Nuveen Dow 30sm Dynamic Overwrite Fund
DIAX2026/3/30 下市- SEC CIK
- 0001608742
Nuveen Dow 30sm Dynamic Overwrite Fund 已在 2026/3/30 下市；內部人最後一份 Form 4 在 2021/11/30 申報；2025 年第 4 季末有 122 家機構在 13F 申報持有，市值合計 $1.90 億；沒有大師持有。
2022 年第 3 季 13F 持有人
Nuveen Dow 30sm Dynamic Overwrite Fund 在 2022/9/30 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 73
- 較 2022 年第 2 季 −6 家
- 持有股數
- 813.9 萬
- 較 2022 年第 2 季 −10.7 萬 (−1.3%)
- 總市值
- $1.10 億
- 較 2022 年第 2 季 −$1,617 萬 (−12.8%)
- 新進機構
- 5
- 另有 29 家加碼
- 清倉機構
- 11
- 另有 16 家減碼
另有 1 家機構在 2022 年第 2 季持有、還沒有申報 2022 年第 3 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 DIAX 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 0 | $0 |
| 2026 年第 1 季 | 3 | $1,065 萬 |
| 2025 年第 4 季 | 122 | $1.90 億 |
| 2025 年第 3 季 | 109 | $1.78 億 |
| 2025 年第 2 季 | 104 | $1.70 億 |
| 2025 年第 1 季 | 101 | $1.64 億 |
| 2024 年第 4 季 | 90 | $1.75 億 |
| 2024 年第 3 季 | 86 | $1.70 億 |
| 2024 年第 2 季 | 86 | $1.59 億 |
| 2024 年第 1 季 | 82 | $1.65 億 |
| 2023 年第 4 季 | 82 | $1.51 億 |
| 2023 年第 3 季 | 81 | $1.38 億 |
| 2023 年第 2 季 | 82 | $1.31 億 |
| 2023 年第 1 季 | 83 | $1.26 億 |
| 2022 年第 4 季 | 80 | $1.26 億 |
| 2022 年第 3 季 | 73 | $1.10 億 |
| 2022 年第 2 季 | 80 | $1.26 億 |
| 2022 年第 1 季 | 76 | $1.30 億 |
| 2021 年第 4 季 | 77 | $1.39 億 |
| 2021 年第 3 季 | 79 | $1.39 億 |
| 2021 年第 2 季 | 89 | $1.50 億 |
| 2021 年第 1 季 | 94 | $1.44 億 |
2022 年第 3 季持有機構
每家機構持有 Nuveen Dow 30sm Dynamic Overwrite Fund 的股數、市值與佔組合比重；股數變化跟 2022 年第 2 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Morgan Stanley | 955,461 | $1,289 萬 | 0.00% | +66,698+7.5% | 加碼 |
| UBS Group AG | 772,191 | $1,042 萬 | 0.01% | +15,606+2.1% | 加碼 |
| Raymond James Financial Services Advisors, Inc. | 732,114 | $987.6 萬 | 0.02% | +5,929+0.8% | 加碼 |
| Guggenheim Capital LLC | 635,151 | $856.8 萬 | 0.08% | −52,743−7.7% | 減碼 |
| Wells Fargo & Company | 571,993 | $771.6 萬 | 0.00% | +39,973+7.5% | 加碼 |
| MML Investors Services, LLC | 468,264 | $631.7 萬 | 0.05% | +468,264 | 新進 |
| Bank of America Corp | 439,412 | $592.8 萬 | 0.00% | +56,579+14.8% | 加碼 |
| Invesco Ltd. | 425,381 | $573.8 萬 | 0.00% | −27,873−6.1% | 減碼 |
| Advisors Asset Management, Inc. | 366,404 | $494.3 萬 | 0.10% | −3,402−0.9% | 減碼 |
| Shaker Financial Services, LLC | 235,327 | $317.5 萬 | 1.57% | −47,661−16.8% | 減碼 |
| Northwestern Mutual Wealth Management Co | 206,147 | $278.2 萬 | 0.00% | −483,262−70.1% | 減碼 |
| Raymond James & Associates | 200,965 | $271.1 萬 | 0.00% | −10,270−4.9% | 減碼 |
| Stifel Financial Corp | 175,866 | $237.2 萬 | 0.00% | +190+0.1% | 加碼 |
| LPL Financial LLC | 156,268 | $210.8 萬 | 0.00% | +65,596+72.3% | 加碼 |
