Nuveen Dow 30sm Dynamic Overwrite Fund
DIAX2026/3/30 下市- SEC CIK
- 0001608742
Nuveen Dow 30sm Dynamic Overwrite Fund 已在 2026/3/30 下市；內部人最後一份 Form 4 在 2021/11/30 申報；2025 年第 4 季末有 122 家機構在 13F 申報持有，市值合計 $1.90 億；沒有大師持有。
2024 年第 1 季 13F 持有人
Nuveen Dow 30sm Dynamic Overwrite Fund 在 2024/3/31 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 82
- 較 2023 年第 4 季 +2 家
- 持有股數
- 1,126 萬
- 較 2023 年第 4 季 +51.5 萬 (+4.8%)
- 總市值
- $1.65 億
- 較 2023 年第 4 季 +$1,490 萬 (+9.9%)
- 新進機構
- 9
- 另有 23 家加碼
- 清倉機構
- 7
- 另有 33 家減碼
另有 2 家機構在 2023 年第 4 季持有、還沒有申報 2024 年第 1 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 DIAX 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 0 | $0 |
| 2026 年第 1 季 | 3 | $1,065 萬 |
| 2025 年第 4 季 | 122 | $1.90 億 |
| 2025 年第 3 季 | 109 | $1.78 億 |
| 2025 年第 2 季 | 104 | $1.70 億 |
| 2025 年第 1 季 | 101 | $1.64 億 |
| 2024 年第 4 季 | 90 | $1.75 億 |
| 2024 年第 3 季 | 86 | $1.70 億 |
| 2024 年第 2 季 | 86 | $1.59 億 |
| 2024 年第 1 季 | 82 | $1.65 億 |
| 2023 年第 4 季 | 82 | $1.51 億 |
| 2023 年第 3 季 | 81 | $1.38 億 |
| 2023 年第 2 季 | 82 | $1.31 億 |
| 2023 年第 1 季 | 83 | $1.26 億 |
| 2022 年第 4 季 | 80 | $1.26 億 |
| 2022 年第 3 季 | 73 | $1.10 億 |
| 2022 年第 2 季 | 80 | $1.26 億 |
| 2022 年第 1 季 | 76 | $1.30 億 |
| 2021 年第 4 季 | 77 | $1.39 億 |
| 2021 年第 3 季 | 79 | $1.39 億 |
| 2021 年第 2 季 | 89 | $1.50 億 |
| 2021 年第 1 季 | 94 | $1.44 億 |
2024 年第 1 季持有機構
每家機構持有 Nuveen Dow 30sm Dynamic Overwrite Fund 的股數、市值與佔組合比重；股數變化跟 2023 年第 4 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Morgan Stanley | 1,373,394 | $2,013 萬 | 0.00% | +264,453+23.8% | 加碼 |
| Bank of America Corp | 1,053,325 | $1,544 萬 | 0.00% | +11,118+1.1% | 加碼 |
| Wells Fargo & Company | 909,893 | $1,334 萬 | 0.00% | +256,762+39.3% | 加碼 |
| UBS Group AG | 785,181 | $1,151 萬 | 0.00% | +12,389+1.6% | 加碼 |
| Raymond James Financial Services Advisors, Inc. | 709,288 | $1,040 萬 | 0.02% | +3,272+0.5% | 加碼 |
| Cornerstone Advisors, LLC | 699,426 | $1,025 萬 | 0.42% | +111,091+18.9% | 加碼 |
| 1607 Capital Partners, LLC | 613,363 | $899.2 萬 | 0.73% | +73,469+13.6% | 加碼 |
| Invesco Ltd. | 563,903 | $826.7 萬 | 0.00% | +15,712+2.9% | 加碼 |
| Guggenheim Capital LLC | 549,262 | $805.2 萬 | 0.06% | +11,491+2.1% | 加碼 |
| CNH Partners LLC | 403,765 | $591.9 萬 | 0.21% | +89,776+28.6% | 加碼 |
| Advisors Asset Management, Inc. | 331,449 | $485.9 萬 | 0.09% | −23,138−6.5% | 減碼 |
| Thomas J. Herzfeld Advisors, Inc. | 236,290 | $346.4 萬 | 1.22% | +14,561+6.6% | 加碼 |
| Wolverine Asset Management LLC | 228,215 | $334.6 萬 | 0.06% | −37,208−14.0% | 減碼 |
| Shaker Financial Services, LLC | 191,249 | $286.0 萬 | 1.11% | −45,976−19.4% | 減碼 |
| Stifel Financial Corp | 179,243 | $262.8 萬 | 0.00% | −495−0.3% | 減碼 |
| Royal Bank of Canada | 141,932 | $208.1 萬 | 0.00% | −12,427−8.1% | 減碼 |
| Ionic Capital Management LLC | 121,561 | $178.2 萬 | 1.09% | −73,193−37.6% | 減碼 |
