Nuveen Dow 30sm Dynamic Overwrite Fund
DIAX2026/3/30 下市- SEC CIK
- 0001608742
Nuveen Dow 30sm Dynamic Overwrite Fund 已在 2026/3/30 下市；內部人最後一份 Form 4 在 2021/11/30 申報；2025 年第 4 季末有 122 家機構在 13F 申報持有，市值合計 $1.90 億；沒有大師持有。
2021 年第 2 季 13F 持有人
Nuveen Dow 30sm Dynamic Overwrite Fund 在 2021/6/30 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 89
- 較 2021 年第 1 季 −5 家
- 持有股數
- 879.4 萬
- 較 2021 年第 1 季 −5.98 萬 (−0.7%)
- 總市值
- $1.50 億
- 較 2021 年第 1 季 +$586.5 萬 (+4.1%)
- 新進機構
- 8
- 另有 35 家加碼
- 清倉機構
- 13
- 另有 24 家減碼
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 DIAX 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 0 | $0 |
| 2026 年第 1 季 | 3 | $1,065 萬 |
| 2025 年第 4 季 | 122 | $1.90 億 |
| 2025 年第 3 季 | 109 | $1.78 億 |
| 2025 年第 2 季 | 104 | $1.70 億 |
| 2025 年第 1 季 | 101 | $1.64 億 |
| 2024 年第 4 季 | 90 | $1.75 億 |
| 2024 年第 3 季 | 86 | $1.70 億 |
| 2024 年第 2 季 | 86 | $1.59 億 |
| 2024 年第 1 季 | 82 | $1.65 億 |
| 2023 年第 4 季 | 82 | $1.51 億 |
| 2023 年第 3 季 | 81 | $1.38 億 |
| 2023 年第 2 季 | 82 | $1.31 億 |
| 2023 年第 1 季 | 83 | $1.26 億 |
| 2022 年第 4 季 | 80 | $1.26 億 |
| 2022 年第 3 季 | 73 | $1.10 億 |
| 2022 年第 2 季 | 80 | $1.26 億 |
| 2022 年第 1 季 | 76 | $1.30 億 |
| 2021 年第 4 季 | 77 | $1.39 億 |
| 2021 年第 3 季 | 79 | $1.39 億 |
| 2021 年第 2 季 | 89 | $1.50 億 |
| 2021 年第 1 季 | 94 | $1.44 億 |
2021 年第 2 季持有機構
每家機構持有 Nuveen Dow 30sm Dynamic Overwrite Fund 的股數、市值與佔組合比重；股數變化跟 2021 年第 1 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Morgan Stanley | 918,407 | $1,563 萬 | 0.00% | −1,261−0.1% | 減碼 |
| UBS Group AG | 695,425 | $1,184 萬 | 0.00% | +39,963+6.1% | 加碼 |
| Raymond James Financial Services Advisors, Inc. | 660,631 | $1,124 萬 | 0.02% | +40,270+6.5% | 加碼 |
| Wells Fargo & Company | 574,368 | $977.5 萬 | 0.00% | +73,614+14.7% | 加碼 |
| Invesco Ltd. | 566,170 | $963.6 萬 | 0.00% | +74,810+15.2% | 加碼 |
| Guggenheim Capital LLC | 538,067 | $915.8 萬 | 0.05% | +178,378+49.6% | 加碼 |
| Rivernorth Capital Management, LLC | 502,766 | $855.7 萬 | 0.49% | −124,821−19.9% | 減碼 |
| Northwestern Mutual Wealth Management Co | 412,409 | $701.9 萬 | 0.01% | +19,804+5.0% | 加碼 |
| Oxbow Advisors, LLC | 400,456 | $681.6 萬 | 0.71% | +3,001+0.8% | 加碼 |
| 1607 Capital Partners, LLC | 339,385 | $577.6 萬 | 0.28% | −1,000−0.3% | 減碼 |
| Bank of America Corp | 289,069 | $492.0 萬 | 0.00% | −54,734−15.9% | 減碼 |
| Shaker Financial Services, LLC | 278,788 | $474.5 萬 | 1.76% | +6,202+2.3% | 加碼 |
| Stifel Financial Corp | 272,158 | $463.2 萬 | 0.01% | −9,658−3.4% | 減碼 |
| Advisors Asset Management, Inc. | 258,220 | $439.5 萬 | 0.06% | +20,081+8.4% | 加碼 |
| Royal Bank of Canada | 166,554 | $283.4 萬 | 0.00% | +15,815+10.5% | 加碼 |
| Raymond James & Associates | 137,055 | $233.3 萬 | 0.00% | −13,187−8.8% | 減碼 |
| Schnieders Capital Management LLC | 100,530 | $171.1 萬 | 0.47% | +5,550+5.8% | 加碼 |
| Advisor Group Holdings, Inc. | 94,540 | $160.9 萬 | 0.00% | +470+0.5% | 加碼 |
| Ameriprise Financial Inc | 93,187 | $158.7 萬 | 0.00% | +15,086+19.3% | 加碼 |