| Royal Bank of Canada | 144,393 | $194.8 萬 | 0.00% | +1,967+1.4% | 加碼 |
| Advisor Group Holdings, Inc. | 122,117 | $164.6 萬 | 0.00% | +2,818+2.4% | 加碼 |
| Ameriprise Financial Inc | 116,526 | $157.2 萬 | 0.00% | −2,233−1.9% | 減碼 |
| Schnieders Capital Management LLC | 116,380 | $157.0 萬 | 0.42% | +1,200+1.0% | 加碼 |
| Private Advisor Group, LLC | 106,143 | $143.2 萬 | 0.02% | +4,390+4.3% | 加碼 |
| Integrated Wealth Concepts LLC | 102,676 | $138.5 萬 | 0.04% | +7,734+8.1% | 加碼 |
| D.A. Davidson & Co. | 99,736 | $134.5 萬 | 0.02% | +912+0.9% | 加碼 |
| Formidable Asset Management, LLC | 69,220 | $101.8 萬 | 0.24% | −12,744−15.5% | 減碼 |
| Atria Wealth Solutions, Inc. | 65,660 | $90.5 萬 | 0.02% | +53,897+458.2% | 加碼 |
| Shulman DeMeo Asset Management LLC | 62,411 | $84.2 萬 | 0.30% | −151−0.2% | 減碼 |
| Raymond James Trust N.A. | 61,889 | $83.5 萬 | 0.03% | 00.0% | 不變 |
| Cambridge Investment Research Advisors, Inc. | 53,974 | $72.8 萬 | 0.00% | +5,227+10.7% | 加碼 |
| Commonwealth Equity Services, LLC | 50,607 | $68.2 萬 | 0.00% | +2,015+4.1% | 加碼 |
| Nations Financial Group Inc, | 39,465 | $53.2 萬 | 0.08% | −160−0.4% | 減碼 |
| Stolper Co | 33,895 | $45.7 萬 | 0.23% | +1,087+3.3% | 加碼 |
| Dynamic Advisor Solutions LLC | 33,750 | $45.5 萬 | 0.03% | +7,200+27.1% | 加碼 |
| Kingsview Wealth Management, LLC | 33,507 | $45.2 萬 | 0.02% | −242−0.7% | 減碼 |
| Institute for Wealth Management, LLC. | 32,519 | $43.9 萬 | 0.10% | −225−0.7% | 減碼 |
| Cetera Advisor Networks LLC | 30,847 | $41.6 萬 | 0.01% | +1,310+4.4% | 加碼 |
| BDO Wealth Advisors, LLC | 29,334 | $39.6 萬 | 0.05% | 00.0% | 不變 |
| Janney Montgomery Scott LLC | 28,561 | $38.5 萬 | 0.00% | +960+3.5% | 加碼 |
| Money Concepts Capital Corp | 27,636 | $37.3 萬 | 0.02% | +23,236+528.1% | 加碼 |
| Wedbush Securities Inc | 26,944 | $36.3 萬 | 0.02% | +260+1.0% | 加碼 |
| Cetera Investment Advisers | 24,599 | $33.2 萬 | 0.01% | +423+1.7% | 加碼 |
| Liberty One Investment Management, LLC | 24,474 | $33.0 萬 | 0.05% | −13,240−35.1% | 減碼 |
| National Asset Management, Inc. | 24,247 | $32.8 萬 | 0.01% | +24,247 | 新進 |
| Truist Financial Corp | 21,418 | $28.9 萬 | 0.00% | −2,440−10.2% | 減碼 |
| Keybank National Association | 20,368 | $27.5 萬 | 0.00% | 00.0% | 不變 |
| Pinnacle Associates Ltd | 19,605 | $26.4 萬 | 0.01% | 00.0% | 不變 |
| 9258 Wealth Management, LLC | 18,007 | $24.3 萬 | 0.06% | −1,369−7.1% | 減碼 |
| OTA Financial Group L.P. | 17,026 | $22.9 萬 | 0.20% | +17,026 | 新進 |
| AlphaStar Capital Management, LLC | 15,292 | $20.6 萬 | 0.02% | 00.0% | 不變 |
| Covington Capital Management | 14,554 | $19.6 萬 | 0.01% | 00.0% | 不變 |
| Eudaimonia Partners, LLC | 14,327 | $19.3 萬 | 0.05% | +244+1.7% | 加碼 |