| Landscape Capital Management, L.L.C. | 119,975 | $175.9 萬 | 0.15% | −6,544−5.2% | 減碼 |
| Ameriprise Financial Inc | 98,402 | $166.7 萬 | 0.00% | −28,012−22.2% | 減碼 |
| LPL Financial LLC | 108,664 | $159.3 萬 | 0.00% | −21,423−16.5% | 減碼 |
| Advisor Group Holdings, Inc. | 105,963 | $155.3 萬 | 0.00% | −1,385−1.3% | 減碼 |
| MML Investors Services, LLC | 105,361 | $154.5 萬 | 0.01% | +18,283+21.0% | 加碼 |
| Private Advisor Group, LLC | 103,442 | $151.6 萬 | 0.01% | +258+0.3% | 加碼 |
| Schnieders Capital Management LLC | 100,085 | $146.7 萬 | 0.30% | −8,775−8.1% | 減碼 |
| Raymond James & Associates | 95,220 | $139.6 萬 | 0.00% | −11,387−10.7% | 減碼 |
| Envestnet Asset Management Inc | 89,620 | $131.4 萬 | 0.00% | −800−0.9% | 減碼 |
| Park Avenue Securities LLC | 89,257 | $130.9 萬 | 0.02% | +3,632+4.2% | 加碼 |
| Integrated Wealth Concepts LLC | 80,761 | $118.4 萬 | 0.02% | −3,899−4.6% | 減碼 |
| Cetera Investment Advisers | 61,665 | $90.4 萬 | 0.00% | +61,665 | 新進 |
| Shulman DeMeo Asset Management LLC | 60,844 | $89.2 萬 | 0.24% | −116−0.2% | 減碼 |
| Formidable Asset Management, LLC | 59,409 | $87.1 萬 | 0.14% | −9,452−13.7% | 減碼 |
| Atria Wealth Solutions, Inc. | 53,998 | $80.7 萬 | 0.01% | 00.0% | 不變 |
| Commonwealth Equity Services, LLC | 48,222 | $70.7 萬 | 0.00% | −2,460−4.9% | 減碼 |
| D.A. Davidson & Co. | 47,058 | $69.0 萬 | 0.01% | −26,515−36.0% | 減碼 |
| National Asset Management, Inc. | 44,924 | $62.8 萬 | 0.02% | −6,401−12.5% | 減碼 |
| Dynamic Advisor Solutions LLC | 41,664 | $61.1 萬 | 0.02% | +2,100+5.3% | 加碼 |
| Cambridge Investment Research Advisors, Inc. | 41,059 | $60.2 萬 | 0.00% | −854−2.0% | 減碼 |
| Janney Montgomery Scott LLC | 38,515 | $56.5 萬 | 0.00% | +878+2.3% | 加碼 |
| Logan Stone Capital, LLC | 38,080 | $55.8 萬 | 0.12% | −32,960−46.4% | 減碼 |
| Nations Financial Group Inc, | 35,267 | $51.7 萬 | 0.04% | 00.0% | 不變 |
| Stolper Co | 31,461 | $46.1 萬 | 0.17% | +287+0.9% | 加碼 |
| Institute for Wealth Management, LLC. | 28,806 | $42.2 萬 | 0.05% | 00.0% | 不變 |
| Diversify Advisory Services, LLC | 26,891 | $39.2 萬 | 0.02% | +26,891 | 新進 |
| Fisher Asset Management, LLC | 26,182 | $38.4 萬 | 0.00% | +26,182 | 新進 |
| NBC Securities, Inc. | 24,789 | $36.3 萬 | 0.03% | −54−0.2% | 減碼 |
| Leo Wealth, LLC | 23,000 | $33.7 萬 | 0.03% | 00.0% | 不變 |
| Raymond James Trust N.A. | 22,264 | $32.6 萬 | 0.01% | +4,000+21.9% | 加碼 |
| GWM Advisors LLC | 21,226 | $31.1 萬 | 0.00% | +3,363+18.8% | 加碼 |
| Northwestern Mutual Wealth Management Co | 20,542 | $30.1 萬 | 0.00% | −10,937−34.7% | 減碼 |
| Pinnacle Associates Ltd | 18,916 | $27.7 萬 | 0.00% | −501−2.6% | 減碼 |
| Wedbush Securities Inc | 18,017 | $26.4 萬 | 0.01% | −9,033−33.4% | 減碼 |
| AlphaStar Capital Management, LLC | 17,942 | $26.3 萬 | 0.03% | 00.0% | 不變 |
