Nuveen Dow 30sm Dynamic Overwrite Fund
DIAX2026/3/30 下市- SEC CIK
- 0001608742
Nuveen Dow 30sm Dynamic Overwrite Fund 已在 2026/3/30 下市；內部人最後一份 Form 4 在 2021/11/30 申報；2025 年第 4 季末有 122 家機構在 13F 申報持有，市值合計 $1.90 億；沒有大師持有。
2023 年第 3 季 13F 持有人
Nuveen Dow 30sm Dynamic Overwrite Fund 在 2023/9/30 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 81
- 較 2023 年第 2 季 +1 家
- 持有股數
- 1,003 萬
- 較 2023 年第 2 季 +82.2 萬 (+8.9%)
- 總市值
- $1.38 億
- 較 2023 年第 2 季 +$745.8 萬 (+5.7%)
- 新進機構
- 7
- 另有 31 家加碼
- 清倉機構
- 6
- 另有 27 家減碼
另有 2 家機構在 2023 年第 2 季持有、還沒有申報 2023 年第 3 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 DIAX 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 0 | $0 |
| 2026 年第 1 季 | 3 | $1,065 萬 |
| 2025 年第 4 季 | 122 | $1.90 億 |
| 2025 年第 3 季 | 109 | $1.78 億 |
| 2025 年第 2 季 | 104 | $1.70 億 |
| 2025 年第 1 季 | 101 | $1.64 億 |
| 2024 年第 4 季 | 90 | $1.75 億 |
| 2024 年第 3 季 | 86 | $1.70 億 |
| 2024 年第 2 季 | 86 | $1.59 億 |
| 2024 年第 1 季 | 82 | $1.65 億 |
| 2023 年第 4 季 | 82 | $1.51 億 |
| 2023 年第 3 季 | 81 | $1.38 億 |
| 2023 年第 2 季 | 82 | $1.31 億 |
| 2023 年第 1 季 | 83 | $1.26 億 |
| 2022 年第 4 季 | 80 | $1.26 億 |
| 2022 年第 3 季 | 73 | $1.10 億 |
| 2022 年第 2 季 | 80 | $1.26 億 |
| 2022 年第 1 季 | 76 | $1.30 億 |
| 2021 年第 4 季 | 77 | $1.39 億 |
| 2021 年第 3 季 | 79 | $1.39 億 |
| 2021 年第 2 季 | 89 | $1.50 億 |
| 2021 年第 1 季 | 94 | $1.44 億 |
2023 年第 3 季持有機構
每家機構持有 Nuveen Dow 30sm Dynamic Overwrite Fund 的股數、市值與佔組合比重；股數變化跟 2023 年第 2 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Morgan Stanley | 1,084,674 | $1,486 萬 | 0.00% | +152,833+16.4% | 加碼 |
| Bank of America Corp | 889,191 | $1,218 萬 | 0.00% | +179,233+25.2% | 加碼 |
| UBS Group AG | 815,489 | $1,117 萬 | 0.01% | +17,342+2.2% | 加碼 |
| Raymond James Financial Services Advisors, Inc. | 813,830 | $1,115 萬 | 0.02% | +11,346+1.4% | 加碼 |
| Wells Fargo & Company | 570,073 | $781.0 萬 | 0.00% | −63,704−10.1% | 減碼 |
| Guggenheim Capital LLC | 556,531 | $762.4 萬 | 0.07% | +5,823+1.1% | 加碼 |
| Invesco Ltd. | 555,808 | $761.5 萬 | 0.00% | −12,051−2.1% | 減碼 |
| Cornerstone Advisors, LLC | 402,988 | $552.1 萬 | 0.26% | +208,118+106.8% | 加碼 |
| 1607 Capital Partners, LLC | 386,293 | $529.2 萬 | 0.40% | +368,542+2,076.2% | 加碼 |
| Advisors Asset Management, Inc. | 332,446 | $455.5 萬 | 0.10% | −55,925−14.4% | 減碼 |
| Wolverine Asset Management LLC | 268,509 | $367.9 萬 | 0.07% | +32,543+13.8% | 加碼 |
| Shaker Financial Services, LLC | 218,897 | $310.0 萬 | 1.44% | −210,861−49.1% | 減碼 |
| CNH Partners LLC | 220,589 | $302.2 萬 | 0.14% | +173,201+365.5% | 加碼 |
| Thomas J. Herzfeld Advisors, Inc. | 176,694 | $242.1 萬 | 0.94% | −10,353−5.5% | 減碼 |
| Royal Bank of Canada | 175,852 | $240.9 萬 | 0.00% | +6,385+3.8% | 加碼 |
| Stifel Financial Corp | 173,865 | $238.2 萬 | 0.00% | −4,653−2.6% | 減碼 |