| Private Advisor Group, LLC | 88,894 | $151.3 萬 | 0.01% | +4,596+5.5% | 加碼 |
| Formidable Asset Management, LLC | 87,325 | $149.9 萬 | 0.32% | −4,968−5.4% | 減碼 |
| Aviance Capital Partners, LLC | 82,458 | $140.3 萬 | 0.25% | +11,661+16.5% | 加碼 |
| Envestnet Asset Management Inc | 70,001 | $119.1 萬 | 0.00% | +3,516+5.3% | 加碼 |
| Shulman DeMeo Asset Management LLC | 67,224 | $114.4 萬 | 0.44% | −796−1.2% | 減碼 |
| Park Avenue Securities LLC | 66,388 | $113.0 萬 | 0.02% | +2,809+4.4% | 加碼 |
| D.A. Davidson & Co. | 65,975 | $112.3 萬 | 0.01% | +2,375+3.7% | 加碼 |
| LPL Financial LLC | 62,893 | $107.0 萬 | 0.00% | +15,976+34.1% | 加碼 |
| Mirae Asset Global Investments Co., Ltd. | 57,732 | $98.3 萬 | 0.00% | +16,312+39.4% | 加碼 |
| Commonwealth Equity Services, LLC | 50,862 | $86.5 萬 | 0.00% | +6,544+14.8% | 加碼 |
| Raymond James Trust N.A. | 45,685 | $77.8 萬 | 0.03% | +4,695+11.5% | 加碼 |
| Walleye Capital LLC | 45,358 | $77.2 萬 | 0.03% | +20.0% | 加碼 |
| Cambridge Investment Research Advisors, Inc. | 43,080 | $73.3 萬 | 0.00% | +7,980+22.7% | 加碼 |
| Bank of Montreal | 39,810 | $71.5 萬 | 0.00% | +39,810 | 新進 |
| Ionic Capital Management LLC | 40,635 | $69.2 萬 | 0.08% | −255,916−86.3% | 減碼 |
| Nations Financial Group Inc, | 38,275 | $65.1 萬 | 0.11% | +1,400+3.8% | 加碼 |
| Liberty One Investment Management, LLC | 37,714 | $64.2 萬 | 0.11% | −5,045−11.8% | 減碼 |
| Institute for Wealth Management, LLC. | 32,972 | $56.1 萬 | 0.10% | −24−0.1% | 減碼 |
| BDO Wealth Advisors, LLC | 31,917 | $54.3 萬 | 0.06% | −163−0.5% | 減碼 |
| Kingsview Wealth Management, LLC | 31,697 | $54.2 萬 | 0.03% | +6,153+24.1% | 加碼 |
| Stolper Co | 26,482 | $45.1 萬 | 0.21% | +26,482 | 新進 |
| Truist Financial Corp | 24,536 | $41.8 萬 | 0.00% | +85+0.3% | 加碼 |
| BFT Financial Group, LLC | 23,000 | $39.1 萬 | 0.08% | 00.0% | 不變 |
| Pinnacle Associates Ltd | 21,905 | $37.3 萬 | 0.01% | −150−0.7% | 減碼 |
| 9258 Wealth Management, LLC | 20,934 | $35.6 萬 | 0.10% | −2,165−9.4% | 減碼 |
| Keybank National Association | 20,368 | $34.7 萬 | 0.00% | 00.0% | 不變 |
| Wedbush Securities Inc | 19,397 | $33.0 萬 | 0.02% | +1,475+8.2% | 加碼 |
| Janney Montgomery Scott LLC | 19,011 | $32.4 萬 | 0.00% | +570+3.1% | 加碼 |
| Covington Capital Management | 16,954 | $28.9 萬 | 0.01% | 00.0% | 不變 |
| Dynamic Advisor Solutions LLC | 15,650 | $26.6 萬 | 0.02% | +15,650 | 新進 |
| Baird Financial Group, Inc. | 14,104 | $24.0 萬 | 0.00% | +14,104 | 新進 |
| Eudaimonia Partners, LLC | 13,465 | $22.9 萬 | 0.04% | −778−5.5% | 減碼 |
| Northern Trust Corp | 13,236 | $22.5 萬 | 0.00% | −1,100−7.7% | 減碼 |
| AlphaStar Capital Management, LLC | 12,996 | $22.5 萬 | 0.03% | 00.0% | 不變 |
| CNH Partners LLC | 13,128 | $22.3 萬 | 0.01% | −38,952−74.8% | 減碼 |
| Capital Wealth Alliance, LLC | 11,603 | $19.5 萬 | 0.12% | +45+0.4% | 加碼 |
| Walleye Trading LLC | 11,326 | $19.3 萬 | 0.01% | −6,390−36.1% | 減碼 |
| Integrated Capital Management, Inc. | 10,516 | $17.8 萬 | 0.14% | +10,516 | 新進 |
| Texas Yale Capital Corp. | 10,368 | $17.6 萬 | 0.01% | 00.0% | 不變 |
| CWM, LLC | 7,871 | $13.4 萬 | 0.00% | 00.0% | 不變 |
