F 申報持有，市值合計 $1.90 億；沒有大師持有。
2025 年第 1 季 13F 持有人
Nuveen Dow 30sm Dynamic Overwrite Fund 在 2025/3/31 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 101
- 較 2024 年第 4 季 +12 家
- 持有股數
- 1,131 萬
- 較 2024 年第 4 季 −29.6 萬 (−2.6%)
- 總市值
- $1.64 億
- 較 2024 年第 4 季 −$1,096 萬 (−6.3%)
- 新進機構
- 18
- 另有 28 家加碼
- 清倉機構
- 6
- 另有 32 家減碼
另有 1 家機構在 2024 年第 4 季持有、還沒有申報 2025 年第 1 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 DIAX 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 0 | $0 |
| 2026 年第 1 季 | 3 | $1,065 萬 |
| 2025 年第 4 季 | 122 | $1.90 億 |
| 2025 年第 3 季 | 109 | $1.78 億 |
| 2025 年第 2 季 | 104 | $1.70 億 |
| 2025 年第 1 季 | 101 | $1.64 億 |
| 2024 年第 4 季 | 90 | $1.75 億 |
| 2024 年第 3 季 | 86 | $1.70 億 |
| 2024 年第 2 季 | 86 | $1.59 億 |
| 2024 年第 1 季 | 82 | $1.65 億 |
| 2023 年第 4 季 | 82 | $1.51 億 |
| 2023 年第 3 季 | 81 | $1.38 億 |
| 2023 年第 2 季 | 82 | $1.31 億 |
| 2023 年第 1 季 | 83 | $1.26 億 |
| 2022 年第 4 季 | 80 | $1.26 億 |
| 2022 年第 3 季 | 73 | $1.10 億 |
| 2022 年第 2 季 | 80 | $1.26 億 |
| 2022 年第 1 季 | 76 | $1.30 億 |
| 2021 年第 4 季 | 77 | $1.39 億 |
| 2021 年第 3 季 | 79 | $1.39 億 |
| 2021 年第 2 季 | 89 | $1.50 億 |
| 2021 年第 1 季 | 94 | $1.44 億 |
2025 年第 1 季持有機構
每家機構持有 Nuveen Dow 30sm Dynamic Overwrite Fund 的股數、市值與佔組合比重；股數變化跟 2024 年第 4 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Morgan Stanley | 1,890,566 | $2,739 萬 | 0.00% | +7,197+0.4% | 加碼 |
| Bank of America Corp | 1,269,411 | $1,839 萬 | 0.00% | +40,199+3.3% | 加碼 |
| Raymond James Financial Inc | 751,353 | $1,089 萬 | 0.00% | +6,110+0.8% | 加碼 |
| Wells Fargo & Company | 709,157 | $1,028 萬 | 0.00% | −46,205−6.1% | 減碼 |
| Invesco Ltd. | 596,108 | $863.8 萬 | 0.00% | +16,687+2.9% | 加碼 |
| Guggenheim Capital LLC | 574,638 | $832.7 萬 | 0.08% | −59,125−9.3% | 減碼 |
| UBS Group AG | 496,364 | $719.2 萬 | 0.00% | −240,321−32.6% | 減碼 |
| Cornerstone Advisors, LLC | 464,697 | $673.3 萬 | 0.29% | −127,403−21.5% | 減碼 |
| Capital Investment Advisors, LLC | 404,727 | $586.4 萬 | 0.11% | +21,988+5.7% | 加碼 |
| CNH Partners LLC | 398,849 | $564.4 萬 | 0.14% | −36,101−8.3% | 減碼 |
| Saba Capital Management, L.P. | 291,102 | $421.8 萬 | 0.12% | 00.0% | 不變 |
| Thomas J. Herzfeld Advisors, Inc. | 285,536 | $413.7 萬 | 1.41% | +6,302+2.3% | 加碼 |
| Shaker Financial Services, LLC | 270,147 | $399.8 萬 | 1.56% | +173,618+179.9% | 加碼 |
| Wolverine Asset Management LLC | 223,373 | $323.7 萬 | 0.06% | +68,048+43.8% | 加碼 |
| 1607 Capital Partners, LLC | 178,306 | $258.4 萬 | 0.21% | −111,465−38.5% | 減碼 |
| Advisors Asset Management, Inc. | 162,599 | $235.6 萬 | 0.04% | −68,369−29.6% | 減碼 |
| LPL Financial LLC | 139,557 | $202.2 萬 | 0.00% | +13,998+11.1% | 加碼 |
| MML Investors Services, LLC | 123,355 | $178.7 萬 | 0.01% | +4,483+3.8% | 加碼 |
| Royal Bank of Canada | 117,376 | $170.1 萬 | 0.00% | −431−0.4% | 減碼 |
| Envestnet Asset Management Inc | 91,592 | $132.7 萬 | 0.00% | +3,467+3.9% | 加碼 |
| Ameriprise Financial Inc | 87,019 | $126.1 萬 | 0.00% | +9,523+12.3% | 加碼 |