| Kingsview Wealth Management, LLC | 16,316 | $23.9 萬 | 0.01% | −13,676−45.6% | 減碼 |
| Blue Bell Private Wealth Management, LLC | 15,330 | $22.5 萬 | 0.05% | −2,036−11.7% | 減碼 |
| Mariner, LLC | 13,929 | $20.4 萬 | 0.00% | +13,929 | 新進 |
| Great Valley Advisor Group, Inc. | 13,640 | $20.0 萬 | 0.01% | 00.0% | 不變 |
| Sheaff Brock Investment Advisors, LLC | 13,415 | $19.7 萬 | 0.02% | +50.0% | 加碼 |
| Integrated Capital Management, Inc. | 13,146 | $19.3 萬 | 0.16% | +646+5.2% | 加碼 |
| 9258 Wealth Management, LLC | 12,092 | $17.7 萬 | 0.03% | +12,092 | 新進 |
| Kestra Advisory Services, LLC | 11,405 | $16.7 萬 | 0.00% | 00.0% | 不變 |
| Truist Financial Corp | 11,114 | $16.3 萬 | 0.00% | −600−5.1% | 減碼 |
| Susquehanna International Group, LLP | 11,072 | $16.2 萬 | 0.00% | +11,072 | 新進 |
| Quantedge Capital Pte Ltd | 10,900 | $16.0 萬 | 0.07% | −1,700−13.5% | 減碼 |
| NWF Advisory Services Inc. | 10,396 | $15.2 萬 | 0.03% | 00.0% | 不變 |
| Hennion & Walsh Asset Management, Inc. | 10,311 | $15.1 萬 | 0.01% | −1,314−11.3% | 減碼 |
| US Bancorp | 8,324 | $12.2 萬 | 0.00% | +2,851+52.1% | 加碼 |
| Comerica Bank | 6,921 | $10.1 萬 | 0.00% | −1,222−15.0% | 減碼 |
| The PNC Financial Services Group, Inc. | 6,750 | $9.90 萬 | 0.00% | 00.0% | 不變 |
| PFS Partners, LLC | 6,700 | $9.82 萬 | 0.07% | 00.0% | 不變 |
| Liberty One Investment Management, LLC | 6,162 | $9.03 萬 | 0.01% | −1,128−15.5% | 減碼 |
| Private Trust Co NA | 5,200 | $7.62 萬 | 0.01% | 00.0% | 不變 |
| Allworth Financial LP | 4,320 | $6.33 萬 | 0.00% | 00.0% | 不變 |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 3,637 | $5.33 萬 | 0.00% | 00.0% | 不變 |
| TD Private Client Wealth LLC | 3,540 | $5.19 萬 | 0.00% | 00.0% | 不變 |
| FNY Investment Advisers, LLC | 2,800 | $4.10 萬 | 0.03% | +2,800 | 新進 |
| GPS Wealth Strategies Group, LLC | 2,323 | $3.41 萬 | 0.01% | −603−20.6% | 減碼 |
| Sunbelt Securities, Inc. | 2,000 | $2.93 萬 | 0.00% | 00.0% | 不變 |
| Register Financial Advisors LLC | 1,380 | $2.02 萬 | 0.01% | +1,380 | 新進 |
| SOA Wealth Advisors, LLC. | 1,094 | $1.60 萬 | 0.00% | +22+2.1% | 加碼 |
| CWM, LLC | 250 | $4,000 | 0.00% | +250 | 新進 |
| Wolff Wiese Magana LLC | 88 | $1,291 | 0.00% | 00.0% | 不變 |
| Barrett & Company, Inc. | 85 | $1,240 | 0.00% | 00.0% | 不變 |
| Cetera Advisor Networks LLC | 0 | $0 | 0.00% | −39,470−100.0% | 清倉 |
| Weiss Asset Management LP | 0 | $0 | 0.00% | −32,607−100.0% | 清倉 |
| Elequin Capital LP | 0 | $0 | 0.00% | −29,152−100.0% | 清倉 |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −17,226−100.0% | 清倉 |
| Virtu Financial LLC | 0 | $0 | 0.00% | −15,211−100.0% | 清倉 |
| Mercer Global Advisors Inc | 0 | $0 | 0.00% | −11,072−100.0% | 清倉 |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −500−100.0% | 清倉 |
| DFPG Investments, LLC | – | – | – | – | 本季未申報 |
| Coppell Advisory Solutions LLC | – | – | – | – | 本季未申報 |