| Ameriprise Financial Inc | 168,142 | $230.4 萬 | 0.00% | +12,099+7.8% | 加碼 |
| LPL Financial LLC | 159,957 | $219.1 萬 | 0.00% | +6,997+4.6% | 加碼 |
| Ionic Capital Management LLC | 159,048 | $217.9 萬 | 0.85% | +159,048 | 新進 |
| Raymond James & Associates | 135,060 | $185.0 萬 | 0.00% | −23,792−15.0% | 減碼 |
| Advisor Group Holdings, Inc. | 126,709 | $173.6 萬 | 0.00% | +8,745+7.4% | 加碼 |
| D.A. Davidson & Co. | 119,526 | $163.8 萬 | 0.02% | +625+0.5% | 加碼 |
| Private Advisor Group, LLC | 110,672 | $151.6 萬 | 0.01% | +868+0.8% | 加碼 |
| Schnieders Capital Management LLC | 108,460 | $148.6 萬 | 0.33% | −19,525−15.3% | 減碼 |
| Integrated Wealth Concepts LLC | 94,888 | $130.0 萬 | 0.02% | −2,512−2.6% | 減碼 |
| Envestnet Asset Management Inc | 89,250 | $122.3 萬 | 0.00% | +362+0.4% | 加碼 |
| Park Avenue Securities LLC | 84,599 | $115.9 萬 | 0.02% | +3,620+4.5% | 加碼 |
| Formidable Asset Management, LLC | 68,861 | $94.3 萬 | 0.21% | 00.0% | 不變 |
| Shulman DeMeo Asset Management LLC | 61,188 | $83.8 萬 | 0.28% | −30.0% | 減碼 |
| Atria Wealth Solutions, Inc. | 51,075 | $71.4 萬 | 0.01% | +470+0.9% | 加碼 |
| Commonwealth Equity Services, LLC | 48,515 | $66.5 萬 | 0.00% | −1,278−2.6% | 減碼 |
| National Asset Management, Inc. | 44,924 | $62.8 萬 | 0.02% | +1,339+3.1% | 加碼 |
| Dynamic Advisor Solutions LLC | 45,385 | $62.2 萬 | 0.03% | +26,825+144.5% | 加碼 |
| MML Investors Services, LLC | 43,738 | $59.9 萬 | 0.00% | −99,621−69.5% | 減碼 |
| Cambridge Investment Research Advisors, Inc. | 39,909 | $54.7 萬 | 0.00% | −18,509−31.7% | 減碼 |
| Landscape Capital Management, L.L.C. | 37,970 | $52.0 萬 | 0.07% | −20,228−34.8% | 減碼 |
| Cetera Advisor Networks LLC | 37,575 | $51.5 萬 | 0.00% | +257+0.7% | 加碼 |
| Nations Financial Group Inc, | 35,267 | $48.3 萬 | 0.05% | −10,686−23.3% | 減碼 |
| Janney Montgomery Scott LLC | 33,405 | $45.8 萬 | 0.00% | +1,100+3.4% | 加碼 |
| Northwestern Mutual Wealth Management Co | 32,526 | $44.6 萬 | 0.00% | −1,052−3.1% | 減碼 |
| Institute for Wealth Management, LLC. | 32,204 | $44.1 萬 | 0.08% | −60−0.2% | 減碼 |
| Kingsview Wealth Management, LLC | 30,288 | $41.5 萬 | 0.01% | −1,478−4.7% | 減碼 |
| Stolper Co | 30,219 | $41.4 萬 | 0.18% | −504−1.6% | 減碼 |
| DFPG Investments, LLC | 28,625 | $37.9 萬 | 0.04% | 00.0% | 不變 |
| Wedbush Securities Inc | 26,811 | $36.7 萬 | 0.02% | +2,100+8.5% | 加碼 |
| NBC Securities, Inc. | 25,472 | $34.8 萬 | 0.04% | +25,472 | 新進 |
| Pinnacle Associates Ltd | 20,205 | $27.7 萬 | 0.01% | −745−3.6% | 減碼 |
| Kestra Advisory Services, LLC | 20,022 | $27.4 萬 | 0.00% | +8,256+70.2% | 加碼 |
| Raymond James Trust N.A. | 18,759 | $25.7 萬 | 0.01% | −17,889−48.8% | 減碼 |
| Blue Bell Private Wealth Management, LLC | 17,366 | $23.8 萬 | 0.06% | +8,625+98.7% | 加碼 |