| Citigroup Inc | 7,888 | $13.4 萬 | 0.00% | +1,079+15.8% | 加碼 |
| Spire Wealth Management | 7,837 | $13.3 萬 | 0.00% | 00.0% | 不變 |
| The PNC Financial Services Group, Inc. | 6,750 | $11.5 萬 | 0.00% | −222−3.2% | 減碼 |
| Fifth Third Bancorp | 6,359 | $10.8 萬 | 0.00% | 00.0% | 不變 |
| Parisi Gray Wealth Management | 6,000 | $10.2 萬 | 0.04% | +6,000 | 新進 |
| US Bancorp | 5,473 | $9.30 萬 | 0.00% | −1,363−19.9% | 減碼 |
| Princeton Global Asset Management LLC | 5,355 | $9.10 萬 | 0.03% | −1,886−26.0% | 減碼 |
| FNY Investment Advisers, LLC | 5,000 | $8.50 萬 | 0.03% | −1,883−27.4% | 減碼 |
| Advisory Services Network, LLC | 4,296 | $7.30 萬 | 0.00% | +4,296 | 新進 |
| Rockefeller Capital Management L.P. | 4,025 | $6.80 萬 | 0.00% | +19+0.5% | 加碼 |
| Patriot Financial Group Insurance Agency, LLC | 3,364 | $5.70 萬 | 0.01% | +29+0.9% | 加碼 |
| Arkadios Wealth Advisors | 3,041 | $5.10 萬 | 0.01% | +2,655+687.8% | 加碼 |
| Baldwin Brothers Inc | 2,592 | $4.40 萬 | 0.00% | 00.0% | 不變 |
| Pinnacle Bancorp, Inc. | 2,181 | $3.70 萬 | 0.02% | 00.0% | 不變 |
| American Portfolios Advisors | 1,944 | $3.31 萬 | 0.00% | 00.0% | 不變 |
| TSFG, LLC | 1,725 | $2.90 萬 | 0.01% | 00.0% | 不變 |
| FourThought Financial, LLC | 1,156 | $1.90 萬 | 0.00% | 00.0% | 不變 |
| Security National Trust Co | 1,000 | $1.70 萬 | 0.00% | 00.0% | 不變 |
| SOA Wealth Advisors, LLC. | 895 | $1.50 萬 | 0.00% | −303−25.3% | 減碼 |
| Eaton Vance Management | 864 | $1.50 萬 | 0.00% | +864 | 新進 |
| Proequities, Inc. | 750 | $1.30 萬 | 0.00% | 00.0% | 不變 |
| Liberty Wealth Management LLC | 758 | $1.30 萬 | 0.01% | +13+1.7% | 加碼 |
| Sound Income Strategies, LLC | 609 | $1.00 萬 | 0.00% | 00.0% | 不變 |
| NEXT Financial Group, Inc | 570 | $1.00 萬 | 0.00% | 00.0% | 不變 |
| Geneos Wealth Management Inc. | 435 | $7,000 | 0.00% | −78−15.2% | 減碼 |
| Ellis Investment Partners, LLC | 448 | $7,000 | 0.00% | 00.0% | 不變 |
| Harbour Investments, Inc. | 250 | $4,000 | 0.00% | 00.0% | 不變 |
| Horan Securities, Inc. | 200 | $3,000 | 0.00% | 00.0% | 不變 |
| San Francisco Sentry Investment Group (Ca) | 120 | $2,000 | 0.00% | 00.0% | 不變 |
| Wolff Wiese Magana LLC | 88 | $1,000 | 0.00% | 00.0% | 不變 |
| Cornerstone Advisors, LLC | 0 | $0 | 0.00% | −89,757−100.0% | 清倉 |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −46,935−100.0% | 清倉 |
| Hochman Cole Investment Advisors, Inc. | 0 | $0 | 0.00% | −42,812−100.0% | 清倉 |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −16,188−100.0% | 清倉 |
| Harbor Financial Services, LLC | 0 | $0 | 0.00% | −11,647−100.0% | 清倉 |
| Quantedge Capital Pte Ltd | 0 | $0 | 0.00% | −10,400−100.0% | 清倉 |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −6,702−100.0% | 清倉 |
| Enterprise Financial Services Corp | 0 | $0 | 0.00% | −4,000−100.0% | 清倉 |
| Heritage Wealth Management, LLC | 0 | $0 | 0.00% | −1,866−100.0% | 清倉 |
| Sowell Financial Services LLC | 0 | $0 | 0.00% | −1,350−100.0% | 清倉 |
| Steward Partners Investment Advisory, LLC | 0 | $0 | 0.00% | −850−100.0% | 清倉 |