Nuveen Dow 30sm Dynamic Overwrite Fund
DIAX2026/3/30 下市- SEC CIK
- 0001608742
Nuveen Dow 30sm Dynamic Overwrite Fund 已在 2026/3/30 下市；內部人最後一份 Form 4 在 2021/11/30 申報；2025 年第 4 季末有 122 家機構在 13F 申報持有，市值合計 $1.90 億；沒有大師持有。
2022 年第 4 季 13F 持有人
Nuveen Dow 30sm Dynamic Overwrite Fund 在 2022/12/31 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 80
- 較 2022 年第 3 季 +10 家
- 持有股數
- 823.1 萬
- 較 2022 年第 3 季 +11.0 萬 (+1.4%)
- 總市值
- $1.26 億
- 較 2022 年第 3 季 +$1,622 萬 (+14.8%)
- 新進機構
- 14
- 另有 28 家加碼
- 清倉機構
- 4
- 另有 23 家減碼
另有 3 家機構在 2022 年第 3 季持有、還沒有申報 2022 年第 4 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 DIAX 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 0 | $0 |
| 2026 年第 1 季 | 3 | $1,065 萬 |
| 2025 年第 4 季 | 122 | $1.90 億 |
| 2025 年第 3 季 | 109 | $1.78 億 |
| 2025 年第 2 季 | 104 | $1.70 億 |
| 2025 年第 1 季 | 101 | $1.64 億 |
| 2024 年第 4 季 | 90 | $1.75 億 |
| 2024 年第 3 季 | 86 | $1.70 億 |
| 2024 年第 2 季 | 86 | $1.59 億 |
| 2024 年第 1 季 | 82 | $1.65 億 |
| 2023 年第 4 季 | 82 | $1.51 億 |
| 2023 年第 3 季 | 81 | $1.38 億 |
| 2023 年第 2 季 | 82 | $1.31 億 |
| 2023 年第 1 季 | 83 | $1.26 億 |
| 2022 年第 4 季 | 80 | $1.26 億 |
| 2022 年第 3 季 | 73 | $1.10 億 |
| 2022 年第 2 季 | 80 | $1.26 億 |
| 2022 年第 1 季 | 76 | $1.30 億 |
| 2021 年第 4 季 | 77 | $1.39 億 |
| 2021 年第 3 季 | 79 | $1.39 億 |
| 2021 年第 2 季 | 89 | $1.50 億 |
| 2021 年第 1 季 | 94 | $1.44 億 |
2022 年第 4 季持有機構
每家機構持有 Nuveen Dow 30sm Dynamic Overwrite Fund 的股數、市值與佔組合比重；股數變化跟 2022 年第 3 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Morgan Stanley | 1,123,364 | $1,742 萬 | 0.00% | +167,903+17.6% | 加碼 |
| UBS Group AG | 770,253 | $1,195 萬 | 0.01% | −1,938−0.3% | 減碼 |
| Raymond James Financial Services Advisors, Inc. | 764,559 | $1,186 萬 | 0.02% | +32,445+4.4% | 加碼 |
| Guggenheim Capital LLC | 628,905 | $975.4 萬 | 0.09% | −6,246−1.0% | 減碼 |
| Wells Fargo & Company | 628,636 | $975.0 萬 | 0.00% | +56,643+9.9% | 加碼 |
| MML Investors Services, LLC | 517,001 | $801.9 萬 | 0.05% | +48,737+10.4% | 加碼 |
| Bank of America Corp | 450,162 | $698.2 萬 | 0.00% | +10,750+2.4% | 加碼 |
| Advisors Asset Management, Inc. | 386,400 | $599.3 萬 | 0.12% | +19,996+5.5% | 加碼 |
| Invesco Ltd. | 351,050 | $544.5 萬 | 0.00% | −74,331−17.5% | 減碼 |
| Raymond James & Associates | 187,955 | $291.5 萬 | 0.00% | −13,010−6.5% | 減碼 |
| Stifel Financial Corp | 181,689 | $281.8 萬 | 0.00% | +5,823+3.3% | 加碼 |
| LPL Financial LLC | 168,076 | $260.7 萬 | 0.00% | +11,808+7.6% | 加碼 |
| Royal Bank of Canada | 152,158 | $236.0 萬 | 0.00% | +7,765+5.4% | 加碼 |
| Schnieders Capital Management LLC | 126,780 | $196.6 萬 | 0.45% | +10,400+8.9% | 加碼 |
| Ameriprise Financial Inc | 121,065 | $187.8 萬 | 0.00% | +4,539+3.9% | 加碼 |