| Elequin Capital LP | 16,958 | $23.2 萬 | 0.05% | −3,224−16.0% | 減碼 |
| Eudaimonia Partners, LLC | 14,897 | $20.4 萬 | 0.05% | +276+1.9% | 加碼 |
| 9258 Wealth Management, LLC | 14,830 | $20.3 萬 | 0.04% | −1,373−8.5% | 減碼 |
| Great Valley Advisor Group, Inc. | 13,640 | $18.7 萬 | 0.01% | +950+7.5% | 加碼 |
| Sheaff Brock Investment Advisors, LLC | 13,410 | $18.4 萬 | 0.02% | 00.0% | 不變 |
| Integrated Capital Management, Inc. | 12,532 | $17.2 萬 | 0.15% | +721+6.1% | 加碼 |
| Hennion & Walsh Asset Management, Inc. | 12,239 | $16.8 萬 | 0.01% | −372−2.9% | 減碼 |
| Truist Financial Corp | 11,706 | $16.0 萬 | 0.00% | −2,392−17.0% | 減碼 |
| Susquehanna International Group, LLP | 10,581 | $14.5 萬 | 0.00% | +10,581 | 新進 |
| NWF Advisory Services Inc. | 10,396 | $14.2 萬 | 0.03% | +10,396 | 新進 |
| Comerica Bank | 10,382 | $14.2 萬 | 0.00% | +10,382 | 新進 |
| JPMorgan Chase & Co | 9,934 | $13.6 萬 | 0.00% | −5,168−34.2% | 減碼 |
| Liberty One Investment Management, LLC | 7,062 | $9.68 萬 | 0.01% | +60+0.9% | 加碼 |
| The PNC Financial Services Group, Inc. | 6,750 | $9.25 萬 | 0.00% | 00.0% | 不變 |
| Fifth Third Bancorp | 6,359 | $8.71 萬 | 0.00% | 00.0% | 不變 |
| US Bancorp | 5,473 | $7.50 萬 | 0.00% | 00.0% | 不變 |
| Princeton Global Asset Management LLC | 5,370 | $7.36 萬 | 0.02% | 00.0% | 不變 |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 3,236 | $4.43 萬 | 0.00% | +64+2.0% | 加碼 |
| GPS Wealth Strategies Group, LLC | 3,212 | $4.40 萬 | 0.01% | 00.0% | 不變 |
| GWM Advisors LLC | 2,930 | $4.01 萬 | 0.00% | 00.0% | 不變 |
| FNY Investment Advisers, LLC | 2,800 | $3.80 萬 | 0.02% | 00.0% | 不變 |
| Private Trust Co NA | 2,000 | $2.74 萬 | 0.00% | 00.0% | 不變 |
| Sunbelt Securities, Inc. | 2,000 | $2.74 萬 | 0.00% | 00.0% | 不變 |
| Register Financial Advisors LLC | 1,380 | $1.89 萬 | 0.01% | −4,766−77.5% | 減碼 |
| Antonetti Capital Management LLC | 1,338 | $1.87 萬 | 0.03% | 00.0% | 不變 |
| Legacy Financial Group LLC | 1,296 | $1.78 萬 | 0.00% | +1,296 | 新進 |
| SOA Wealth Advisors, LLC. | 1,050 | $1.44 萬 | 0.00% | +21+2.0% | 加碼 |
| American National Bank | 941 | $1.29 萬 | 0.00% | 00.0% | 不變 |
| Coppell Advisory Solutions LLC | 335 | $5,196 | 0.00% | 00.0% | 不變 |
| Wolff Wiese Magana LLC | 88 | $1,206 | 0.00% | 00.0% | 不變 |
| Barrett & Company, Inc. | 81 | $1,112 | 0.00% | +81 | 新進 |
| Keybank National Association | 0 | $0 | 0.00% | −20,000−100.0% | 清倉 |
| AlphaStar Capital Management, LLC | 0 | $0 | 0.00% | −18,997−100.0% | 清倉 |
| Baldwin Brothers Inc | 0 | $0 | 0.00% | −2,592−100.0% | 清倉 |
| O'Dell Group, LLC | 0 | $0 | 0.00% | −313−100.0% | 清倉 |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | 清倉 |
| CWM, LLC | 0 | $0 | 0.00% | −15−100.0% | 清倉 |
| BFT Financial Group, LLC | – | – | – | – | 本季未申報 |
| BDO Wealth Advisors, LLC | – | – | – | – | 本季未申報 |