| Private Advisor Group, LLC | 79,915 | $115.8 萬 | 0.01% | −5,497−6.4% | 減碼 |
| Advisor Group Holdings, Inc. | 77,117 | $111.7 萬 | 0.00% | +482+0.6% | 加碼 |
| NBC Securities, Inc. | 72,574 | $105.1 萬 | 0.09% | +72,549+290,196.0% | 加碼 |
| Ionic Capital Management LLC | 72,407 | $104.9 萬 | 1.19% | 00.0% | 不變 |
| Integrated Wealth Concepts LLC | 68,221 | $98.9 萬 | 0.01% | −4,450−6.1% | 減碼 |
| Stifel Financial Corp | 64,814 | $93.9 萬 | 0.00% | −891−1.4% | 減碼 |
| Readystate Asset Management LP | 61,626 | $89.3 萬 | 0.04% | +61,626 | 新進 |
| Cambridge Investment Research Advisors, Inc. | 61,460 | $89.1 萬 | 0.00% | +13,078+27.0% | 加碼 |
| Shulman DeMeo Asset Management LLC | 60,022 | $87.0 萬 | 0.24% | −462−0.8% | 減碼 |
| Cetera Investment Advisers | 55,689 | $80.7 萬 | 0.00% | −9,193−14.2% | 減碼 |
| Janney Montgomery Scott LLC | 48,806 | $70.7 萬 | 0.00% | +4,563+10.3% | 加碼 |
| Dynamic Advisor Solutions LLC | 45,013 | $65.2 萬 | 0.02% | −5,485−10.9% | 減碼 |
| D.A. Davidson & Co. | 42,784 | $62.0 萬 | 0.00% | −138−0.3% | 減碼 |
| Formidable Asset Management, LLC | 42,422 | $61.5 萬 | 0.10% | −3,209−7.0% | 減碼 |
| Commonwealth Equity Services, LLC | 41,776 | $60.5 萬 | 0.00% | −3,099−6.9% | 減碼 |
| RSM US Wealth Management LLC | 40,134 | $59.4 萬 | 0.01% | −378−0.9% | 減碼 |
| Rpo LLC | 39,270 | $56.9 萬 | 1.14% | 00.0% | 不變 |
| Mariner, LLC | 38,575 | $55.9 萬 | 0.00% | +18,659+93.7% | 加碼 |
| National Asset Management, Inc. | 38,051 | $55.1 萬 | 0.02% | −6,046−13.7% | 減碼 |
| Blue Bell Private Wealth Management, LLC | 37,572 | $54.4 萬 | 0.10% | +15,820+72.7% | 加碼 |
| Quantedge Capital Pte Ltd | 34,100 | $49.4 萬 | 0.16% | +1,600+4.9% | 加碼 |
| Nations Financial Group Inc, | 33,867 | $49.1 萬 | 0.04% | 00.0% | 不變 |
| Stolper Co | 32,936 | $47.7 萬 | 0.16% | +395+1.2% | 加碼 |
| Schnieders Capital Management LLC | 32,800 | $47.5 萬 | 0.10% | −4,500−12.1% | 減碼 |
| GWM Advisors LLC | 32,223 | $46.7 萬 | 0.00% | +4,436+16.0% | 加碼 |
| Wiley Bros.-Aintree Capital, LLC | 29,001 | $41.5 萬 | 0.00% | +29,001 | 新進 |
| Institute for Wealth Management, LLC. | 28,315 | $41.0 萬 | 0.05% | 00.0% | 不變 |
| Landscape Capital Management, L.L.C. | 28,211 | $40.9 萬 | 0.04% | −7,259−20.5% | 減碼 |
| Wedbush Securities Inc | 25,550 | $37.0 萬 | 0.01% | +400+1.6% | 加碼 |
| Diversify Advisory Services, LLC | 26,241 | $36.3 萬 | 0.02% | 00.0% | 不變 |
| Advisor Resource Council | 24,458 | $35.4 萬 | 0.03% | +24,458 | 新進 |
| Atria Wealth Solutions, Inc. | 23,367 | $34.6 萬 | 0.00% | −660−2.7% | 減碼 |
| Leo Wealth, LLC | 23,000 | $33.3 萬 | 0.05% | 00.0% | 不變 |
| Sagespring Wealth Partners, LLC | 22,586 | $32.7 萬 | 0.01% | −2,475−9.9% | 減碼 |
| Morey & Quinn Wealth Partners, LLC | 17,455 | $25.3 萬 | 0.21% | −268−1.5% | 減碼 |
| Calamos Advisors LLC | 17,369 | $25.2 萬 | 0.00% | −695−3.8% | 減碼 |
| Pinnacle Associates Ltd | 16,016 | $23.2 萬 | 0.00% | +1,000+6.7% | 加碼 |
| Accredited Investor Services, LLC | 14,664 | $21.2 萬 | 0.18% | +14,664 | 新進 |
| Kingsview Wealth Management, LLC | 14,473 | $21.0 萬 | 0.00% | −337−2.3% | 減碼 |