| Advisor Group Holdings, Inc. | 116,581 | $180.9 萬 | 0.00% | −5,536−4.5% | 減碼 |
| Integrated Wealth Concepts LLC | 102,247 | $158.6 萬 | 0.04% | −429−0.4% | 減碼 |
| D.A. Davidson & Co. | 101,455 | $157.4 萬 | 0.02% | +1,719+1.7% | 加碼 |
| Shaker Financial Services, LLC | 94,159 | $146.0 萬 | 0.68% | −141,168−60.0% | 減碼 |
| Baird Financial Group, Inc. | 75,350 | $116.9 萬 | 0.00% | +75,350 | 新進 |
| Formidable Asset Management, LLC | 69,220 | $107.4 萬 | 0.24% | 00.0% | 不變 |
| Atria Wealth Solutions, Inc. | 64,302 | $99.7 萬 | 0.02% | −1,358−2.1% | 減碼 |
| Shulman DeMeo Asset Management LLC | 61,900 | $96.0 萬 | 0.32% | −511−0.8% | 減碼 |
| Northwestern Mutual Wealth Management Co | 57,640 | $89.4 萬 | 0.00% | −148,507−72.0% | 減碼 |
| Cambridge Investment Research Advisors, Inc. | 57,416 | $89.1 萬 | 0.00% | +3,442+6.4% | 加碼 |
| Commonwealth Equity Services, LLC | 53,564 | $83.0 萬 | 0.00% | +2,957+5.8% | 加碼 |
| Nations Financial Group Inc, | 45,588 | $70.7 萬 | 0.08% | +6,123+15.5% | 加碼 |
| Cetera Investment Advisers | 44,747 | $69.4 萬 | 0.01% | +20,148+81.9% | 加碼 |
| National Asset Management, Inc. | 36,687 | $56.9 萬 | 0.02% | +12,440+51.3% | 加碼 |
| Raymond James Trust N.A. | 36,648 | $56.8 萬 | 0.02% | −25,241−40.8% | 減碼 |
| Dynamic Advisor Solutions LLC | 36,460 | $56.5 萬 | 0.04% | +2,710+8.0% | 加碼 |
| Cetera Advisor Networks LLC | 33,925 | $52.6 萬 | 0.00% | +3,078+10.0% | 加碼 |
| Institute for Wealth Management, LLC. | 32,519 | $50.4 萬 | 0.11% | 00.0% | 不變 |
| Stolper Co | 32,248 | $50.0 萬 | 0.22% | −1,647−4.9% | 減碼 |
| Kingsview Wealth Management, LLC | 32,157 | $49.9 萬 | 0.02% | −1,350−4.0% | 減碼 |
| Money Concepts Capital Corp | 30,398 | $47.1 萬 | 0.02% | +2,762+10.0% | 加碼 |
| Janney Montgomery Scott LLC | 29,595 | $45.9 萬 | 0.00% | +1,034+3.6% | 加碼 |
| DFPG Investments, LLC | 28,625 | $45.2 萬 | 0.07% | +28,625 | 新進 |
| Wedbush Securities Inc | 24,499 | $38.0 萬 | 0.02% | −2,445−9.1% | 減碼 |
| BDO Wealth Advisors, LLC | 24,401 | $37.8 萬 | 0.05% | −4,933−16.8% | 減碼 |
| Liberty One Investment Management, LLC | 22,064 | $34.2 萬 | 0.05% | −2,410−9.8% | 減碼 |
| Truist Financial Corp | 21,378 | $33.2 萬 | 0.00% | −40−0.2% | 減碼 |
| Keybank National Association | 20,000 | $31.0 萬 | 0.00% | −368−1.8% | 減碼 |
| Pinnacle Associates Ltd | 19,569 | $30.4 萬 | 0.01% | −36−0.2% | 減碼 |
| 9258 Wealth Management, LLC | 18,117 | $28.1 萬 | 0.06% | +110+0.6% | 加碼 |
| AlphaStar Capital Management, LLC | 15,292 | $23.7 萬 | 0.02% | 00.0% | 不變 |
| Eudaimonia Partners, LLC | 14,859 | $23.0 萬 | 0.06% | +532+3.7% | 加碼 |
| Sheaff Brock Investment Advisors, LLC | 13,410 | $20.8 萬 | 0.02% | +50.0% | 加碼 |