| IFP Advisors, Inc | 9,093 | $18.2 萬 | 0.01% | +354+4.1% | 加碼 |
| Sheaff Brock Investment Advisors, LLC | 13,405 | $18.1 萬 | 0.02% | +50.0% | 加碼 |
| Hennion & Walsh Asset Management, Inc. | 12,931 | $17.4 萬 | 0.01% | +12,931 | 新進 |
| Great Valley Advisor Group, Inc. | 11,675 | $15.7 萬 | 0.01% | +1,600+15.9% | 加碼 |
| Princeton Global Asset Management LLC | 6,855 | $9.20 萬 | 0.03% | 00.0% | 不變 |
| The PNC Financial Services Group, Inc. | 6,750 | $9.00 萬 | 0.00% | 00.0% | 不變 |
| Fifth Third Bancorp | 6,359 | $8.60 萬 | 0.00% | 00.0% | 不變 |
| US Bancorp | 5,473 | $7.40 萬 | 0.00% | 00.0% | 不變 |
| Rockefeller Capital Management L.P. | 4,061 | $5.40 萬 | 0.00% | −33−0.8% | 減碼 |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 2,992 | $4.00 萬 | 0.00% | +54+1.8% | 加碼 |
| FNY Investment Advisers, LLC | 2,800 | $3.70 萬 | 0.03% | 00.0% | 不變 |
| Baldwin Brothers Inc | 2,592 | $3.50 萬 | 0.00% | 00.0% | 不變 |
| Private Trust Co NA | 2,000 | $2.70 萬 | 0.00% | 00.0% | 不變 |
| American Portfolios Advisors | 1,944 | $2.62 萬 | 0.00% | 00.0% | 不變 |
| Antonetti Capital Management LLC | 1,338 | $1.80 萬 | 0.02% | 00.0% | 不變 |
| American National Bank | 1,230 | $1.70 萬 | 0.00% | 00.0% | 不變 |
| FourThought Financial, LLC | 1,156 | $1.60 萬 | 0.00% | 00.0% | 不變 |
| SOA Wealth Advisors, LLC. | 971 | $1.30 萬 | 0.00% | +18+1.9% | 加碼 |
| Citigroup Inc | 761 | $1.00 萬 | 0.00% | 00.0% | 不變 |
| Ellis Investment Partners, LLC | 448 | $6,000 | 0.00% | 00.0% | 不變 |
| MUFG Americas Holdings Corp | 400 | $5,000 | 0.00% | +400 | 新進 |
| Harbour Investments, Inc. | 250 | $4,000 | 0.00% | 00.0% | 不變 |
| Horan Securities, Inc. | 200 | $3,000 | 0.00% | 00.0% | 不變 |
| Wolff Wiese Magana LLC | 88 | $1,000 | 0.00% | 00.0% | 不變 |
| CWM, LLC | 10 | $0 | 0.00% | 00.0% | 不變 |
| 1607 Capital Partners, LLC | 0 | $0 | 0.00% | −118,023−100.0% | 清倉 |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −89,439−100.0% | 清倉 |
| Park Avenue Securities LLC | 0 | $0 | 0.00% | −84,387−100.0% | 清倉 |
| Northern Trust Corp | 0 | $0 | 0.00% | −15,778−100.0% | 清倉 |
| Bank of Montreal | 0 | $0 | 0.00% | −12,820−100.0% | 清倉 |
| Integrated Capital Management, Inc. | 0 | $0 | 0.00% | −12,660−100.0% | 清倉 |
| Patriot Financial Group Insurance Agency, LLC | 0 | $0 | 0.00% | −3,481−100.0% | 清倉 |
| SeaCrest Wealth Management, LLC | 0 | $0 | 0.00% | −2,033−100.0% | 清倉 |
| Chilton Capital Management LLC | 0 | $0 | 0.00% | −689−100.0% | 清倉 |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −110−100.0% | 清倉 |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | 清倉 |
| BFT Financial Group, LLC | – | – | – | – | 本季未申報 |