| Warren Averett Asset Management, LLC | 14,198 | $20.6 萬 | 0.00% | +60.0% | 加碼 |
| Integrated Capital Management, Inc. | 14,061 | $20.4 萬 | 0.16% | −998−6.6% | 減碼 |
| Sheaff Brock Investment Advisors, LLC | 13,427 | $19.5 萬 | 0.02% | +40.0% | 加碼 |
| Northwestern Mutual Wealth Management Co | 12,759 | $18.5 萬 | 0.00% | −1,717−11.9% | 減碼 |
| Kestra Advisory Services, LLC | 12,714 | $18.4 萬 | 0.00% | −7,615−37.5% | 減碼 |
| PKS Advisory Services, LLC | 12,412 | $18.0 萬 | 0.05% | −300−2.4% | 減碼 |
| Allspring Global Investments Holdings, LLC | 12,399 | $18.0 萬 | 0.00% | +12,399 | 新進 |
| Geneos Wealth Management Inc. | 12,375 | $17.9 萬 | 0.01% | +9,846+389.3% | 加碼 |
| Great Valley Advisor Group, Inc. | 11,624 | $16.8 萬 | 0.00% | −2,016−14.8% | 減碼 |
| Pensionmark Financial Group, LLC | 11,500 | $16.7 萬 | 0.00% | 00.0% | 不變 |
| Vista Investment Partners II, LLC | 10,800 | $15.6 萬 | 0.09% | 00.0% | 不變 |
| Merit Financial Group, LLC | 10,641 | $15.4 萬 | 0.00% | +10,641 | 新進 |
| Wealth Preservation Advisors, LLC | 8,190 | $11.9 萬 | 0.08% | +8,190 | 新進 |
| PFS Partners, LLC | 7,249 | $10.5 萬 | 0.06% | 00.0% | 不變 |
| Larson Financial Group LLC | 6,000 | $8.69 萬 | 0.00% | 00.0% | 不變 |
| Comerica Bank | 5,973 | $8.65 萬 | 0.00% | +1,128+23.3% | 加碼 |
| Private Trust Co NA | 5,200 | $7.53 萬 | 0.01% | 00.0% | 不變 |
| Eastern Bank | 5,038 | $7.30 萬 | 0.00% | +5,038 | 新進 |
| TD Private Client Wealth LLC | 3,540 | $5.13 萬 | 0.00% | +3,540 | 新進 |
| Marshall & Sterling Wealth Advisors Inc. | 2,837 | $4.11 萬 | 0.03% | 00.0% | 不變 |
| FNY Investment Advisers, LLC | 2,800 | $4.00 萬 | 0.02% | +2,800 | 新進 |
| US Bancorp | 2,648 | $3.84 萬 | 0.00% | 00.0% | 不變 |
| United Community Bank | 2,550 | $3.69 萬 | 0.01% | 00.0% | 不變 |
| Bryn Mawr Trust Co | 2,500 | $3.62 萬 | 0.00% | 00.0% | 不變 |
| Sunbelt Securities, Inc. | 2,000 | $2.90 萬 | 0.00% | 00.0% | 不變 |
| Central Trust Co | 2,000 | $2.90 萬 | 0.00% | +2,000 | 新進 |
| Steward Partners Investment Advisory, LLC | 1,800 | $2.61 萬 | 0.00% | +800+80.0% | 加碼 |
| WPG Advisers, LLC | 1,553 | $2.25 萬 | 0.02% | −1,056−40.5% | 減碼 |
| SOA Wealth Advisors, LLC. | 1,183 | $1.71 萬 | 0.00% | 00.0% | 不變 |
| Costello Asset Management, INC | 1,082 | $1.57 萬 | 0.01% | +1,082 | 新進 |
| Elequin Capital LP | 895 | $1.30 萬 | 0.00% | +895 | 新進 |
| Coldstream Capital Management Inc | 846 | $1.23 萬 | 0.00% | +846 | 新進 |
| The PNC Financial Services Group, Inc. | 750 | $1.09 萬 | 0.00% | 00.0% | 不變 |
| Smallwood Wealth Investment Management, LLC | 651 | $9,447 | 0.01% | +651 | 新進 |
| GPS Wealth Strategies Group, LLC | 550 | $7,970 | 0.00% | 00.0% | 不變 |
| Key Financial Inc | 492 | $7,129 | 0.00% | +492 | 新進 |
| Iron Horse Wealth Management, LLC | 311 | $4,506 | 0.00% | +311 | 新進 |
| Fourth Dimension Wealth, LLC | 277 | $4,014 | 0.00% | 00.0% | 不變 |
| MAI Capital Management | 200 | $2,898 | 0.00% | 00.0% | 不變 |
| Farther Finance Advisors, LLC | 111 | $1,611 | 0.00% | 00.0% | 不變 |