| Hennion & Walsh Asset Management, Inc. | 12,756 | $19.8 萬 | 0.01% | −175−1.4% | 減碼 |
| Great Valley Advisor Group, Inc. | 10,200 | $15.8 萬 | 0.01% | −1,475−12.6% | 減碼 |
| IFP Advisors, Inc | 7,048 | $14.0 萬 | 0.00% | −2,045−22.5% | 減碼 |
| Princeton Global Asset Management LLC | 6,855 | $10.6 萬 | 0.03% | 00.0% | 不變 |
| The PNC Financial Services Group, Inc. | 6,750 | $10.5 萬 | 0.00% | 00.0% | 不變 |
| Fifth Third Bancorp | 6,359 | $9.86 萬 | 0.00% | 00.0% | 不變 |
| Register Financial Advisors LLC | 6,146 | $9.53 萬 | 0.06% | +6,146 | 新進 |
| US Bancorp | 5,473 | $8.49 萬 | 0.00% | 00.0% | 不變 |
| JPMorgan Chase & Co | 4,319 | $6.70 萬 | 0.00% | +4,319 | 新進 |
| Rockefeller Capital Management L.P. | 4,061 | $6.30 萬 | 0.00% | 00.0% | 不變 |
| Advisory Services Network, LLC | 3,740 | $5.80 萬 | 0.00% | +3,740 | 新進 |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 3,111 | $4.83 萬 | 0.00% | +119+4.0% | 加碼 |
| Baldwin Brothers Inc | 2,592 | $4.02 萬 | 0.00% | 00.0% | 不變 |
| Private Trust Co NA | 2,000 | $3.10 萬 | 0.00% | 00.0% | 不變 |
| Elequin Capital LP | 1,830 | $2.84 萬 | 0.01% | +1,830 | 新進 |
| Belpointe Asset Management LLC | 1,615 | $2.51 萬 | 0.00% | +1,615 | 新進 |
| Antonetti Capital Management LLC | 1,338 | $2.08 萬 | 0.03% | 00.0% | 不變 |
| American National Bank | 1,046 | $1.60 萬 | 0.00% | −184−15.0% | 減碼 |
| Accurate Wealth Management, LLC | 1,000 | $1.57 萬 | 0.01% | +1,000 | 新進 |
| SOA Wealth Advisors, LLC. | 991 | $1.54 萬 | 0.00% | +20+2.1% | 加碼 |
| Citigroup Inc | 793 | $1.23 萬 | 0.00% | +32+4.2% | 加碼 |
| Cary Street Partner Investment Advisory LLC | 500 | $7,755 | 0.00% | +500 | 新進 |
| Coppell Advisory Solutions LLC | 335 | $5,196 | 0.00% | +335 | 新進 |
| Coppell Advisory Solutions Corp. | 335 | $5,196 | 0.00% | +335 | 新進 |
| Harbour Investments, Inc. | 250 | $3,878 | 0.00% | 00.0% | 不變 |
| Horan Securities, Inc. | 200 | $3,102 | 0.00% | 00.0% | 不變 |
| Private Advisor Group, LLC | 107,120 | $1,661 | 0.00% | +977+0.9% | 加碼 |
| Wolff Wiese Magana LLC | 88 | $1,365 | 0.00% | 00.0% | 不變 |
| Delta Asset Management LLC | 50 | $776 | 0.00% | +50 | 新進 |
| GWM Advisors LLC | 7,403 | $115 | 0.00% | +7,403 | 新進 |
| CWM, LLC | 10 | $0 | 0.00% | 00.0% | 不變 |
| Bangor Savings Bank | 1 | $0 | 0.00% | +1 | 新進 |
| OTA Financial Group L.P. | 0 | $0 | 0.00% | −17,026−100.0% | 清倉 |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −2,800−100.0% | 清倉 |
| Ellis Investment Partners, LLC | 0 | $0 | 0.00% | −448−100.0% | 清倉 |
| MUFG Americas Holdings Corp | 0 | $0 | 0.00% | −400−100.0% | 清倉 |
| Covington Capital Management | – | – | – | – | 本季未申報 |
| American Portfolios Advisors | – | – | – | – | 本季未申報 |
| FourThought Financial, LLC | – | – | – | – | 本季未申報 |